Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 25, 2022 Client Update SEC’s shadow trading case survives motion to dismiss A novel insider trading case for trading the stock of a company that the trader did not work for and that was not the targ... January 20, 2022 Webinar 2021 FCPA year-end review & looking ahead: Anti-corruption development and trends Davis Polk’s webinar reviews key developments in 2021 and the outlook for the year ahead in anti-corruption and FCPA enf... December 15, 2021 Client Update Biden administration releases U.S. Strategy on Countering Corruption report The Biden administration issued the first United States Strategy on Countering Corruption on December 6, 2021, as directed... November 18, 2021 Webinar Fireside chat with Dan Kahn, Davis Polk partner and former senior DOJ official Please listen in as Davis Polk partners and co-heads of our White Collar Defense & Investigations group Greg Andres and Ma... November 3, 2021 Client Update New York DFS issues guidance for adoption of affiliates’ cybersecurity programs The New York DFS issued new guidance regarding a covered entity’s reliance on an affiliate’s cybersecurity program. Th... November 1, 2021 Client Update China’s personal data law comes into force accompanied by draft rules on cross-border data transfers Personal Information Protection Law of China (PIPL) came into effect today, containing rules comprehensively regulating pe... October 29, 2021 Client Update Deputy Attorney General Lisa Monaco announces significant DOJ corporate enforcement policy changes On Thursday, October 28, 2021, Deputy Attorney General Lisa Monaco announced significant changes to the DOJ’s corporate ... October 20, 2021 Client Update Carlin speech signals DOJ white collar enforcement priorities In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He address... September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi... September 1, 2021 Client Update SEC sanctions three entities for cybersecurity policies and procedures failures The SEC filed three enforcement actions against investment advisers and broker-dealers for cybersecurity deficiencies afte... Load More
January 25, 2022 Client Update SEC’s shadow trading case survives motion to dismiss A novel insider trading case for trading the stock of a company that the trader did not work for and that was not the targ...
January 20, 2022 Webinar 2021 FCPA year-end review & looking ahead: Anti-corruption development and trends Davis Polk’s webinar reviews key developments in 2021 and the outlook for the year ahead in anti-corruption and FCPA enf...
December 15, 2021 Client Update Biden administration releases U.S. Strategy on Countering Corruption report The Biden administration issued the first United States Strategy on Countering Corruption on December 6, 2021, as directed...
November 18, 2021 Webinar Fireside chat with Dan Kahn, Davis Polk partner and former senior DOJ official Please listen in as Davis Polk partners and co-heads of our White Collar Defense & Investigations group Greg Andres and Ma...
November 3, 2021 Client Update New York DFS issues guidance for adoption of affiliates’ cybersecurity programs The New York DFS issued new guidance regarding a covered entity’s reliance on an affiliate’s cybersecurity program. Th...
November 1, 2021 Client Update China’s personal data law comes into force accompanied by draft rules on cross-border data transfers Personal Information Protection Law of China (PIPL) came into effect today, containing rules comprehensively regulating pe...
October 29, 2021 Client Update Deputy Attorney General Lisa Monaco announces significant DOJ corporate enforcement policy changes On Thursday, October 28, 2021, Deputy Attorney General Lisa Monaco announced significant changes to the DOJ’s corporate ...
October 20, 2021 Client Update Carlin speech signals DOJ white collar enforcement priorities In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He address...
September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi...
September 1, 2021 Client Update SEC sanctions three entities for cybersecurity policies and procedures failures The SEC filed three enforcement actions against investment advisers and broker-dealers for cybersecurity deficiencies afte...