Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 30, 2018 Client Update SEC to Consider Request for Comment on Earnings Releases and Quarterly Reports The SEC issued a Sunshine Act Notice for an open meeting next Wednesday, December 5, where they will consider whether to i... November 29, 2018 Client Update A Say-on-Pay Update — Plus Strategies for Responding to a Negative Recommendation by a Proxy Advisory Firm The proxy season is just around the corner for calendar year public companies. Ahead of the season, two major proxy adviso... November 27, 2018 Client Update SEC Enforcement Division Annual Report Reflects Areas of Focus on Public Companies Cryptocurrency fraud and schemes against mom-and-pop retail investors may consume the limelight and make for good press, b... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 19, 2018 Client Update ISS Issues Benchmark Policies for 2019 and Bipartisan Bill to Regulate Proxy Advisory Firms is Proposed New ISS Policies. For meetings on or after February 1, 2019, two new and fairly minimal ISS policies will be applied. As ... November 14, 2018 Client Update The Impact of Changing the Shareholder Proposal Resubmission Thresholds Nearly all shareholder proposals meet the current resubmission thresholds of 3%, 6% and 10%, according to a detailed CII r... November 12, 2018 Client Update How Funds View and Vote on Shareholder Proposals In advance of Thursday’s SEC’s Roundtable on the Proxy Process*, it is worth considering the three-part posts by the I... November 7, 2018 Client Update ISS QualityScore Data Verification Opens; New Factors Added ISS QualityScore Data Verification opened on Monday, November 5. Companies should be aware of the new Board Diversity Sub... November 6, 2018 Client Update Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions The Federal Reserve has finalized a new supervisory ratings system for large financial institutions (LFIs). The new LFI r... November 6, 2018 Client Update Benchmarking Against the Spencer Stuart S&P 500 Board Practices Report Spencer Stuart has released its annual report on S&P 500 board practices, a useful guide for benchmarking. The overall tr... Load More
November 30, 2018 Client Update SEC to Consider Request for Comment on Earnings Releases and Quarterly Reports The SEC issued a Sunshine Act Notice for an open meeting next Wednesday, December 5, where they will consider whether to i...
November 29, 2018 Client Update A Say-on-Pay Update — Plus Strategies for Responding to a Negative Recommendation by a Proxy Advisory Firm The proxy season is just around the corner for calendar year public companies. Ahead of the season, two major proxy adviso...
November 27, 2018 Client Update SEC Enforcement Division Annual Report Reflects Areas of Focus on Public Companies Cryptocurrency fraud and schemes against mom-and-pop retail investors may consume the limelight and make for good press, b...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 19, 2018 Client Update ISS Issues Benchmark Policies for 2019 and Bipartisan Bill to Regulate Proxy Advisory Firms is Proposed New ISS Policies. For meetings on or after February 1, 2019, two new and fairly minimal ISS policies will be applied. As ...
November 14, 2018 Client Update The Impact of Changing the Shareholder Proposal Resubmission Thresholds Nearly all shareholder proposals meet the current resubmission thresholds of 3%, 6% and 10%, according to a detailed CII r...
November 12, 2018 Client Update How Funds View and Vote on Shareholder Proposals In advance of Thursday’s SEC’s Roundtable on the Proxy Process*, it is worth considering the three-part posts by the I...
November 7, 2018 Client Update ISS QualityScore Data Verification Opens; New Factors Added ISS QualityScore Data Verification opened on Monday, November 5. Companies should be aware of the new Board Diversity Sub...
November 6, 2018 Client Update Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions The Federal Reserve has finalized a new supervisory ratings system for large financial institutions (LFIs). The new LFI r...
November 6, 2018 Client Update Benchmarking Against the Spencer Stuart S&P 500 Board Practices Report Spencer Stuart has released its annual report on S&P 500 board practices, a useful guide for benchmarking. The overall tr...