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June 26, 2017 Issue 12: Lex et Brexit — Supervisory Convergence in Financial Services and Proposals Amend the EMIR Supervisory Regime
Client Newsletter
June 21, 2017 Complying With the New NYDFS Cybersecurity Regulations
May 15, 2017 CFTC’s Project KISS Gets Underway: Giancarlo Makes the First Move
Client Memorandum
May 8, 2017 Financial CHOICE Act 2.0 Passes House Financial Services Committee
Client Memorandum
April 27, 2017 FINRA Proposes Desk Commentary Safe Harbor
Client Memorandum
April 5, 2017 Issue 11: Lex et Brexit — Cross-border models for financial services and SEs and cross-border mergers
February 7, 2017 ESMA Practical Guide to National Rules on Notifications of Major Shareholdings Across EEA under the Transparency Directive
Client Memorandum
January 30, 2017 Issue 10: Lex et Brexit — The Miller Case and Brexit for Benchmark Administrators in the UK
Client Memorandum
January 26, 2017 Comparison of Legislation in the 115th Congress Affecting the Rulemaking Process
Client Memorandum
January 25, 2017 Webcast: OCC’s New Special-Purpose Charter – Business Opportunities and Challenges for FinTech and Beyond
January 19, 2017 Eight US Regulatory Predictions for 2017

Financial Times, January 13, 2017

January 11, 2017 Federal Reserve’s Final Rule on TLAC, Eligible LTD and Clean Holding Company Requirements
Client Memorandum
December 20, 2016 SEC Approves Consolidated Audit Trail Plan
Client Memorandum
December 12, 2016 Predictions on Possible Changes to and Timing of the Dodd-Frank Executive Compensation Provisions
Client Memorandum
December 9, 2016 Beyond FinTech: The OCC's Special Purpose National Bank Charter
Client Memorandum
December 2, 2016 Setting the Stage for Comprehensive Tax Reform
Client Memorandum
November 30, 2016 Issue 9: Lex et Brexit — The Cliff Edge and New Proposals for EU Intermediate Holding Companies
Client Memorandum
November 30, 2016 Sanctions Update: The Iran Nuclear Deal in the Trump Administration and the 115th Congress
Client Memorandum
November 17, 2016 The Trump Transition and Possible Directions for Financial Regulatory Reform
Client Memorandum
November 11, 2016 FINRA's Approval Requirement: Considerations for Non-US Acquirers of US Broker-Dealers

International Finanancial Law Review, November 2016

November 4, 2016 Brexit: Article 50 and the Miller Case
Client Memorandum
October 31, 2016 Banking Regulators Float Broad Cyber Risk Approach
Client Memorandum
October 24, 2016 Issue 8: Lex et Brexit — The Law and Brexit
Client Newsletter
October 19, 2016 Security-Based Swap Implementation Timing Update
Client Memorandum
October 17, 2016 What's Next for PHH v. CFPB?
Client Memorandum
October 13, 2016 New York State Department of Financial Services Proposes New Cybersecurity Regulations
Client Memorandum
September 30, 2016 SEC Proposes T+2 Settlement Cycle
Client Memorandum
September 30, 2016 Issue 7: Lex et Brexit — The Law and Brexit
Client Newsletter
September 16, 2016 Issue 6: Lex et Brexit — The Law and Brexit
Client Newsletter
September 16, 2016 Security-Based Swap Dealers: Preparing for Trade Reporting

Compliance Reporter, Issue 19, September 19, 2016

September 9, 2016 The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates
Client Memorandum
September 1, 2016 Issue 5: Lex et Brexit — The Law and Brexit
Client Newsletter
August 22, 2016 SEC Adopts Amendments to Regulation SBSR
Client Memorandum
August 19, 2016 Issue 4: Lex et Brexit — The Law and Brexit
Client Newsletter
August 5, 2016 Issue 3: Lex et Brexit — The Law and Brexit
Client Newsletter
July 29, 2016 SEC Proposes New and Enhanced Order Handling Disclosure Requirements
Client Memorandum
July 29, 2016 FinCEN’s Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions
Client Memorandum
July 28, 2016 TCH Releases White Paper on the Custody Services Provided by Banks
July 27, 2016 FINRA Proposes Reporting Requirements for Treasury Securities
Client Memorandum
July 22, 2016 Issue 2: Lex et Brexit — The Law and Brexit
Client Newsletter
July 22, 2016 NYDFS Issues Final Rule on Transaction Monitoring and Filtering Programs
Client Memorandum
July 19, 2016 Dodd-Frank Progress Report: Six-Year Anniversary
Client Newsletter
July 15, 2016 Financial Regulation: Law and Policy
Foundation Press, June 2016
July 9, 2016 Issue 1: Lex et Brexit — The Law and Brexit
Client Newsletter
June 24, 2016 Legal Implications of Brexit
Client Memorandum
June 15, 2016 The New EU Market Abuse Regulation: Key Issues for U.S. Issuers
Client Memorandum
June 6, 2016 Security-Based Swap Dealers: Tackling the Business Conduct Rules
Compliance Reporter, Issue 11, May 30, 2016
May 31, 2016 FinCEN’s Final Rule to Enhance Customer Due Diligence Requirements for Financial Institutions
Client Memorandum
May 25, 2016 Incentive Compensation for Financial Institutions: The Reproposal and Its Impact on Regional Banks
May 25, 2016 Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs
Client Memorandum

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