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February 7, 2018 NYSE Introduces New Rules for Direct Listings
Client Memorandum
January 31, 2018 Administering Compensation Programs in the Wake of TCJA – New Section 162(m)
Client Memorandum
January 31, 2018 Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1
Client Memorandum
January 22, 2018 Potential SEC Shutdown - 18 Law Firm Consensus Report
Client Memorandum
January 18, 2018 Webcast: UK Listing Regime – Developments Over the Last 12 Months
January 16, 2018 CFIUS发展趋势和最新动态
Client Memorandum
January 8, 2018 UK Takeover Code – Asset Sales; Statements of Intention and Post-Offer Undertakings
Client Memorandum
January 8, 2018 New Tax Act Provides Tax Deferral Opportunity for Private Company Equity Compensation Awards
Client Memorandum
December 21, 2017 The New Tax Regime - Disclosure Considerations for Public Companies
Client Memorandum
December 21, 2017 Securities Fraud Class Action Suits Following Cyber Breaches: The Trickle Before the Wave
Client Memorandum
December 20, 2017 UK Listing Regime – Developments Over the Last 12 Months
Client Memorandum
December 19, 2017 Hong Kong Gears Up to Welcome Dual Class and Biotech Winners
Client Memorandum
December 14, 2017 Preparing Your 2017 Form 20-F
Client Memorandum
December 8, 2017 NYSE Requires Listed Companies to Delay Issuing Material News Immediately After Market Close
Client Memorandum
November 27, 2017 DOL Officially Delays Certain Requirements of Exemptions Related to the Fiduciary Rule
Client Newsflash
November 3, 2017 House Passes Two Bipartisan Bills to Facilitate Securities Offerings
Client Memorandum
October 25, 2017 SEC Approves PCAOB Rule Expanding Auditor’s Report
Client Memorandum
October 16, 2017 SEC Releases Proposal Aimed at Simplifying Public Company Disclosure
Client Memorandum
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum
October 2, 2017 New Revenue Recognition Rules Could Create a Speed Bump for Offerings in 2018
Client Memorandum
September 19, 2017 SFC and HKEx Release Listing Regulatory Structure Consultation Conclusions
Client Memorandum
September 7, 2017 Reminder: Reporting Your “Say-on-Frequency” Decision
Client Memorandum
August 21, 2017 SEC Staff Provides Additional Relief to Facilitate IPO Filings
Client Memorandum
August 10, 2017 DOL Has Taken Steps to Delay Certain Requirements of the Fiduciary Rule
Client Memorandum
August 4, 2017 The Countering America’s Adversaries Through Sanctions Act Becomes Law
Client Memorandum
August 3, 2017 NYSE Announces Ex-Date Changes for T+2 Settlement; Proposes Expanded Hours for Dividend Notice Policy
Client Memorandum
August 1, 2017 Snap Decision: Leading Index Providers Nix Multi-Class Shares
Client Memorandum
July 31, 2017 Corporate Governance Trends and Developments: 2017
July 27, 2017 SEC Confirms That Some Initial Coin Offerings Are Illegal Unregistered Securities Offerings
Client Memorandum
July 24, 2017 FCA Consultation on a New Category of Premium Listing for Sovereign Controlled Companies
Client Memorandum
July 21, 2017 The New EU Prospectus Regulation and ESMA Draft Technical Advice: Impact on Capital Markets Transactions
Client Memorandum
July 19, 2017 Increased Activity and Emerging Patterns in Securities Litigation Against Life Sciences Companies
Client Memorandum
July 5, 2017 SEC Staff Expands Ability to File Registration Statements on a Nonpublic Basis
Client Memorandum
June 22, 2017 NASDAQ Announces Ex-Dividend Date Changes For T+2 Settlement
Client Memorandum
June 7, 2017 PCAOB Adopts New Standard Expanding Auditors’ Reports
Client Memorandum
June 6, 2017 Just How Iron-Clad are Contractual Rights to Payment On Preferred Stock of a Solvent Company?
Client Memorandum
May 8, 2017 Financial CHOICE Act 2.0 Passes House Financial Services Committee
Client Memorandum
April 12, 2017 SEC Staff Announces Further Relief from Conflict Minerals Reporting Requirements
Client Memorandum
April 3, 2017 JOBS Act EGC Revenue Cap Raised to $1.07 Billion to Adjust for Inflation
Client Memorandum
March 24, 2017 SEC Approves Move to T+2 Standard Settlement Cycle in September 2017
Client Memorandum
March 7, 2017 SEC Requires Active Hyperlinks in Exhibit Indexes Beginning September 2017; Proposes Inline XBRL
Client Memorandum
March 6, 2017 Companies Reporting in IFRS Must Meet XBRL Requirements Starting in 2018
Client Memorandum
March 1, 2017 Third Circuit Finds Noteholders Have Right to Payment of Make-Whole Premium After Bankruptcy Acceleration

The Banking Law Journal, Volume 134, Number 3, March 2017

February 21, 2017 FCA Launches Consultation on Effectiveness of UK Primary Capital Markets and Amendments to Listing Rules
Client Memorandum
February 16, 2017 Federal Coal Mining Stream Protection Rule Nullified
Client Memorandum
February 14, 2017 Resource Extraction Disclosure Repealed
Client Memorandum
February 7, 2017 ESMA Practical Guide to National Rules on Notifications of Major Shareholdings Across EEA under the Transparency Directive
Client Memorandum
January 17, 2017 Second Circuit Court of Appeals Overturns Marblegate
Client Memorandum
January 11, 2017 Federal Reserve’s Final Rule on TLAC, Eligible LTD and Clean Holding Company Requirements
Client Memorandum
January 11, 2017 No, Not the End of Covenants
Client Memorandum

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