Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 4, 2021 Client Update NYSE proposes to amend “votes cast” A proposed NYSE amendment would eliminate the requirement to include abstentions as “votes cast” against a company’s p... October 4, 2021 Client Update China further tightens controls over crypto transactions The Chinese authorities recently issued a notice regarding cryptocurrency activities, prohibiting (i) overseas cryptocurre... September 30, 2021 Client Update Private Equity Regulatory Update – September 2021 Below is our latest report on regulatory developments relating to private equity and investment management. In this issue... September 30, 2021 Client Update Investment Management Regulatory Update – September 2021 Below is our latest report on regulatory developments relating to private equity and investment management. In this issue... September 29, 2021 Client Update Know your fintech: Banking agencies issue guide on conducting fintech due diligence The Federal Reserve, FDIC and OCC jointly issued a due diligence guide for community banks for assessing potential relatio... September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi... September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi... September 29, 2021 Client Update Bank relationships with fintechs Federal banking regulators continue to signal their attention to banks’ relationships with third parties, and particular... September 23, 2021 Client Update Ninth Circuit panel allows Slack securities claims to advance On September 20, a divided Ninth Circuit panel broke with nearly 50 years of precedent in holding that investors could cha... September 22, 2021 Client Update Davis Polk Financial Services Regulatory Reform Tool – Fall Focus Edition (2021) Financial services regulatory reform continues to be active in 2021, with the Biden Administration focused on activity at ... Load More
October 4, 2021 Client Update NYSE proposes to amend “votes cast” A proposed NYSE amendment would eliminate the requirement to include abstentions as “votes cast” against a company’s p...
October 4, 2021 Client Update China further tightens controls over crypto transactions The Chinese authorities recently issued a notice regarding cryptocurrency activities, prohibiting (i) overseas cryptocurre...
September 30, 2021 Client Update Private Equity Regulatory Update – September 2021 Below is our latest report on regulatory developments relating to private equity and investment management. In this issue...
September 30, 2021 Client Update Investment Management Regulatory Update – September 2021 Below is our latest report on regulatory developments relating to private equity and investment management. In this issue...
September 29, 2021 Client Update Know your fintech: Banking agencies issue guide on conducting fintech due diligence The Federal Reserve, FDIC and OCC jointly issued a due diligence guide for community banks for assessing potential relatio...
September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi...
September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi...
September 29, 2021 Client Update Bank relationships with fintechs Federal banking regulators continue to signal their attention to banks’ relationships with third parties, and particular...
September 23, 2021 Client Update Ninth Circuit panel allows Slack securities claims to advance On September 20, a divided Ninth Circuit panel broke with nearly 50 years of precedent in holding that investors could cha...
September 22, 2021 Client Update Davis Polk Financial Services Regulatory Reform Tool – Fall Focus Edition (2021) Financial services regulatory reform continues to be active in 2021, with the Biden Administration focused on activity at ...