August 8, 2018 Getting the Deal Through – Financial Services Compliance
July 10, 2018 What Chinese Banks and Companies Should Know About DOJ Overseas Subpoenas and Asset Seizures
Client Memorandum
July 6, 2018 SEC’s Proposed Amendments to Its Whistleblower Program May Increase Reporting of Potential Securities-Law Violations to the SEC
Client Memorandum
July 5, 2018 SEC Issues Sanctions for Inadequate Perk Disclosure
Client Memorandum
April 27, 2018 SEC Pursues Compliance Officers at Broker-Dealer for Aiding and Abetting AML Violations
Client Memorandum
April 26, 2018 With $35 Million Fine, SEC Shows Late Cyberbreach Disclosure Can Result in Enforcement
Client Memorandum
February 27, 2018 Supreme Court Rules that Dodd-Frank Whistleblower Protections Do Not Extend to Internal Reporting
Client Memorandum
December 5, 2017 White Collar Update: Solicitor General Sides with Opponents, Agrees SEC ALJs are Unconstitutionally Appointed
Client Memorandum
October 30, 2017 SEC Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin Provide Remarks on Enforcement Division’s Initiatives and Priorities
Client Memorandum
October 19, 2017 Trump’s Nominees for the FTC
Client Memorandum
October 12, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Delivers Address on Corporate Enforcement Policy
Client Memorandum
September 27, 2017 Breaking Antitrust News: Senate Confirms Makan Delrahim to DOJ
Client Memorandum
September 5, 2017 U.S. Court of Appeals (Second Circuit) Upholds Convictions, Eliminates Newman’s “Meaningfully Close Personal Relationship” Requirement
Client Memorandum
June 29, 2017 The PetyaWrap Attack, Anthem Data Breach Settlement, and NYDFS Cyber Regulations All Highlight that Companies Should Review Their Access Controls
Client Memorandum
June 28, 2017 Securities Litigation Update: After Full D.C. Circuit Deadlocks, Circuit Court Split over the Constitutionality of SEC Administrative Law Judges Likely Bound for Supreme Court
Client Memorandum
June 7, 2017 PCAOB Adopts New Standard Expanding Auditors’ Reports
Client Memorandum
May 30, 2017 Target Corp. Cyber Breach Settlement Reflects Emerging Best Practices for Cybersecurity
Client Memorandum
May 8, 2017 Financial CHOICE Act 2.0 Passes House Financial Services Committee
Client Memorandum
April 10, 2017 Hong Kong Market Misconduct Tribunal Rejects Hong Kong SFC Case in CITIC Pacific
Client Memorandum
March 30, 2017 PCAOB Cross-Border Enforcement
Client Memorandum
March 27, 2017 President Trump Appoints Makan Delrahim to Lead the Antitrust Division
Client Memorandum
December 22, 2016 SEC Announces Two Enforcement Actions Regarding Restrictive Language in Severance Agreements
Client Memorandum
December 12, 2016 PCAOB Enforcement Milestone
Client Memorandum
November 17, 2016 The Trump Transition and Possible Directions for Financial Regulatory Reform
Client Memorandum
November 4, 2016 Antitrust Guidance for Human Resource Professionals and the Potential for Criminal Liability
Client Memorandum
October 17, 2016 What's Next for PHH v. CFPB?
Client Memorandum
September 30, 2016 Issue 7: Lex et Brexit — The Law and Brexit
Client Newsletter
September 16, 2016 Issue 6: Lex et Brexit — The Law and Brexit
Client Newsletter
September 1, 2016 Issue 5: Lex et Brexit — The Law and Brexit
Client Newsletter
August 19, 2016 Issue 4: Lex et Brexit — The Law and Brexit
Client Newsletter
August 5, 2016 Issue 3: Lex et Brexit — The Law and Brexit
Client Newsletter
July 22, 2016 Issue 2: Lex et Brexit — The Law and Brexit
Client Newsletter
June 15, 2016 Government Contract Fraud: Understanding and Mitigating the Risk (Chapter Co-Author)

White Collar Crime: Business and Regulatory Offenses (2016)

June 6, 2016 2nd Cir. Holds that the Federal Courts Lack Jurisdiction to Hear Attacks Against Ongoing SEC Administrative Proceedings
Client Memorandum
April 19, 2016 White Collar Update: DOJ Announces One-Year FCPA Self-Reporting Pilot Program
Client Memorandum
April 13, 2016 White Collar Update: D.C. Circuit Reaffirms Prosecutors’ Authority over Deferred Prosecution Agreements
Client Memorandum
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