Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 21, 2016 Client Update Public Officials Weigh in on SEC Regulation S-K Concept Release Current and former holders of political office are among the many who wrote in to the SEC with comments on its Regulation ... September 16, 2016 Client Update A Snapshot of the SEC Whistleblower Office Andrew Ceresney, the director of the Division of Enforcement at the SEC, gave a speech recently about the success of the S... September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto... September 13, 2016 Client Update 2017 Proxy Statement Reminders While several major SEC disclosure requirements remain in the proposal stage and the pay ratio disclosure does not come in... September 9, 2016 Client Update A Look at Retail Shareholders and Other Results from the 2016 Proxy Season 73% of the shareholders at large-cap companies and 77% of those at mid-cap companies are institutional investors, accordin... September 1, 2016 Client Update GAO Offers Bleak Assessment on Achieving Goal of Conflict Minerals Disclosure Rules Most companies filing reports on their use of conflict minerals remain unable to confirm their origin or whether those min... September 1, 2016 Client Update Issue 5: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit and anti-trust Prospects for the Prospectus Directive As we go to press, the UK cabin... September 1, 2016 Client Update SEC Proposes Requiring Hyperlinks to Exhibits Filed with Registration Statements and Exchange Act Reports Yesterday, the SEC proposed rules that would require companies to include a hyperlink to each exhibit listed in registrati... August 26, 2016 Client Update SEC Requests Comments on Subpart 400 of Regulation S-K, Including Governance and Executive Compensation Disclosures The SEC released an 8-page request for comments to ask for input on Subpart 400 of Regulation S-K, including Item 401 (dir... August 25, 2016 Client Update Why Individual Investors File Shareholder Resolutions A new report from the Rock Center for Corporate Governance with the provocative title “Gadflies at the Gate” tries to ... Load More
September 21, 2016 Client Update Public Officials Weigh in on SEC Regulation S-K Concept Release Current and former holders of political office are among the many who wrote in to the SEC with comments on its Regulation ...
September 16, 2016 Client Update A Snapshot of the SEC Whistleblower Office Andrew Ceresney, the director of the Division of Enforcement at the SEC, gave a speech recently about the success of the S...
September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto...
September 13, 2016 Client Update 2017 Proxy Statement Reminders While several major SEC disclosure requirements remain in the proposal stage and the pay ratio disclosure does not come in...
September 9, 2016 Client Update A Look at Retail Shareholders and Other Results from the 2016 Proxy Season 73% of the shareholders at large-cap companies and 77% of those at mid-cap companies are institutional investors, accordin...
September 1, 2016 Client Update GAO Offers Bleak Assessment on Achieving Goal of Conflict Minerals Disclosure Rules Most companies filing reports on their use of conflict minerals remain unable to confirm their origin or whether those min...
September 1, 2016 Client Update Issue 5: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit and anti-trust Prospects for the Prospectus Directive As we go to press, the UK cabin...
September 1, 2016 Client Update SEC Proposes Requiring Hyperlinks to Exhibits Filed with Registration Statements and Exchange Act Reports Yesterday, the SEC proposed rules that would require companies to include a hyperlink to each exhibit listed in registrati...
August 26, 2016 Client Update SEC Requests Comments on Subpart 400 of Regulation S-K, Including Governance and Executive Compensation Disclosures The SEC released an 8-page request for comments to ask for input on Subpart 400 of Regulation S-K, including Item 401 (dir...
August 25, 2016 Client Update Why Individual Investors File Shareholder Resolutions A new report from the Rock Center for Corporate Governance with the provocative title “Gadflies at the Gate” tries to ...