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December 21, 2017 Final QFC Stay Rules Visual Memorandum
Client Memorandum
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum
August 21, 2017 U.S. Banking Agencies Clarify Capital Treatment of Cleared Derivatives with Settled-to-Market Variation Margin
Client Memorandum
August 10, 2017 D.C. Circuit Raises the Bar on SEC Review of SRO Rule Filings—May Further Slow Pace of Agency Actions
Client Memorandum
August 2, 2017 OCC Seeks Input on Volcker Regulation Reforms
Client Memorandum
July 14, 2017 Treasury Report on Regulatory Reform: Key Recommendations and Initial Regulatory Responses on Capital, Stress Testing and Liquidity
Client Memorandum
June 29, 2017 The PetyaWrap Attack, Anthem Data Breach Settlement, and NYDFS Cyber Regulations All Highlight that Companies Should Review Their Access Controls
Client Memorandum
June 27, 2017 Regulatory Reform for Mid-Sized and Regional Banks: Where Are We at Mid-Year?
Client Memorandum
May 30, 2017 Target Corp. Cyber Breach Settlement Reflects Emerging Best Practices for Cybersecurity
Client Memorandum
May 8, 2017 Financial CHOICE Act 2.0 Passes House Financial Services Committee
Client Memorandum
January 26, 2017 Comparison of Legislation in the 115th Congress Affecting the Rulemaking Process
Client Memorandum
January 11, 2017 Federal Reserve’s Final Rule on TLAC, Eligible LTD and Clean Holding Company Requirements
Client Memorandum
November 17, 2016 The Trump Transition and Possible Directions for Financial Regulatory Reform
Client Memorandum
October 31, 2016 Banking Regulators Float Broad Cyber Risk Approach
Client Memorandum
October 19, 2016 Security-Based Swap Implementation Timing Update
Client Memorandum
October 13, 2016 New York State Department of Financial Services Proposes New Cybersecurity Regulations
Client Memorandum
September 9, 2016 The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates
Client Memorandum
August 22, 2016 SEC Adopts Amendments to Regulation SBSR
Client Memorandum
July 19, 2016 Dodd-Frank Progress Report: Six-Year Anniversary
Client Newsletter
May 25, 2016 Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs
Client Memorandum
May 24, 2016 SEC Adopts Business Conduct Rules for Security-Based Swap Dealers
Client Memorandum
January 22, 2016 U.S. Uncleared Swap Margin, Capital and Segregation Rules
Client Memorandum
January 4, 2016 Dodd-Frank Progress Report: Fourth Quarter 2015
Client Newsletter
November 12, 2015 U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules
Client Memorandum
October 1, 2015 Dodd-Frank Progress Report: Third Quarter 2015
Client Newsletter
September 30, 2015 CFTC Modifies Proposed Aggregation Standards for Owned Entities under its Position Limit Rules
Client Memorandum
August 26, 2015 SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
July 16, 2015 Dodd-Frank Turns Five
Client Newsletter
June 24, 2015 SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement
Client Memorandum
June 1, 2015 SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States
Client Newsletter
April 1, 2015 Dodd-Frank Progress Report: First Quarter 2015
Client Newsletter
March 2, 2015 SEC Issues Reporting Rules for Security-Based Swaps
Client Memorandum
January 6, 2015 CFTC Staff Issues CCO Annual Report Guidance and Related Deadline Extension
Client Memorandum
January 5, 2015 Dodd-Frank Progress Report
Client Newsletter
December 17, 2014 Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps
Client Memorandum
December 1, 2014 Dodd-Frank Progress Report
Client Newsletter
November 3, 2014 Dodd-Frank Progress Report
Client Newsletter
October 15, 2014 CFTC Re-Proposes Uncleared Swap Margin Rules
Client Memorandum
October 1, 2014 Dodd-Frank Progress Report
Client Newsletter
September 15, 2014 Regulators Re-Propose Uncleared Swap Margin, Capital and Segregation Rules for Swap Entities
Client Memorandum
September 2, 2014 Dodd-Frank Progress Report
Client Newsletter
July 18, 2014 Dodd-Frank Four-Year Anniversary Progress Report
Client Newsletter
July 3, 2014 SEC Adopts Security-Based Swap Cross-Border Definitional Rule
Client Memorandum
July 1, 2014 Dodd-Frank Progress Report
Client Newsletters
June 18, 2014 Volcker Rule: Observations on Interagency FAQs, OCC Interim Examination Guidelines
Client Memorandum
June 2, 2014 Dodd-Frank Progress Report
Client Newsletter
May 16, 2014 SEC Proposes Recordkeeping, Reporting and Notification Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
May 1, 2014 Dodd-Frank Progress Report
Client Newsletter
March 3, 2014 Dodd-Frank Progress Report
Client Newsletter
February 3, 2014 Dodd-Frank Progress Report
Client Newsletter

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