Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea... August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea... August 20, 2021 Client Update Proposed interagency guidance on risk management of third-party relationships The Federal Reserve, FDIC and OCC jointly issued proposed guidance on banking organizations’ risk management of third-pa... August 17, 2021 Client Update G30 publishes report on recommendations for Treasury market reform The Group of Thirty (G30) has published a report analyzing weaknesses in the U.S. Treasury market and setting out recommen... August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related ... August 11, 2021 Client Update Nasdaq board diversity rules approved by SEC Nasdaq’s new board diversity rules, approved by the SEC on August 6, will require listed companies to have diverse board... August 11, 2021 Client Update Nasdaq board diversity rules approved by SEC Nasdaq’s new board diversity rules, approved by the SEC on August 6, will require listed companies to have diverse board... August 5, 2021 Client Update FTC to issue “Warning Letters” that deals remain subject to antitrust review post-closing The Federal Trade Commission has announced that a “tidal wave” of HSR filings has strained its capacity to review merg... August 3, 2021 Client Update FCA publishes final rules for SPACs listing in London The FCA has published a Policy Statement containing its final rules and changes to the Listing Rules for SPACs seeking to ... July 30, 2021 Client Update Investment Management Regulatory Update – July 2021 Here is our latest report on regulatory developments relating to private equity and investment management. In this issue,... Load More
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea...
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea...
August 20, 2021 Client Update Proposed interagency guidance on risk management of third-party relationships The Federal Reserve, FDIC and OCC jointly issued proposed guidance on banking organizations’ risk management of third-pa...
August 17, 2021 Client Update G30 publishes report on recommendations for Treasury market reform The Group of Thirty (G30) has published a report analyzing weaknesses in the U.S. Treasury market and setting out recommen...
August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related ...
August 11, 2021 Client Update Nasdaq board diversity rules approved by SEC Nasdaq’s new board diversity rules, approved by the SEC on August 6, will require listed companies to have diverse board...
August 11, 2021 Client Update Nasdaq board diversity rules approved by SEC Nasdaq’s new board diversity rules, approved by the SEC on August 6, will require listed companies to have diverse board...
August 5, 2021 Client Update FTC to issue “Warning Letters” that deals remain subject to antitrust review post-closing The Federal Trade Commission has announced that a “tidal wave” of HSR filings has strained its capacity to review merg...
August 3, 2021 Client Update FCA publishes final rules for SPACs listing in London The FCA has published a Policy Statement containing its final rules and changes to the Listing Rules for SPACs seeking to ...
July 30, 2021 Client Update Investment Management Regulatory Update – July 2021 Here is our latest report on regulatory developments relating to private equity and investment management. In this issue,...