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On September 18, 2010, the SEC proposed amendments which would require both financial and nonfinancial companies to disclose additional information in registration statements and periodic...
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacted after a long and intensive legislative process, will impact private funds and their advis...
The SEC’s new proxy access rules, announced on August 25, 2010, finally appeared in the Federal Register today, which means they will be effective as of November 15, 2010.
On September 12, 2010, the Group of Governors and Heads of Supervision, the oversight body of the Basel Committee on Banking Supervision (the “Basel Committee Oversight Body” and the ...
SEC Rules and Regulations
SEC Votes to Adopt New Proxy Access Rules
Industry Update
Technical Corrections and Revisions to New York Law Governing Powers of Attorney Effective Sep...
Proxy access will be a reality beginning in the 2011 proxy season. The SEC’s new Rule 14a-11 will enable long-term substantial shareholders, acting alone or in concert, to nominate cand...
Proxy access will be a reality beginning in the 2011 proxy season. The SEC’s new Rule 14a-11 will enable long-term substantial shareholders, acting alone or in concert, to nominate cand...
The SEC issued on September 1, 2010 an interim final temporary rule that establishes a means for “municipal advisors” to register on a temporary basis with the SEC prior to October 1,...