Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 13, 2022 Client Update Climate Regulatory Reform and the U.S. Financial Services Sector — Spring Forward Edition Addressing climate change is one of the highest priorities of the Biden administration, and the pace of policy development... April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund... April 4, 2022 Client Update SEC proposes new SPAC rules that are expected to significantly reduce SPAC activity SPACs remain in the SEC’s crosshairs with this comprehensive rule proposal that expands the scope of underwriter liabili... April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund... April 4, 2022 Client Update SEC proposes new SPAC rules that are expected to significantly reduce SPAC activity SPACs remain in the SEC’s crosshairs with this comprehensive rule proposal that expands the scope of underwriter liabili... April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund... March 31, 2022 Client Update DOJ announces compliance certifications to be considered as part of corporate criminal resolutions In a pair of speeches last week, the Assistant Attorney General of DOJ’s Criminal Division emphasized its focus on compl... March 31, 2022 Client Update Investment Management Regulatory Update - March 2022 In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a rec... March 31, 2022 Client Update Private Equity Regulatory Update - March 2022 In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a rec... March 31, 2022 Client Update DOJ announces compliance certifications to be considered as part of corporate criminal resolutions In a pair of speeches last week, the Assistant Attorney General of DOJ’s Criminal Division emphasized its focus on compl... Load More
April 13, 2022 Client Update Climate Regulatory Reform and the U.S. Financial Services Sector — Spring Forward Edition Addressing climate change is one of the highest priorities of the Biden administration, and the pace of policy development...
April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund...
April 4, 2022 Client Update SEC proposes new SPAC rules that are expected to significantly reduce SPAC activity SPACs remain in the SEC’s crosshairs with this comprehensive rule proposal that expands the scope of underwriter liabili...
April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund...
April 4, 2022 Client Update SEC proposes new SPAC rules that are expected to significantly reduce SPAC activity SPACs remain in the SEC’s crosshairs with this comprehensive rule proposal that expands the scope of underwriter liabili...
April 4, 2022 Client Update SEC proposes requiring many private funds and proprietary trading vehicles to register as “dealers” The SEC has proposed expanding what constitutes a “dealer,” which could have the effect of requiring many private fund...
March 31, 2022 Client Update DOJ announces compliance certifications to be considered as part of corporate criminal resolutions In a pair of speeches last week, the Assistant Attorney General of DOJ’s Criminal Division emphasized its focus on compl...
March 31, 2022 Client Update Investment Management Regulatory Update - March 2022 In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a rec...
March 31, 2022 Client Update Private Equity Regulatory Update - March 2022 In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a rec...
March 31, 2022 Client Update DOJ announces compliance certifications to be considered as part of corporate criminal resolutions In a pair of speeches last week, the Assistant Attorney General of DOJ’s Criminal Division emphasized its focus on compl...