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February 20, 2018 Nasdaq Proposes to Modify Shareholder Approval Rule
Client Memorandum
February 7, 2018 NYSE Introduces New Rules for Direct Listings
Client Memorandum
January 31, 2018 Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1
Client Memorandum
January 23, 2018 Quarterly Report – Life Sciences Securities Litigation Activity in Q4 2017
Client Memorandum
December 21, 2017 The New Tax Regime - Disclosure Considerations for Public Companies
Client Memorandum
December 14, 2017 Preparing Your 2017 Form 20-F
Client Memorandum
December 8, 2017 NYSE Requires Listed Companies to Delay Issuing Material News Immediately After Market Close
Client Memorandum
November 3, 2017 House Passes Two Bipartisan Bills to Facilitate Securities Offerings
Client Memorandum
October 25, 2017 SEC Approves PCAOB Rule Expanding Auditor’s Report
Client Memorandum
October 18, 2017 Life Sciences Securities Litigation Activity in Q3 2017
Client Memorandum
October 16, 2017 SEC Releases Proposal Aimed at Simplifying Public Company Disclosure
Client Memorandum
October 2, 2017 New Revenue Recognition Rules Could Create a Speed Bump for Offerings in 2018
Client Memorandum
August 21, 2017 SEC Staff Provides Additional Relief to Facilitate IPO Filings
Client Memorandum
August 3, 2017 NYSE Announces Ex-Date Changes for T+2 Settlement; Proposes Expanded Hours for Dividend Notice Policy
Client Memorandum
August 1, 2017 Snap Decision: Leading Index Providers Nix Multi-Class Shares
Client Memorandum
July 19, 2017 Increased Activity and Emerging Patterns in Securities Litigation Against Life Sciences Companies
Client Memorandum
July 5, 2017 SEC Staff Expands Ability to File Registration Statements on a Nonpublic Basis
Client Memorandum
June 22, 2017 NASDAQ Announces Ex-Dividend Date Changes For T+2 Settlement
Client Memorandum
June 7, 2017 PCAOB Adopts New Standard Expanding Auditors’ Reports
Client Memorandum
April 12, 2017 SEC Staff Announces Further Relief from Conflict Minerals Reporting Requirements
Client Memorandum
April 3, 2017 JOBS Act EGC Revenue Cap Raised to $1.07 Billion to Adjust for Inflation
Client Memorandum
March 24, 2017 SEC Approves Move to T+2 Standard Settlement Cycle in September 2017
Client Memorandum
March 7, 2017 SEC Requires Active Hyperlinks in Exhibit Indexes Beginning September 2017; Proposes Inline XBRL
Client Memorandum
March 6, 2017 Companies Reporting in IFRS Must Meet XBRL Requirements Starting in 2018
Client Memorandum
February 14, 2017 Resource Extraction Disclosure Repealed
Client Memorandum
January 17, 2017 Second Circuit Court of Appeals Overturns Marblegate
Client Memorandum
January 11, 2017 No, Not the End of Covenants
Client Memorandum
January 5, 2017 VW Ruling – Morrison Not A Bar To Securities Claims Involving ADRs
Client Memorandum
December 8, 2016 Court Rules Debt-for-Debt Exchange Offer Limited to Institutional Investors Does Not Violate Trust Indenture Act
Client Memorandum
December 6, 2016 Addressing the Growing Threat of Securities Class Actions in the Life Sciences Sector
Client Memorandum
November 28, 2016 Third Circuit Finds Noteholders Have Right to Payment of Make-Whole Premium After Bankruptcy Acceleration
Client Memorandum
November 21, 2016 SEC Issues Guidance on 5-Day Debt Tender Offers and Financial Advisor Disclosure in Equity Tender Offers
Client Memorandum
September 30, 2016 SEC Proposes T+2 Settlement Cycle
Client Memorandum
August 2, 2016 New Proxy Advisor Policy Affects IPO Company Director Elections
Client Memorandum
June 2, 2016 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
May 19, 2016 SEC Releases Guidance on Non-GAAP Financial Measures
Client Memorandum
February 17, 2016 Down-Round Financings of Private Companies: Considerations for Outstanding Equity Compensation Awards
Client Memorandum
May 1, 2015 Intarcia Pre-Commercial Royalty Financing: the Start of a New Trend or One-Off Deal?
Client Memorandum
September 3, 2009 Investment Management Regulatory Update
Client Newsletter
August 5, 2009 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
July 17, 2009 Private Fund Investment Advisers Registration Act
Client Newsflash
July 1, 2009 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
June 8, 2009 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
May 8, 2009 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
April 7, 2009 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
March 3, 2009 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
February 9, 2009 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
January 13, 2009 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
December 3, 2008 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments
November 1, 2008 Investment Management Regulatory Update
A Summary of Current Investment Management Regulatory Developments