April 25, 2018 Hong Kong Stock Exchange Launches New Rules for Dual Class and Biotech Listings
Client Memorandum
February 23, 2018 SEC Issues Updated Cybersecurity Guidance
Client Memorandum
February 7, 2018 NYSE Introduces New Rules for Direct Listings
Client Memorandum
January 31, 2018 Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1
Client Memorandum
December 19, 2017 Hong Kong Gears Up to Welcome Dual Class and Biotech Winners
Client Memorandum
December 8, 2017 NYSE Requires Listed Companies to Delay Issuing Material News Immediately After Market Close
Client Memorandum
November 3, 2017 House Passes Two Bipartisan Bills to Facilitate Securities Offerings
Client Memorandum
August 10, 2017 DOL Has Taken Steps to Delay Certain Requirements of the Fiduciary Rule
Client Memorandum
June 22, 2017 NASDAQ Announces Ex-Dividend Date Changes For T+2 Settlement
Client Memorandum
April 3, 2017 JOBS Act EGC Revenue Cap Raised to $1.07 Billion to Adjust for Inflation
Client Memorandum
March 24, 2017 SEC Approves Move to T+2 Standard Settlement Cycle in September 2017
Client Memorandum
March 7, 2017 SEC Requires Active Hyperlinks in Exhibit Indexes Beginning September 2017; Proposes Inline XBRL
Client Memorandum
March 6, 2017 Companies Reporting in IFRS Must Meet XBRL Requirements Starting in 2018
Client Memorandum
March 1, 2017 DOL Proposes 60-Day Delay of Applicability of Fiduciary Rule
Client Memorandum
January 5, 2017 VW Ruling – Morrison Not A Bar To Securities Claims Involving ADRs
Client Memorandum
November 21, 2016 SEC Issues Guidance on 5-Day Debt Tender Offers and Financial Advisor Disclosure in Equity Tender Offers
Client Memorandum
September 30, 2016 SEC Proposes T+2 Settlement Cycle
Client Memorandum
July 19, 2016 SEC Proposes Additional Disclosure Reforms
Client Memorandum
June 27, 2016 SEC Proposes to Modernize Mining Disclosure
Client Memorandum
June 15, 2016 The New EU Market Abuse Regulation: Key Issues for U.S. Issuers
Client Memorandum
June 2, 2016 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
May 19, 2016 SEC Releases Guidance on Non-GAAP Financial Measures
Client Memorandum
May 11, 2016 Pre-IPO Companies Can Stay Private Longer: SEC Wraps Up JOBS Act Rulemaking
Client Memorandum
April 22, 2016 Regulation S-K Concept Release Charts Ambitious Course for Corporate Disclosure Reform
Client Memorandum
February 17, 2016 Down-Round Financings of Private Companies: Considerations for Outstanding Equity Compensation Awards
Client Memorandum
January 6, 2016 Hong Kong Corporate Finance Update
Client Newsletter
December 29, 2015 SEC Proposes New Limits on Registered Funds’ Derivatives Use
Client Memorandum
December 2, 2015 Congress Poised to Pass Legislation to Facilitate Capital Formation
Client Memorandum
November 19, 2015 SEC Adopts Crowdfunding Rules
Client Memorandum
November 19, 2015 SEC Proposes Rule Changes to Facilitate Intrastate and Regional Securities Offerings
Client Memorandum
November 10, 2015 Federal Reserve’s Proposed Rule on TLAC and Eligible LTD
Client Memorandum
September 25, 2015 NYSE Expands Pre-Market Material News Policy and Trading Halt Authority Effective September 28
Client Memorandum
August 10, 2015 SEC Adopts Final Pay Ratio Disclosure Rule
Client Memorandum
July 10, 2015 SEC Ponders Expanding Audit Committee Disclosure
Client Memorandum
July 8, 2015 SEC Proposes Dodd-Frank Clawback Rule
Client Memorandum
March 30, 2015 SEC Adopts Final Regulation A+ Rules
Client Memorandum
February 11, 2015 SEC Proposes Hedging Disclosure Rule
Client Memorandum
January 21, 2015 SEC Proposes Amendments to Exchange Act Rules Governing Registration Requirements
Client Memorandum
December 11, 2014 FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule
Client Memorandum
January 21, 2014 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
January 14, 2014 Regulation A+: A Middle Way?
Client Memorandum
December 4, 2013 Nasdaq Proposes More Flexible Compensation Committee Independence Standards
Client Newsflash
November 18, 2013 CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards
Client Memorandum
November 18, 2013 SEC Proposes Rules for Crowdfunding Intermediaries
Client Memorandum
November 7, 2013 Enhancing the Effectiveness of the UK Listing Regime – Feedback and Further Consultation
Client Memorandum
November 5, 2013 Prospectus Disclosure Regime in Europe
Client Memorandum
July 10, 2013 SEC Adopts Private Offering Reforms Mandated by JOBS Act
Client Newsflash
May 2, 2013 FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications
Client Newsflash
April 30, 2013 International Organization of Securities Commissions Releases Consultation Report on Regulation of Retail Structured Products
Client Newsflash
December 11, 2012 Guidance on FINRA’s Suitability Rule
Client Newsflash

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