August 14, 2018 Federal Banking Regulators Can and Should Resolve Madden and True Lender Developments
White Paper
August 13, 2018 New CFIUS Legislation Enacted
Client Memorandum
August 8, 2018 Getting the Deal Through – Financial Services Compliance
July 5, 2018 CFTC Proposes Maintaining Swap Dealer De Minimis Registration Threshold at $8 Billion with Expanded Exceptions
Client Memorandum
July 5, 2018 Davis Polk Financial Services Regulatory Reform Tool — Summer Beach Read Edition
Client Memorandum
June 25, 2018 Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact
Client Memorandum
June 18, 2018 Proposed Amendments to the Volcker Rule Regulations
Client Memorandum
June 18, 2018 The Federal Reserve’s Proposed Governance Guidance for Boards and Management and Proposed Large Financial Institution Rating System
Client Memoranda
May 22, 2018 Bipartisan Banking Act Will Rebalance the Financial Regulatory Landscape
Client Memorandum
May 16, 2018 Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege
Client Memorandum
May 9, 2018 President Trump Withdraws from Iran Deal, U.S. Sanctions to “Snap Back” After Limited Wind-down Period
Client Memorandum
May 7, 2018 SEC Proposes Enhanced Standards for Advice to Retail Investors
Client Memorandum
April 10, 2018 FinCEN Issues Frequently Asked Questions Regarding Its Customer Due Diligence Rule
Client Memorandum
March 28, 2018 Senate Bipartisan Banking Bill to Rebalance the Financial Regulatory Landscape
Client Memorandum
January 23, 2018 Six US Market Regulation Predictions for 2018

Financial Times, January 19, 2018

January 16, 2018 Trends and Updates in the CFIUS Space
Client Memorandum
December 21, 2017 Final QFC Stay Rules Visual Memorandum
Client Memorandum
December 21, 2017 Securities Fraud Class Action Suits Following Cyber Breaches: The Trickle Before the Wave
Client Memorandum
December 18, 2017 France to Allow the Use of Blockchain Technology for Unlisted Securities
Client Memorandum
December 18, 2017 La France révolutionne la représentation et la transmission de titres non cotés en autorisant le recours à la technologie blockchain
Client Memorandum
November 15, 2017 Webcast: Cyber Security and Vulnerability Assessments: Evolving Law on Hacking and Extortion in the Age of Bug Bounties
November 6, 2017 SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions
Client Memorandum
November 2, 2017 FINRA Establishes New Registration and Qualification Requirements
Client Memorandum
October 16, 2017 President Trump Decertifies the Iran Deal – What Happens Next?
Client Memorandum
October 12, 2017 Webcast: Bitcoin, Ether, and ICOs: Digital Currency Issues for Fund Managers
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum
October 11, 2017 Webcast: Cyber Security and Data Management: The Evolving Law and Practice on Deleting Large Volumes of Old Data to Reduce Cyber Risk
September 27, 2017 Webcast: So, Now You Own a Broker-Dealer!
Regulatory Considerations for Integrating a Brokerage Firm into a Corporate Group
September 20, 2017 So, Now You Own a Broker-Dealer!
Client Memorandum
August 21, 2017 U.S. Banking Agencies Clarify Capital Treatment of Cleared Derivatives with Settled-to-Market Variation Margin
Client Memorandum
August 14, 2017 The Federal Reserve Breathes Fresh Air into Its Corporate Governance Guidance
Client Memorandum
August 10, 2017 D.C. Circuit Raises the Bar on SEC Review of SRO Rule Filings—May Further Slow Pace of Agency Actions
Client Memorandum
August 8, 2017 What Happens if the CFPB Arbitration Rule Isn't Overturned? - Ten Practical Tips to Think About Now
Client Memorandum
August 4, 2017 The Countering America’s Adversaries Through Sanctions Act Becomes Law
Client Memorandum
August 2, 2017 OCC Seeks Input on Volcker Regulation Reforms
Client Memorandum
July 27, 2017 SEC Confirms That Some Initial Coin Offerings Are Illegal Unregistered Securities Offerings
Client Memorandum
July 25, 2017 France’s Reform Agenda: Overview of Key Announcements
Client Memorandum
July 24, 2017 FCA Consultation on a New Category of Premium Listing for Sovereign Controlled Companies
Client Memorandum
July 14, 2017 Treasury Report on Regulatory Reform: Key Recommendations and Initial Regulatory Responses on Capital, Stress Testing and Liquidity
Client Memorandum
July 12, 2017 Webcast: U.S. Sanctions and AML Regulation
2017 Enforcement Trends: Mid-Year Review
June 27, 2017 Regulatory Reform for Mid-Sized and Regional Banks: Where Are We at Mid-Year?
Client Memorandum
June 26, 2017 Issue 12: Lex et Brexit — Supervisory Convergence in Financial Services and Proposals Amend the EMIR Supervisory Regime
Client Newsletter
June 21, 2017 Webcast: Complying With the New NYDFS Cybersecurity Regulations
May 15, 2017 CFTC’s Project KISS Gets Underway: Giancarlo Makes the First Move
Client Memorandum
May 8, 2017 Financial CHOICE Act 2.0 Passes House Financial Services Committee
Client Memorandum
April 27, 2017 FINRA Proposes Desk Commentary Safe Harbor
Client Memorandum
April 5, 2017 Issue 11: Lex et Brexit — Cross-border models for financial services and SEs and cross-border mergers
Client Newsletter
February 7, 2017 ESMA Practical Guide to National Rules on Notifications of Major Shareholdings Across EEA under the Transparency Directive
Client Memorandum
January 30, 2017 Issue 10: Lex et Brexit — The Miller Case and Brexit for Benchmark Administrators in the UK
Client Newsletter
January 26, 2017 Comparison of Legislation in the 115th Congress Affecting the Rulemaking Process
Client Memorandum

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