Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 27, 2018 Client Update SEC Finds Violation of “Equal or Greater Prominence” Requirement of the Non-GAAP Disclosure Rules The SEC instituted a cease-and-desist proceeding in a fairly straightforward enforcement action that nonetheless emphasize... December 21, 2018 Client Update SEC Shutdown: Pointers for Capital Markets Transactions The SEC will be closed for the holidays on December 24 and 25. In addition, in the event of a government shutdown, the SEC... December 21, 2018 Client Update SEC Adopts Hedging Disclosure Rule On December 18, 2018, the SEC adopted a final rule implementing Section 955 of the Dodd-Frank Act, which requires U.S. pub... December 20, 2018 Client Update SEC Chair Highlights Disclosure Topics for Upcoming Filings In a recent speech, SEC Chair Jay Clayton highlighted three areas of risk disclosure that the regulator plans to monitor i... December 19, 2018 Client Update SEC Adopts Hedging Policy Disclosure Rules and Requests Public Comment on Quarterly Reporting The SEC yesterday announced that it has adopted the Dodd-Frank hedging policy disclosure rules and issued a request for co... December 17, 2018 Client Update Major Institutional Investors Comment on, and Disagree About, the Proxy Process The SEC’s solicitation of comments on the proxy process has led to more than 150 public letters. While almost no compan... December 17, 2018 Client Update Preparing Your 2018 Form 20-F This client memorandum highlights important considerations for the preparation of your 2018 annual report on Form 20-F. As... December 7, 2018 Client Update Clayton Cites Shareholder Proposal and Proxy Advisory Firm Reforms as Priority Items for the SEC In a wide ranging speech yesterday on SEC rulemaking, Chairman Clayton stated that after disregarding the more “aspirati... December 5, 2018 Client Update Nearly All S&P 500 Companies Provide Sustainability Reporting With funding from the Investor Responsibility Research Institute (IRR), the Sustainable Investment Institute (Si2) reviewe... November 30, 2018 Client Update SEC to Consider Request for Comment on Earnings Releases and Quarterly Reports The SEC issued a Sunshine Act Notice for an open meeting next Wednesday, December 5, where they will consider whether to i... Load More
December 27, 2018 Client Update SEC Finds Violation of “Equal or Greater Prominence” Requirement of the Non-GAAP Disclosure Rules The SEC instituted a cease-and-desist proceeding in a fairly straightforward enforcement action that nonetheless emphasize...
December 21, 2018 Client Update SEC Shutdown: Pointers for Capital Markets Transactions The SEC will be closed for the holidays on December 24 and 25. In addition, in the event of a government shutdown, the SEC...
December 21, 2018 Client Update SEC Adopts Hedging Disclosure Rule On December 18, 2018, the SEC adopted a final rule implementing Section 955 of the Dodd-Frank Act, which requires U.S. pub...
December 20, 2018 Client Update SEC Chair Highlights Disclosure Topics for Upcoming Filings In a recent speech, SEC Chair Jay Clayton highlighted three areas of risk disclosure that the regulator plans to monitor i...
December 19, 2018 Client Update SEC Adopts Hedging Policy Disclosure Rules and Requests Public Comment on Quarterly Reporting The SEC yesterday announced that it has adopted the Dodd-Frank hedging policy disclosure rules and issued a request for co...
December 17, 2018 Client Update Major Institutional Investors Comment on, and Disagree About, the Proxy Process The SEC’s solicitation of comments on the proxy process has led to more than 150 public letters. While almost no compan...
December 17, 2018 Client Update Preparing Your 2018 Form 20-F This client memorandum highlights important considerations for the preparation of your 2018 annual report on Form 20-F. As...
December 7, 2018 Client Update Clayton Cites Shareholder Proposal and Proxy Advisory Firm Reforms as Priority Items for the SEC In a wide ranging speech yesterday on SEC rulemaking, Chairman Clayton stated that after disregarding the more “aspirati...
December 5, 2018 Client Update Nearly All S&P 500 Companies Provide Sustainability Reporting With funding from the Investor Responsibility Research Institute (IRR), the Sustainable Investment Institute (Si2) reviewe...
November 30, 2018 Client Update SEC to Consider Request for Comment on Earnings Releases and Quarterly Reports The SEC issued a Sunshine Act Notice for an open meeting next Wednesday, December 5, where they will consider whether to i...