Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 13, 2022 Client Update SEC again reopens comment period for its Dodd-Frank clawback rule On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be prom... June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC... June 13, 2022 Client Update SEC again reopens comment period for its Dodd-Frank clawback rule On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be prom... June 13, 2022 Client Update The price you pay: Chair Gensler previews potential market structure changes SEC Chair Gensler has directed SEC staff to consider significant changes to the pricing and execution of securities orders... June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format. June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format. June 7, 2022 Articles & Books Post-petition, pre-solicitation plan-support covenants Davis Polk counsel Stephen Piraino and associate Matt Masaro recently authored an article published by the American Bankru... June 7, 2022 Client Update FCA publishes Primary Market Bulletin 40 and finalises guidance on prospectus regime On 27 May 2022, following an earlier consultation, the UK’s Financial Conduct Authority (FCA) published new and revised ... June 6, 2022 Articles & Books Preferred equity in peril? Davis Polk partner Adam Shpeen, counsel Aryeh Falk and associate Stephen Ford recently authored “Preferred Equity in Per... May 31, 2022 Client Update Investment Management Regulatory Update - May 2022 In this issue, we discuss, among other things, an SEC rule proposal relating to ESG disclosures and a recent enforcement a... Load More
June 13, 2022 Client Update SEC again reopens comment period for its Dodd-Frank clawback rule On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be prom...
June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC...
June 13, 2022 Client Update SEC again reopens comment period for its Dodd-Frank clawback rule On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be prom...
June 13, 2022 Client Update The price you pay: Chair Gensler previews potential market structure changes SEC Chair Gensler has directed SEC staff to consider significant changes to the pricing and execution of securities orders...
June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format.
June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format.
June 7, 2022 Articles & Books Post-petition, pre-solicitation plan-support covenants Davis Polk counsel Stephen Piraino and associate Matt Masaro recently authored an article published by the American Bankru...
June 7, 2022 Client Update FCA publishes Primary Market Bulletin 40 and finalises guidance on prospectus regime On 27 May 2022, following an earlier consultation, the UK’s Financial Conduct Authority (FCA) published new and revised ...
June 6, 2022 Articles & Books Preferred equity in peril? Davis Polk partner Adam Shpeen, counsel Aryeh Falk and associate Stephen Ford recently authored “Preferred Equity in Per...
May 31, 2022 Client Update Investment Management Regulatory Update - May 2022 In this issue, we discuss, among other things, an SEC rule proposal relating to ESG disclosures and a recent enforcement a...