Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 14, 2021 Client Update SEC statement on accounting treatment of SPAC warrants to impact capital markets activity This week, the staff of the SEC issued a statement expressing a view that, despite the widespread practice to the contrary... April 14, 2021 Client Update U.S. federal banking agencies issue statement and RFI on model risk management principles and AML compliance The U.S. federal banking agencies have issued an interagency statement addressing industry questions on model risk managem... April 14, 2021 Client Update SEC continues focus on broker-dealer anti-money laundering compliance The Securities and Exchange Commission’s (SEC) Division of Examinations (the Staff) recently issued a risk alert remindi... April 12, 2021 Client Update New NYSE rules ease shareholder approval requirements, but may expand audit committee role On April 2nd, the SEC approved NYSE rule changes that will relax current requirements to obtain shareholder approval prior... April 12, 2021 Client Update New NYSE rules ease shareholder approval requirements, but may expand audit committee role On April 2nd, the SEC approved NYSE rule changes that will relax current requirements to obtain shareholder approval prior... April 8, 2021 Client Update Supreme Court sides with Google in decade-long copyright battle against Oracle On April 5, 2021, the U.S. Supreme Court issued a long-awaited decision in Google LLC v. Oracle America, Inc., holding tha... April 8, 2021 Webinar Key AML developments in law and practice: How to avoid liability Davis Polk lawyers with deep experience in anti-money laundering discuss enforcement trends and other key developments in ... April 5, 2021 Client Update FinCEN begins rulemaking for beneficial ownership registry The Financial Crimes Enforcement Network of the U.S. Department of the Treasury has begun a rulemaking to implement the be... April 2, 2021 Client Update Bank fraud for facilitating marijuana transactions A recent guilty conviction, after a jury trial, shows how complex and fraught the zigzag path to marijuana legalization is... April 1, 2021 Client Update European Commission amends referral policy to allow review of previously non-reportable ‘killer acquisitions’ On 26 March 2021, the European Commission published new guidance on when it will accept referrals from EU National Competi... Load More
April 14, 2021 Client Update SEC statement on accounting treatment of SPAC warrants to impact capital markets activity This week, the staff of the SEC issued a statement expressing a view that, despite the widespread practice to the contrary...
April 14, 2021 Client Update U.S. federal banking agencies issue statement and RFI on model risk management principles and AML compliance The U.S. federal banking agencies have issued an interagency statement addressing industry questions on model risk managem...
April 14, 2021 Client Update SEC continues focus on broker-dealer anti-money laundering compliance The Securities and Exchange Commission’s (SEC) Division of Examinations (the Staff) recently issued a risk alert remindi...
April 12, 2021 Client Update New NYSE rules ease shareholder approval requirements, but may expand audit committee role On April 2nd, the SEC approved NYSE rule changes that will relax current requirements to obtain shareholder approval prior...
April 12, 2021 Client Update New NYSE rules ease shareholder approval requirements, but may expand audit committee role On April 2nd, the SEC approved NYSE rule changes that will relax current requirements to obtain shareholder approval prior...
April 8, 2021 Client Update Supreme Court sides with Google in decade-long copyright battle against Oracle On April 5, 2021, the U.S. Supreme Court issued a long-awaited decision in Google LLC v. Oracle America, Inc., holding tha...
April 8, 2021 Webinar Key AML developments in law and practice: How to avoid liability Davis Polk lawyers with deep experience in anti-money laundering discuss enforcement trends and other key developments in ...
April 5, 2021 Client Update FinCEN begins rulemaking for beneficial ownership registry The Financial Crimes Enforcement Network of the U.S. Department of the Treasury has begun a rulemaking to implement the be...
April 2, 2021 Client Update Bank fraud for facilitating marijuana transactions A recent guilty conviction, after a jury trial, shows how complex and fraught the zigzag path to marijuana legalization is...
April 1, 2021 Client Update European Commission amends referral policy to allow review of previously non-reportable ‘killer acquisitions’ On 26 March 2021, the European Commission published new guidance on when it will accept referrals from EU National Competi...