Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 3, 2021 Client Update UK listing review publishes recommendations On 3 March 2021, the review of the UK listing regime chaired by Lord Jonathan Hill published its recommendations to the Ch... March 3, 2021 Client Update Federal Reserve finalizes Board Effectiveness Guidance for large financial institutions The Federal Reserve’s final guidance on board of directors’ effectiveness (Board Effectiveness Guidance) is a key mile... March 3, 2021 Client Update Federal Reserve finalizes Board Effectiveness Guidance for large financial institutions The Federal Reserve’s final guidance on board of directors’ effectiveness (Board Effectiveness Guidance) is a key mile... March 3, 2021 Client Update SEC chair nominee Gensler and SEC’s 2021 examination priorities highlight ESG and climate risk SEC Chair Hearing. Yesterday, the U.S. Senate Committee on Banking, Housing, and Urban Affairs held a nomination hearing ... March 3, 2021 Client Update UK listing review publishes recommendations On 3 March 2021, the review of the UK listing regime chaired by Lord Jonathan Hill published its recommendations to the Ch... March 2, 2021 Client Update Data breach enforcement on both sides of the Atlantic: Revealing mechanics of fines and civil penalties and reinforcing importance of training Three data breach enforcement examples, two under the GDPR and one in the U.S., highlight differences across the Atlantic ... March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia... February 25, 2021 Client Update SEC to review climate-related disclosure Yesterday, the SEC released a statement on climate change disclosures. The statement directs the SEC staff to review compa... February 25, 2021 Client Update Private Equity Regulatory Update – February 2021 Industry Update SEC Requests Comments on Potential Money Market Fund Reforms Acting Chair Allison Herren Lee Issues St... February 25, 2021 Client Update Investment Management Regulatory Update – February 2021 Industry Update SEC Issues No-Action Relief under Section 17(f) of Investment Company Act and Rule 17f-2 SEC Requests... Load More
March 3, 2021 Client Update UK listing review publishes recommendations On 3 March 2021, the review of the UK listing regime chaired by Lord Jonathan Hill published its recommendations to the Ch...
March 3, 2021 Client Update Federal Reserve finalizes Board Effectiveness Guidance for large financial institutions The Federal Reserve’s final guidance on board of directors’ effectiveness (Board Effectiveness Guidance) is a key mile...
March 3, 2021 Client Update Federal Reserve finalizes Board Effectiveness Guidance for large financial institutions The Federal Reserve’s final guidance on board of directors’ effectiveness (Board Effectiveness Guidance) is a key mile...
March 3, 2021 Client Update SEC chair nominee Gensler and SEC’s 2021 examination priorities highlight ESG and climate risk SEC Chair Hearing. Yesterday, the U.S. Senate Committee on Banking, Housing, and Urban Affairs held a nomination hearing ...
March 3, 2021 Client Update UK listing review publishes recommendations On 3 March 2021, the review of the UK listing regime chaired by Lord Jonathan Hill published its recommendations to the Ch...
March 2, 2021 Client Update Data breach enforcement on both sides of the Atlantic: Revealing mechanics of fines and civil penalties and reinforcing importance of training Three data breach enforcement examples, two under the GDPR and one in the U.S., highlight differences across the Atlantic ...
March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia...
February 25, 2021 Client Update SEC to review climate-related disclosure Yesterday, the SEC released a statement on climate change disclosures. The statement directs the SEC staff to review compa...
February 25, 2021 Client Update Private Equity Regulatory Update – February 2021 Industry Update SEC Requests Comments on Potential Money Market Fund Reforms Acting Chair Allison Herren Lee Issues St...
February 25, 2021 Client Update Investment Management Regulatory Update – February 2021 Industry Update SEC Issues No-Action Relief under Section 17(f) of Investment Company Act and Rule 17f-2 SEC Requests...