Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format. June 7, 2022 Client Update FCA publishes Primary Market Bulletin 40 and finalises guidance on prospectus regime On 27 May 2022, following an earlier consultation, the UK’s Financial Conduct Authority (FCA) published new and revised ... June 7, 2022 Articles & Books Post-petition, pre-solicitation plan-support covenants Davis Polk counsel Stephen Piraino and associate Matt Masaro recently authored an article published by the American Bankru... June 6, 2022 Articles & Books Preferred equity in peril? Davis Polk partner Adam Shpeen, counsel Aryeh Falk and associate Stephen Ford recently authored “Preferred Equity in Per... May 31, 2022 Client Update Private Equity Regulatory Update - May 2022 In this issue, we discuss, among other things, an SEC rule proposal relating to ESG disclosures and a recent enforcement a... May 31, 2022 Client Update Investment Management Regulatory Update - May 2022 In this issue, we discuss, among other things, an SEC rule proposal relating to ESG disclosures and a recent enforcement a... May 31, 2022 Client Update UK listing regime reforms to promote greater access and flexibility on public markets On 26 May 2022, the FCA published a discussion paper seeking further views as to how it can make the UK listing regime and... May 26, 2022 Client Update Ninth Circuit panel rejects claim that Nektar Therapeutics misled investors On May 19, 2022, the Ninth Circuit affirmed dismissal of a case claiming securities fraud in the life sciences space, conf... May 25, 2022 Client Update U.S. securities laws considerations and options for Japanese cash tender offers U.S. securities laws regulate tender offers for securities of Japanese companies whether or not such securities are regist... May 25, 2022 Client Update Rule 802 and application of U.S. securities laws to Japanese business combinations involving stock consideration Rule 802 under the U.S. Securities Act of 1933, as amended (the “Securities Act”), provides an exemption from the regi... Load More
June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format.
June 7, 2022 Client Update FCA publishes Primary Market Bulletin 40 and finalises guidance on prospectus regime On 27 May 2022, following an earlier consultation, the UK’s Financial Conduct Authority (FCA) published new and revised ...
June 7, 2022 Articles & Books Post-petition, pre-solicitation plan-support covenants Davis Polk counsel Stephen Piraino and associate Matt Masaro recently authored an article published by the American Bankru...
June 6, 2022 Articles & Books Preferred equity in peril? Davis Polk partner Adam Shpeen, counsel Aryeh Falk and associate Stephen Ford recently authored “Preferred Equity in Per...
May 31, 2022 Client Update Private Equity Regulatory Update - May 2022 In this issue, we discuss, among other things, an SEC rule proposal relating to ESG disclosures and a recent enforcement a...
May 31, 2022 Client Update Investment Management Regulatory Update - May 2022 In this issue, we discuss, among other things, an SEC rule proposal relating to ESG disclosures and a recent enforcement a...
May 31, 2022 Client Update UK listing regime reforms to promote greater access and flexibility on public markets On 26 May 2022, the FCA published a discussion paper seeking further views as to how it can make the UK listing regime and...
May 26, 2022 Client Update Ninth Circuit panel rejects claim that Nektar Therapeutics misled investors On May 19, 2022, the Ninth Circuit affirmed dismissal of a case claiming securities fraud in the life sciences space, conf...
May 25, 2022 Client Update U.S. securities laws considerations and options for Japanese cash tender offers U.S. securities laws regulate tender offers for securities of Japanese companies whether or not such securities are regist...
May 25, 2022 Client Update Rule 802 and application of U.S. securities laws to Japanese business combinations involving stock consideration Rule 802 under the U.S. Securities Act of 1933, as amended (the “Securities Act”), provides an exemption from the regi...