Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 3, 2022 Client Update SEC enhances disclosure of registered fund proxy voting and institutional manager “say-on-pay” votes The SEC’s new rule and amendments require registered funds to comply with enhanced and standardized reporting requiremen... October 31, 2022 Client Update Investment Management Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors. October 31, 2022 Articles & Books Banking & Finance 2022: USA Davis Polk partners James Florack, Meyer Dworkin and Vanessa Jackson and associate Adela Troconis authored the “Law and ... October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e... October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e... October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e... October 31, 2022 Client Update Private Equity Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors. October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual... October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi... October 26, 2022 Client Update Crawling into modernity: SEC amends WORM recordkeeping requirements for broker-dealers and SBSDs The SEC’s amendments modernize recordkeeping requirements for broker-dealers, while applying the revised requirements to... Load More
November 3, 2022 Client Update SEC enhances disclosure of registered fund proxy voting and institutional manager “say-on-pay” votes The SEC’s new rule and amendments require registered funds to comply with enhanced and standardized reporting requiremen...
October 31, 2022 Client Update Investment Management Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors.
October 31, 2022 Articles & Books Banking & Finance 2022: USA Davis Polk partners James Florack, Meyer Dworkin and Vanessa Jackson and associate Adela Troconis authored the “Law and ...
October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e...
October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e...
October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e...
October 31, 2022 Client Update Private Equity Regulatory Update - October 2022 In this issue we discuss, among other things, an SEC staff FAQ relating to investment adviser consideration of DEI factors.
October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual...
October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi...
October 26, 2022 Client Update Crawling into modernity: SEC amends WORM recordkeeping requirements for broker-dealers and SBSDs The SEC’s amendments modernize recordkeeping requirements for broker-dealers, while applying the revised requirements to...