September 24, 2015 Securities Litigation Update: Constitutional Challenges to SEC’s Administrative Courts Gain Momentum
Client Memorandum
September 24, 2015 Investment Management Regulatory Update - September 2015
Client Newsletter
September 16, 2015 FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs
Client Memorandum
September 15, 2015 Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections
Client Memorandum
September 11, 2015 The Department of Justice Codifies Focus on Individuals in Corporate Cases
Client Memorandum
September 8, 2015 European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015
Client Memorandum
August 27, 2015 New FINRA Equity and Debt Research Rules
Client Memorandum
August 26, 2015 FTC Settlement with Activist Fund Clarifies Scope of HSR Passive Investment Exemption
Client Memorandum
August 26, 2015 SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
August 25, 2015 Investment Management Regulatory Update - August 2015
Client Newsletter
August 19, 2015 D.C. Circuit Court Upholds Earlier Decision Partially Invalidating Conflict Minerals Rule
Client Memorandum
August 17, 2015 FTC Articulates Enforcement Policy Against “Unfair Methods of Competition,” Fine-Tunes Merger Review Process
Client Memorandum
August 11, 2015 Nuclear Deal with Iran Establishes Plan for Sanctions Relief
Client Memorandum
August 10, 2015 SEC Adopts Final Pay Ratio Disclosure Rule
Client Memorandum
August 5, 2015 Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law
Client Memorandum
July 16, 2015 Dodd-Frank Turns Five
Client Newsletter
July 14, 2015 Investment Management Regulatory Update - July 2015
Client Newsletter
July 10, 2015 SEC Ponders Expanding Audit Committee Disclosure
Client Memorandum
July 8, 2015 SEC Proposes Dodd-Frank Clawback Rule
Client Memorandum
July 3, 2015 ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses
Client Memorandum
July 1, 2015 Recent Compensation-Related Tax Developments
Client Memorandum
June 29, 2015 Third Circuit Holds Non-Cash Consideration – Such As “No Authorized Generic” Agreements – Can Constitute Unlawful “Pay For Delay”
Client Memorandum
June 24, 2015 SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement
Client Memorandum
June 22, 2015 Investment Management Regulatory Update - June 2015
Client Newsletter
June 18, 2015 SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers
Client Memorandum
June 11, 2015 D.C. Circuit Upholds FTC Premerger Notification Rules Related to the Transfer of Exclusive Patent Rights in the Pharmaceutical Industry
Client Memorandum
June 5, 2015 New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal
Client Memorandum
June 1, 2015 SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States
Client Newsletter
May 29, 2015 Second Circuit Finds “Product Hopping” By a Pharmaceutical Company to Violate Antitrust Laws
Client Memorandum
May 29, 2015 Iran Nuclear Agreement Review Act Becomes Law
Client Memorandum
May 21, 2015 Business Email Compromise Scams Pose Significant Risk
Client Memorandum
May 20, 2015 Investment Management Regulatory Update - May 2015
Client Newsletter
May 13, 2015 BE-10 Filing Deadline Nears for U.S. Companies With Foreign Subsidiaries and Other Affiliates
Client Memorandum
May 12, 2015 Delaware Court of Chancery Subjects Non-Employee Director Compensation to the “Entire Fairness” Standard
Client Memorandum
May 11, 2015 Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule
Client Memorandum
May 11, 2015 China Opens Bank Card Clearing Market to Foreign Competition
Client Memorandum
May 6, 2015 BE-10 Filing Deadline Nears for U.S. Companies With Foreign Subsidiaries and Other Affiliates
Client Memorandum
May 1, 2015 Intarcia Pre-Commercial Royalty Financing: the Start of a New Trend or One-Off Deal?
Client Memorandum
May 1, 2015 SEC Proposes “Pay Versus Performance” Rule
Client Memorandum
April 27, 2015 Investment Management Regulatory Update - April 2015
Client Newsletter
April 6, 2015 FINRA Issues Regulatory Notices on Algorithmic Trading Strategies
Client Memorandum
April 3, 2015 IRS Releases Final Regulations Under Section 162(m): Some Relief for Newly Public Companies
Client Memorandum
April 2, 2015 SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements
Client Memorandum
April 1, 2015 Dodd-Frank Progress Report: First Quarter 2015
Client Newsletter
March 30, 2015 SEC Adopts Final Regulation A+ Rules
Client Memorandum
March 26, 2015 Investment Management Regulatory Update - March 2015
Client Newsletter
March 2, 2015 SEC Issues Reporting Rules for Security-Based Swaps
Client Memorandum
February 18, 2015 Proxy Access – a Decision Framework
Client Memorandum
February 18, 2015 Investment Management Regulatory Update - February 2015
Client Newsletter
February 11, 2015 SEC Proposes Hedging Disclosure Rule
Client Memorandum

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