Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 26, 2013 Client Update NYSE IPO Companies Gain a Transition Period to Meet Internal Audit Requirements Companies listing on the NYSE in connection with an IPO, carve-out or spinoff transaction will have a one-year transition ... August 19, 2013 Client Update SEC Announces Further Delays to Ruling on Proposed NYSE Proxy Fee and Brokers' Internet Platform Changes The SEC has again decided that it needs more time before it can make a decision on a NYSE rule filing to change the fees p... August 14, 2013 Client Update Conflict Minerals Ruling Will Be Appealed The National Association of Manufacturers, the U.S. Chamber of Commerce and the Business Roundtable have filed a notice of... August 14, 2013 Client Update PCAOB Proposes to Change Auditors’ Reports Yesterday, the PCAOB proposed for public comment new auditing standards on the auditor’s report filed with the company a... August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ... August 8, 2013 Client Update Federal Jurisdiction Over Say-On-Pay Lawsuits The Ninth Circuit recently issued an opinion in Dennis v. Hart, in which it held that the district court lacked subject ma... August 6, 2013 Client Update First Circuit Sun Capital Decision Increases ERISA Exposure for Private Equity Funds On July 24, 2013, in a controversial ruling in the Sun Capital case, the U.S. Court of Appeals for the First Circuit endor... August 1, 2013 Client Update ISS Releases Policy Survey for Next Proxy Season Yesterday ISS released its policy survey addressing matters that may cause the proxy advisory firm to change how it makes ... July 31, 2013 Client Update Chair White Testifies on Rulemaking Status and Gives Possible Timetable on Pay Ratio and Other Rules SEC Chair White testified yesterday before the Senate Banking Committee in a hearing that C-Span dubbed “Financial Marke... July 29, 2013 Client Update CII Petitions Stock Exchanges for Majority Voting and Focuses on Director Tenure and Universal Ballots in Contests The Council of Institutional Investors in June petitioned the NYSE and Nasdaq to require majority voting for the election ... Load More
August 26, 2013 Client Update NYSE IPO Companies Gain a Transition Period to Meet Internal Audit Requirements Companies listing on the NYSE in connection with an IPO, carve-out or spinoff transaction will have a one-year transition ...
August 19, 2013 Client Update SEC Announces Further Delays to Ruling on Proposed NYSE Proxy Fee and Brokers' Internet Platform Changes The SEC has again decided that it needs more time before it can make a decision on a NYSE rule filing to change the fees p...
August 14, 2013 Client Update Conflict Minerals Ruling Will Be Appealed The National Association of Manufacturers, the U.S. Chamber of Commerce and the Business Roundtable have filed a notice of...
August 14, 2013 Client Update PCAOB Proposes to Change Auditors’ Reports Yesterday, the PCAOB proposed for public comment new auditing standards on the auditor’s report filed with the company a...
August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ...
August 8, 2013 Client Update Federal Jurisdiction Over Say-On-Pay Lawsuits The Ninth Circuit recently issued an opinion in Dennis v. Hart, in which it held that the district court lacked subject ma...
August 6, 2013 Client Update First Circuit Sun Capital Decision Increases ERISA Exposure for Private Equity Funds On July 24, 2013, in a controversial ruling in the Sun Capital case, the U.S. Court of Appeals for the First Circuit endor...
August 1, 2013 Client Update ISS Releases Policy Survey for Next Proxy Season Yesterday ISS released its policy survey addressing matters that may cause the proxy advisory firm to change how it makes ...
July 31, 2013 Client Update Chair White Testifies on Rulemaking Status and Gives Possible Timetable on Pay Ratio and Other Rules SEC Chair White testified yesterday before the Senate Banking Committee in a hearing that C-Span dubbed “Financial Marke...
July 29, 2013 Client Update CII Petitions Stock Exchanges for Majority Voting and Focuses on Director Tenure and Universal Ballots in Contests The Council of Institutional Investors in June petitioned the NYSE and Nasdaq to require majority voting for the election ...