Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 26, 2017 Client Update Issue 12: Lex et Brexit — Supervisory Convergence in Financial Services and Proposals Amend the EMIR Supervisory Regime IN THIS ISSUE: Introduction Supervisory Convergence in Financial Services Proposals to amend the EMIR Supervisory Regime ... June 26, 2017 Client Update Investment Management Regulatory Update - June 2017 Rules and Regulations SEC Adopts Technical Amendments to Form ADV and Form ADV-W to Reflect Enactment of a Wyoming State ... June 23, 2017 Articles & Books The Common Interest Privilege in Bankruptcy: Recent Trends and Practical Guidance The common interest privilege (sometimes known as the community of interest privilege, joint defense privilege or common i... June 22, 2017 Client Update NASDAQ Announces Ex-Dividend Date Changes For T+2 Settlement For most securities transactions, on September 5, 2017 the settlement cycle will shorten from three business days to two b... June 22, 2017 Client Update NASDAQ Announces Ex-Dividend Date Changes For T+2 Settlement For most securities transactions, on September 5, 2017 the settlement cycle will shorten from three business days to two b... June 21, 2017 Articles & Books Allocating Fees and Expenses: The SEC Is Paying Close Attention In May 2014, the Director of the Office of Compliance Inspections and Examinations (“OCIE”) at the Securities and Ex... June 21, 2017 Client Update The Financial CHOICE Act and the Debate Over Shareholder Proposals A lively debate is erupting over a provision in the House-approved Financial CHOICE Act that would increase the stock owne... June 14, 2017 Client Update Company Protests ISS Policy on Draft Reports in Vote No Campaigns Mylan recently publicly protested what may be a little known ISS policy that impacts the provision of draft reports to S&P... June 12, 2017 Client Update SEC Emphasizes Role of Audit Committee in New Developments and Continuing Trends in Auditor Oversight A recent speech by the SEC Chief Accountant provided guidance for audit committees on several key areas of responsibilitie... June 9, 2017 Client Update Congressional Lawmakers Push SEC Chairman to Focus on Board Diversity Disclosure Two letters from members of the House of Representatives directed Chairman Clayton to continue his predecessor’s efforts... Load More
June 26, 2017 Client Update Issue 12: Lex et Brexit — Supervisory Convergence in Financial Services and Proposals Amend the EMIR Supervisory Regime IN THIS ISSUE: Introduction Supervisory Convergence in Financial Services Proposals to amend the EMIR Supervisory Regime ...
June 26, 2017 Client Update Investment Management Regulatory Update - June 2017 Rules and Regulations SEC Adopts Technical Amendments to Form ADV and Form ADV-W to Reflect Enactment of a Wyoming State ...
June 23, 2017 Articles & Books The Common Interest Privilege in Bankruptcy: Recent Trends and Practical Guidance The common interest privilege (sometimes known as the community of interest privilege, joint defense privilege or common i...
June 22, 2017 Client Update NASDAQ Announces Ex-Dividend Date Changes For T+2 Settlement For most securities transactions, on September 5, 2017 the settlement cycle will shorten from three business days to two b...
June 22, 2017 Client Update NASDAQ Announces Ex-Dividend Date Changes For T+2 Settlement For most securities transactions, on September 5, 2017 the settlement cycle will shorten from three business days to two b...
June 21, 2017 Articles & Books Allocating Fees and Expenses: The SEC Is Paying Close Attention In May 2014, the Director of the Office of Compliance Inspections and Examinations (“OCIE”) at the Securities and Ex...
June 21, 2017 Client Update The Financial CHOICE Act and the Debate Over Shareholder Proposals A lively debate is erupting over a provision in the House-approved Financial CHOICE Act that would increase the stock owne...
June 14, 2017 Client Update Company Protests ISS Policy on Draft Reports in Vote No Campaigns Mylan recently publicly protested what may be a little known ISS policy that impacts the provision of draft reports to S&P...
June 12, 2017 Client Update SEC Emphasizes Role of Audit Committee in New Developments and Continuing Trends in Auditor Oversight A recent speech by the SEC Chief Accountant provided guidance for audit committees on several key areas of responsibilitie...
June 9, 2017 Client Update Congressional Lawmakers Push SEC Chairman to Focus on Board Diversity Disclosure Two letters from members of the House of Representatives directed Chairman Clayton to continue his predecessor’s efforts...