Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ... January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p... January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in... January 17, 2012 Client Update Preparing Your 2011 Form 20-F This memorandum highlights some considerations for the preparation of 2011 annual reports on Form 20-F and certain other U... January 9, 2012 Client Update SEC Staff Issues Guidance on European Sovereign Debt Exposures The SEC Corporate Finance staff has issued CF Disclosure Guidance: Topic No. 4 to address its concerns about financial ins... January 3, 2012 Client Update Dodd-Frank Progress Report - January 2012 In this Report: As of the end of 2011, deadlines for half of Dodd-Frank’s rulemaking requirements have passed. 2... December 23, 2011 Client Update Summary of the Federal Reserve’s Proposed Rules for Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies The Federal Reserve has released proposed rules to implement the enhanced supervisory and prudential requirements in Secti... December 13, 2011 Client Update Say-on-Pay Year Two: a Planning Primer For most companies 2011 was the first year for say-on-pay. The good news is that most emerged from the process unscathed. ... December 8, 2011 Client Update SEC Staff to Limit Non-Public Initial Review Process for Non-U.S. Issuers The SEC staff has traditionally allowed non-U.S. issuers to file IPO or other first-time registration statements on a “d... December 1, 2011 Client Update Dodd-Frank Progress Report - December 2011 No New Deadlines. No new rulemaking requirements were due in November. 3 Requirements Proposed. Rules satisfying three ru... Load More
January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ...
January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p...
January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in...
January 17, 2012 Client Update Preparing Your 2011 Form 20-F This memorandum highlights some considerations for the preparation of 2011 annual reports on Form 20-F and certain other U...
January 9, 2012 Client Update SEC Staff Issues Guidance on European Sovereign Debt Exposures The SEC Corporate Finance staff has issued CF Disclosure Guidance: Topic No. 4 to address its concerns about financial ins...
January 3, 2012 Client Update Dodd-Frank Progress Report - January 2012 In this Report: As of the end of 2011, deadlines for half of Dodd-Frank’s rulemaking requirements have passed. 2...
December 23, 2011 Client Update Summary of the Federal Reserve’s Proposed Rules for Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies The Federal Reserve has released proposed rules to implement the enhanced supervisory and prudential requirements in Secti...
December 13, 2011 Client Update Say-on-Pay Year Two: a Planning Primer For most companies 2011 was the first year for say-on-pay. The good news is that most emerged from the process unscathed. ...
December 8, 2011 Client Update SEC Staff to Limit Non-Public Initial Review Process for Non-U.S. Issuers The SEC staff has traditionally allowed non-U.S. issuers to file IPO or other first-time registration statements on a “d...
December 1, 2011 Client Update Dodd-Frank Progress Report - December 2011 No New Deadlines. No new rulemaking requirements were due in November. 3 Requirements Proposed. Rules satisfying three ru...