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January 30, 2018 Investment Management Regulatory Update - January 2018
Client Newsletter
December 21, 2017 Investment Management Regulatory Update - December 2017
Client Newsletter
December 5, 2017 Webcast: How to Reduce the Risk That Your OCIE Exam Becomes an Enforcement Investigation
November 28, 2017 Investment Management Regulatory Update - November 2017
Client Newsletter
November 6, 2017 SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions
Client Memorandum
October 31, 2017 Investment Management Regulatory Update - October 2017
Client Newsletter
October 18, 2017 Tighter UK Foreign Investments Rules on the Horizon
Client Memorandum
October 12, 2017 Webcast: Bitcoin, Ether, and ICOs: Digital Currency Issues for Fund Managers
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum
September 29, 2017 Investment Management Regulatory Update - September 2017
Client Newsletter
September 25, 2017 So You Want to Buy a Stake in a Private Equity Manager?
Client Memorandum
September 14, 2017 Webcast: Dealing with Retirement Plan and IRA Investors under the DOL Fiduciary Rule: Practical Tips for Private Fund Managers
August 31, 2017 Investment Management Regulatory Update - August 2017
Client Newsletter
August 9, 2017 Managing and Resolving Hedge Fund and Private Equity Fund Disputes

Corporate Disputes, Jul-Sep 2017

August 4, 2017 The Countering America’s Adversaries Through Sanctions Act Becomes Law
Client Memorandum
July 28, 2017 Investment Management Regulatory Update - July 2017
Client Newsletter
June 26, 2017 Investment Management Regulatory Update - June 2017
Client Newsletter
June 21, 2017 Allocating Fees and Expenses: The SEC Is Paying Close Attention

The International Comparative Legal Guide to: Alternative Investment Funds 2017, 5th Edition

June 6, 2017 Securities Enforcement Update: Supreme Court Rules that Five-Year Statute of Limitations Applies to SEC Disgorgement Actions
Client Memorandum
May 25, 2017 Investment Management Regulatory Update - May 2017
Client Newsletter
May 8, 2017 Financial CHOICE Act 2.0 Passes House Financial Services Committee
Client Memorandum
April 27, 2017 Investment Management Regulatory Update - April 2017
Client Newsletter
March 29, 2017 Investment Management Regulatory Update - March 2017
Client Newsletter
February 28, 2017 Investment Management Regulatory Update - February 2017
Client Newsletter
January 23, 2017 Investment Management Regulatory Update - January 2017
Client Newsletter
December 22, 2016 SEC Announces Two Enforcement Actions Regarding Restrictive Language in Severance Agreements
Client Memorandum
December 12, 2016 Predictions on Possible Changes to and Timing of the Dodd-Frank Executive Compensation Provisions
Client Memorandum
November 22, 2016 Investment Management Regulatory Update - November 2016
Client Newsletter
November 17, 2016 The Trump Transition and Possible Directions for Financial Regulatory Reform
Client Memorandum
October 31, 2016 Investment Management Regulatory Update - October 2016
Client Newsletter
September 28, 2016 Investment Management Regulatory Update - September 2016
Client Newsletter
September 13, 2016 FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents
Client Memorandum
September 1, 2016 Issue 5: Lex et Brexit — The Law and Brexit
Client Newsletter
August 24, 2016 Investment Management Regulatory Update – August 2016
Client Newsletter
August 19, 2016 Issue 4: Lex et Brexit — The Law and Brexit
Client Newsletter
August 5, 2016 Issue 3: Lex et Brexit — The Law and Brexit
Client Newsletter
July 26, 2016 Investment Management Regulatory Update – July 2016
Client Newsletter
July 22, 2016 Issue 2: Lex et Brexit — The Law and Brexit
Client Newsletter
July 9, 2016 Issue 1: Lex et Brexit — The Law and Brexit
Client Newsletter
June 27, 2016 Investment Management Regulatory Update - June 2016
Client Newsletter
June 24, 2016 Legal Implications of Brexit
Client Memorandum
June 13, 2016 Partners as Employees? IRS Says Not So Fast
Client Memorandum
June 1, 2016 Incentive Compensation Rules Proposed for Investment Advisers
Client Memorandum
May 27, 2016 Investment Management Regulatory Update - May 2016
Client Newsletter
May 25, 2016 Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs
Client Memorandum
May 2, 2016 Incentive Compensation for Financial Institutions: Reproposal
Client Memorandum
April 26, 2016 Investment Management Regulatory Update - April 2016
Client Newsletter
April 25, 2016 Sun Capital Decision Holds Private Equity Funds Liable for Pension Liabilities of Portfolio Company Under Deemed Partnership Theory
Client Memorandum
April 15, 2016 Webcast: Discussion of Recent Anti-Inversion and Intercompany Debt Rules
April 11, 2016 Treasury Issues New Anti-Inversion Guidance
Client Memorandum

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