February 2, 2012 香港資本市場における近時の進展(参考和訳)
Client Newsletter
May 29, 2012 香港資本市場における近時の進展(参考和訳)
Client Newsletter
November 27, 2012 香港資本市場における近時の進展(参考和訳)
Client Newsflash
February 26, 2018 香港交易所推出同股不同权方案
Client Memorandum
April 25, 2018 香港交易所推出同股不同权方案
Client Memorandum
October 30, 2011 香港IPO資本市場における近時の進展(参考和訳)
Client Newsflash
February 11, 2010 米国証券法フォームF-4における組織再編取引の登録(参考和訳)
Client Memorandum
October 11, 2009 日本における現金公開買付けに関連する米国証券諸法にかかる留意点及び選択肢(参考和訳)
Client Memorandum
October 9, 2009 ルール802 及び日本の有価証券を対象とした企業結合取引への米国証券法制の適用(参考和訳)
Client Memorandum
December 17, 2008 ルール802 の改正及び日本の有価証券を対象とした吸収合併、株式交換・移転及びこれらと同種の企業結合取引への米国証券法制の適用の変更(参考和訳)
October 7, 2009 ルール801 及び日本におけるライツ・オファリングに対する米国証券法制の適用(参考和訳)
Client Memorandum
September 30, 2009 ルール12g3-2(b):海外民間発行体の適用除外(参考和訳)
Client Memorandum
October 4, 2008 ルール12g3-2(b)の改訂:海外民間発行体の適用除外(参考和訳)
October 15, 2011 ボルカー・ルール規制案:自己勘定取引(参考和訳)
Client Memorandum
October 15, 2011 ボルカー・ルール規制案:ヘッジファンド/プライベート・エクイティ・ファンド(参考和訳)
Client Memorandum
September 28, 2010 プロキシー・アクセス初年度:何を想定し、何を始めるべきか(参考和訳)
Client Memorandum
August 1, 2010 プライベート・ファンドのアドバイザーに対する規制(参考和訳)
Client Memorandum
September 11, 2010 ドッド・フランク法における金融調査局(参考和訳)
Client Memorandum
October 4, 2010 ドッド・フランク法における金融安定監督協議会 (参考和訳)
Client Memorandum
September 1, 2010 ドッド・フランク法における店頭デリバティブ規制 (参考和訳)
Client Memorandum
September 6, 2010 ドッド・フランク法における地方債アドバイザーの登録(参考和訳)
Client Memorandum
July 13, 2010 ドッド・フランク法におけるボルカー・ルール(参考和訳)
Client Memorandum
September 1, 2011 ドッド=フランク法に基づく報酬クローバック: 海外発行体に対する影響 (参考和訳)
Client Memorandum
July 21, 2010 スワップ・プッシュアウト・ルール (参考和訳)
Client Memorandum
July 15, 2009 Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations
Client Memorandum
January 19, 2011 Working Summary of the Financial Stability Oversight Council’s January 18, 2011 Proposed Rules on Designation of Systemically Important Nonbank Financial Companies
Client Memorandum

Summary as of January 19, 2011

April 26, 2018 With $35 Million Fine, SEC Shows Late Cyberbreach Disclosure Can Result in Enforcement
Client Memorandum
January 11, 2016 Will Anti-Reliance Provisions Preclude Extra-Contractual Fraud Claims? Answers Differ in Delaware, New York, and California
Client Memorandum
February 10, 2014 Who Knew that CLOs were Hedge Funds?
Client Memorandum
April 19, 2012 White Paper on the Separate Entity Doctrine as Applied to the U.S. Branches of Foreign Headquartered (Non-U.S.) Banks
January 3, 2017 White Collar Update: Teva to Pay $519 Million in FCPA Resolution, a Pharmaceutical Industry Record
Client Memorandum
January 25, 2016 White Collar Update: Supreme Court Will Decide Reach of Insider Trading Law
Client Memorandum
December 8, 2016 White Collar Update: Supreme Court Rejects Second Circuit’s Narrow Interpretation of Insider-Trading Law
Client Memorandum
December 5, 2017 White Collar Update: Solicitor General Sides with Opponents, Agrees SEC ALJs are Unconstitutionally Appointed
Client Memorandum
December 10, 2015 White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others
Client Memorandum
January 25, 2017 White Collar Update: Rolls-Royce Reaches Global $800 Million Resolution in Bribery Scheme
Client Memorandum
December 23, 2016 White Collar Update: Odebrecht and Braskem to Pay Record FCPA Penalty of at Least $3.5 Billion in Petrobras Fallout
Client Memorandum
March 6, 2017 White Collar Update: New DOJ Guide to Evaluation of Corporate Compliance Programs
Client Memorandum
December 1, 2015 White Collar Update: DOJ Incorporates Yates Memo into U.S. Attorneys’ Manual
Client Memorandum
April 19, 2016 White Collar Update: DOJ Announces One-Year FCPA Self-Reporting Pilot Program
Client Memorandum
April 13, 2016 White Collar Update: D.C. Circuit Reaffirms Prosecutors’ Authority over Deferred Prosecution Agreements
Client Memorandum
November 18, 2015 White Collar Update: The Department of Justice Retains Compliance Counsel Expert
Client Memorandum
October 12, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Delivers Address on Corporate Enforcement Policy
Client Memorandum
December 1, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Announces New FCPA Corporate Enforcement Policy Establishing a Category of Presumptive Declinations
Client Memorandum
September 5, 2008 White Collar Update
Client Memorandum
September 15, 2015 Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections
Client Memorandum
June 18, 2014 Whistleblower Update: SEC Resolves First Case Under New Authority to Bring Anti-Retaliation Claim
Client Memorandum
October 17, 2016 What's Next for PHH v. CFPB?
Client Memorandum
July 10, 2018 What Chinese Banks and Companies Should Know About DOJ Overseas Subpoenas and Asset Seizures
Client Memorandum
January 26, 2011 What a Difference a Year Makes: A Review of Acquisition Financing in 2010
Client Memorandum

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