March 22, 2016 Visual Memo: Single-Counterparty Credit Limits Proposed Rule
Client Memorandum
March 18, 2016 New Hong Kong Professional Investors Reform – Are You Ready?
Client Memorandum
March 17, 2016 Can Falling Interest Rates Increase a Company’s Financing Costs?
Client Memorandum
March 10, 2016 New Register of ‘People with Significant Control’ over UK Companies – One Month to Implementation
Client Memorandum
March 9, 2016 CFPB Brings First Ever Data Security Enforcement Action: Review and Analysis
Client Memorandum
March 2, 2016 FDIC and SEC Propose Rules to Implement the Provisions for Covered Broker-Dealers under Title II of Dodd-Frank
Client Memorandum
February 25, 2016 UK Takeover Panel Consultation on Communication and Distribution of Information During an Offer
Client Memorandum
February 23, 2016 SEC Decides Not to Pursue Clawback Actions Against Executives Who Reimbursed Company for Previously Paid Compensation
Client Memorandum
February 18, 2016 Investment Management Regulatory Update - February 2016
Client Newsletter
February 17, 2016 Down-Round Financings of Private Companies: Considerations for Outstanding Equity Compensation Awards
Client Memorandum
January 27, 2016 Corruption in 2015: Key Takeaways
Client Newsletter
January 27, 2016 Investment Management Regulatory Update - January 2016
Client Newsletter
January 25, 2016 White Collar Update: Supreme Court Will Decide Reach of Insider Trading Law
Client Memorandum
January 22, 2016 U.S. Uncleared Swap Margin, Capital and Segregation Rules
Client Memorandum
January 21, 2016 Revised 2016 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 20, 2016 JCPOA Implementation Day Raises New Sanctions Challenges
Client Memorandum
January 19, 2016 China Antitrust Review 2015
Client Memorandum
January 11, 2016 Will Anti-Reliance Provisions Preclude Extra-Contractual Fraud Claims? Answers Differ in Delaware, New York, and California
Client Memorandum
January 6, 2016 Hong Kong Corporate Finance Update
Client Newsletter
January 4, 2016 Dodd-Frank Progress Report: Fourth Quarter 2015
Client Newsletter
December 29, 2015 SEC Proposes New Limits on Registered Funds’ Derivatives Use
Client Memorandum
December 21, 2015 SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Memorandum
December 21, 2015 Investment Management Regulatory Update - December 2015
Client Newsletter
December 17, 2015 Preparing Your 2015 Form 20-F
Client Memorandum
December 15, 2015 Class Action Update: Supreme Court Reaffirms Enforcement of Class Arbitration Waivers
Client Memorandum
December 14, 2015 SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems
Client Memorandum
December 11, 2015 SEC Proposes New Rule Governing the Use of Derivatives by Registered Investment Companies
Client Memorandum
December 10, 2015 White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others
Client Memorandum
December 4, 2015 European Commission Proposal for a New EU Prospectus Regulation
Client Memorandum
December 3, 2015 Thinking About Indemnity Protections after the "Yates Memo"
Client Memorandum
December 2, 2015 Congress Poised to Pass Legislation to Facilitate Capital Formation
Client Memorandum
December 1, 2015 White Collar Update: DOJ Incorporates Yates Memo into U.S. Attorneys’ Manual
Client Memorandum
November 24, 2015 HK CFA Explains Sufficient Connection to Wind Up a Foreign Company on the Just and Equitable Ground
Client Memorandum
November 24, 2015 Investment Management Regulatory Update - November 2015
Client Newsletter
November 23, 2015 ISS and Glass Lewis Adopt Policy Changes for the 2016 Proxy Season
Client Memorandum
November 19, 2015 SEC Adopts Crowdfunding Rules
Client Memorandum
November 19, 2015 SEC Proposes Rule Changes to Facilitate Intrastate and Regional Securities Offerings
Client Memorandum
November 19, 2015 European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation
Client Memorandum
November 18, 2015 White Collar Update: The Department of Justice Retains Compliance Counsel Expert
Client Memorandum
November 12, 2015 U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules
Client Memorandum
November 10, 2015 Federal Reserve’s Proposed Rule on TLAC and Eligible LTD
Client Memorandum
October 29, 2015 UK Takeover Code - Dividends, Acting in Concert and Restrictions and Suspensions of Voting Rights
Client Memorandum
October 28, 2015 Closing Your M&A Deal on a Weekend
Client Memorandum
October 27, 2015 Investment Management Regulatory Update - October 2015
Client Newsletter
October 23, 2015 MOFCOM Lifts Many, But Not All, Hold Separate Requirements Previously Imposed as Conditions to Clearance of Hard Disk Drive Deals
Client Memorandum
October 13, 2015 UK Takeover Code – Offer-Related Arrangements and Equality of Information to Competing Offerors
Client Memorandum
October 1, 2015 Dodd-Frank Progress Report: Third Quarter 2015
Client Newsletter
September 30, 2015 CFTC Modifies Proposed Aggregation Standards for Owned Entities under its Position Limit Rules
Client Memorandum
September 28, 2015 CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies
Client Newsletter
September 25, 2015 NYSE Expands Pre-Market Material News Policy and Trading Halt Authority Effective September 28
Client Memorandum

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