Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power... September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea... September 29, 2016 Client Update ISS Releases Survey Boards That Will Inform 2017 Policy Changes ISS has just released the results of its survey on potential policy changes. We previously discussed the survey questions... September 26, 2016 Client Update Implications for Issuers from Recent Auditor Independence Enforcement Cases The SEC recently found that EY violated the auditor independence rules in two cases based on the audit partners’ close p... September 21, 2016 Client Update Public Officials Weigh in on SEC Regulation S-K Concept Release Current and former holders of political office are among the many who wrote in to the SEC with comments on its Regulation ... September 16, 2016 Client Update A Snapshot of the SEC Whistleblower Office Andrew Ceresney, the director of the Division of Enforcement at the SEC, gave a speech recently about the success of the S... September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto... September 13, 2016 Client Update 2017 Proxy Statement Reminders While several major SEC disclosure requirements remain in the proposal stage and the pay ratio disclosure does not come in... September 9, 2016 Client Update A Look at Retail Shareholders and Other Results from the 2016 Proxy Season 73% of the shareholders at large-cap companies and 77% of those at mid-cap companies are institutional investors, accordin... September 1, 2016 Client Update GAO Offers Bleak Assessment on Achieving Goal of Conflict Minerals Disclosure Rules Most companies filing reports on their use of conflict minerals remain unable to confirm their origin or whether those min... Load More
September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power...
September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea...
September 29, 2016 Client Update ISS Releases Survey Boards That Will Inform 2017 Policy Changes ISS has just released the results of its survey on potential policy changes. We previously discussed the survey questions...
September 26, 2016 Client Update Implications for Issuers from Recent Auditor Independence Enforcement Cases The SEC recently found that EY violated the auditor independence rules in two cases based on the audit partners’ close p...
September 21, 2016 Client Update Public Officials Weigh in on SEC Regulation S-K Concept Release Current and former holders of political office are among the many who wrote in to the SEC with comments on its Regulation ...
September 16, 2016 Client Update A Snapshot of the SEC Whistleblower Office Andrew Ceresney, the director of the Division of Enforcement at the SEC, gave a speech recently about the success of the S...
September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto...
September 13, 2016 Client Update 2017 Proxy Statement Reminders While several major SEC disclosure requirements remain in the proposal stage and the pay ratio disclosure does not come in...
September 9, 2016 Client Update A Look at Retail Shareholders and Other Results from the 2016 Proxy Season 73% of the shareholders at large-cap companies and 77% of those at mid-cap companies are institutional investors, accordin...
September 1, 2016 Client Update GAO Offers Bleak Assessment on Achieving Goal of Conflict Minerals Disclosure Rules Most companies filing reports on their use of conflict minerals remain unable to confirm their origin or whether those min...