December 14, 2015 SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems
Client Memorandum
December 11, 2015 SEC Proposes New Rule Governing the Use of Derivatives by Registered Investment Companies
Client Memorandum
December 10, 2015 White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others
Client Memorandum
December 4, 2015 European Commission Proposal for a New EU Prospectus Regulation
Client Memorandum
December 3, 2015 Thinking About Indemnity Protections after the "Yates Memo"
Client Memorandum
December 2, 2015 Congress Poised to Pass Legislation to Facilitate Capital Formation
Client Memorandum
December 1, 2015 White Collar Update: DOJ Incorporates Yates Memo into U.S. Attorneys’ Manual
Client Memorandum
November 24, 2015 HK CFA Explains Sufficient Connection to Wind Up a Foreign Company on the Just and Equitable Ground
Client Memorandum
November 24, 2015 Investment Management Regulatory Update - November 2015
Client Newsletter
November 23, 2015 ISS and Glass Lewis Adopt Policy Changes for the 2016 Proxy Season
Client Memorandum
November 19, 2015 European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation
Client Memorandum
November 19, 2015 SEC Adopts Crowdfunding Rules
Client Memorandum
November 19, 2015 SEC Proposes Rule Changes to Facilitate Intrastate and Regional Securities Offerings
Client Memorandum
November 18, 2015 White Collar Update: The Department of Justice Retains Compliance Counsel Expert
Client Memorandum
November 12, 2015 U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules
Client Memorandum
November 10, 2015 Federal Reserve’s Proposed Rule on TLAC and Eligible LTD
Client Memorandum
October 29, 2015 UK Takeover Code - Dividends, Acting in Concert and Restrictions and Suspensions of Voting Rights
Client Memorandum
October 28, 2015 Closing Your M&A Deal on a Weekend
Client Memorandum
October 27, 2015 Investment Management Regulatory Update - October 2015
Client Newsletter
October 23, 2015 MOFCOM Lifts Many, But Not All, Hold Separate Requirements Previously Imposed as Conditions to Clearance of Hard Disk Drive Deals
Client Memorandum
October 13, 2015 UK Takeover Code – Offer-Related Arrangements and Equality of Information to Competing Offerors
Client Memorandum
October 1, 2015 Dodd-Frank Progress Report: Third Quarter 2015
Client Newsletter
September 30, 2015 CFTC Modifies Proposed Aggregation Standards for Owned Entities under its Position Limit Rules
Client Memorandum
September 28, 2015 CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies
Client Newsletter
September 25, 2015 NYSE Expands Pre-Market Material News Policy and Trading Halt Authority Effective September 28
Client Memorandum
September 24, 2015 Securities Litigation Update: Constitutional Challenges to SEC’s Administrative Courts Gain Momentum
Client Memorandum
September 24, 2015 Investment Management Regulatory Update - September 2015
Client Newsletter
September 16, 2015 FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs
Client Memorandum
September 15, 2015 Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections
Client Memorandum
September 11, 2015 The Department of Justice Codifies Focus on Individuals in Corporate Cases
Client Memorandum
September 8, 2015 European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015
Client Memorandum
August 27, 2015 New FINRA Equity and Debt Research Rules
Client Memorandum
August 26, 2015 FTC Settlement with Activist Fund Clarifies Scope of HSR Passive Investment Exemption
Client Memorandum
August 26, 2015 SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
August 25, 2015 Investment Management Regulatory Update - August 2015
Client Newsletter
August 19, 2015 D.C. Circuit Court Upholds Earlier Decision Partially Invalidating Conflict Minerals Rule
Client Memorandum
August 17, 2015 FTC Articulates Enforcement Policy Against “Unfair Methods of Competition,” Fine-Tunes Merger Review Process
Client Memorandum
August 11, 2015 Nuclear Deal with Iran Establishes Plan for Sanctions Relief
Client Memorandum
August 10, 2015 SEC Adopts Final Pay Ratio Disclosure Rule
Client Memorandum
August 5, 2015 Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law
Client Memorandum
July 16, 2015 Dodd-Frank Turns Five
Client Newsletter
July 14, 2015 Investment Management Regulatory Update - July 2015
Client Newsletter
July 10, 2015 SEC Ponders Expanding Audit Committee Disclosure
Client Memorandum
July 8, 2015 SEC Proposes Dodd-Frank Clawback Rule
Client Memorandum
July 3, 2015 ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses
Client Memorandum
July 1, 2015 Recent Compensation-Related Tax Developments
Client Memorandum
June 29, 2015 Third Circuit Holds Non-Cash Consideration – Such As “No Authorized Generic” Agreements – Can Constitute Unlawful “Pay For Delay”
Client Memorandum
June 24, 2015 SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement
Client Memorandum
June 22, 2015 Investment Management Regulatory Update - June 2015
Client Newsletter
June 18, 2015 SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers
Client Memorandum

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