May 27, 2016 Investment Management Regulatory Update - May 2016
Client Newsletter
May 26, 2016 2d Cir. Reverses $1.3B Penalty, Finding That Countrywide Did Not Defraud Government
Client Memorandum
May 25, 2016 Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs
Client Memorandum
May 24, 2016 SEC Adopts Business Conduct Rules for Security-Based Swap Dealers
Client Memorandum
May 19, 2016 SEC Releases Guidance on Non-GAAP Financial Measures
Client Memorandum
May 11, 2016 Pre-IPO Companies Can Stay Private Longer: SEC Wraps Up JOBS Act Rulemaking
Client Memorandum
May 11, 2016 Treasury Increases Focus on Offshore Tax Evasion as New Leaks Emerge from the Panama Papers
Client Memorandum
May 10, 2016 New Guidance on Best Practice for Disapplying Pre-Emption Rights for UK Premium Listed Companies
Client Memorandum
May 2, 2016 Incentive Compensation for Financial Institutions: Reproposal
Client Memorandum
April 26, 2016 Investment Management Regulatory Update - April 2016
Client Newsletter
April 25, 2016 Sun Capital Decision Holds Private Equity Funds Liable for Pension Liabilities of Portfolio Company Under Deemed Partnership Theory
Client Memorandum
April 22, 2016 Regulation S-K Concept Release Charts Ambitious Course for Corporate Disclosure Reform
Client Memorandum
April 19, 2016 White Collar Update: DOJ Announces One-Year FCPA Self-Reporting Pilot Program
Client Memorandum
April 18, 2016 Department of Labor’s Final Rule Defining Fiduciary Investment Advice and Conflicts of Interest
Client Memorandum
April 13, 2016 White Collar Update: D.C. Circuit Reaffirms Prosecutors’ Authority over Deferred Prosecution Agreements
Client Memorandum
April 11, 2016 Treasury Issues New Anti-Inversion Guidance
Client Memorandum
April 11, 2016 Treasury Proposes Overhaul of Intercompany Debt Rules
Client Memorandum
April 5, 2016 Does the ValueAct Lawsuit Have Implications for Institutional Shareholders and the Larger Shareholder Activism and Engagement Landscape?
Client Memorandum
March 30, 2016 Second Circuit Says Section 546 of Bankruptcy Code Preempts State Law Constructive Fraud Claims
Client Memorandum
March 29, 2016 Investment Management Regulatory Update - March 2016
Client Newsletter
March 28, 2016 Gender Diversity Firestorm Symptomatic of Greater Scrutiny of Shareholder Activists
Client Memorandum
March 22, 2016 Visual Memo: Single-Counterparty Credit Limits Proposed Rule
Client Memorandum
March 18, 2016 New Hong Kong Professional Investors Reform – Are You Ready?
Client Memorandum
March 17, 2016 Can Falling Interest Rates Increase a Company’s Financing Costs?
Client Memorandum
March 10, 2016 New Register of ‘People with Significant Control’ over UK Companies – One Month to Implementation
Client Memorandum
March 9, 2016 CFPB Brings First Ever Data Security Enforcement Action: Review and Analysis
Client Memorandum
March 2, 2016 FDIC and SEC Propose Rules to Implement the Provisions for Covered Broker-Dealers under Title II of Dodd-Frank
Client Memorandum
February 25, 2016 UK Takeover Panel Consultation on Communication and Distribution of Information During an Offer
Client Memorandum
February 23, 2016 SEC Decides Not to Pursue Clawback Actions Against Executives Who Reimbursed Company for Previously Paid Compensation
Client Memorandum
February 18, 2016 Investment Management Regulatory Update - February 2016
Client Newsletter
February 17, 2016 Down-Round Financings of Private Companies: Considerations for Outstanding Equity Compensation Awards
Client Memorandum
January 27, 2016 Corruption in 2015: Key Takeaways
Client Newsletter
January 27, 2016 Investment Management Regulatory Update - January 2016
Client Newsletter
January 25, 2016 White Collar Update: Supreme Court Will Decide Reach of Insider Trading Law
Client Memorandum
January 22, 2016 U.S. Uncleared Swap Margin, Capital and Segregation Rules
Client Memorandum
January 21, 2016 Revised 2016 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 20, 2016 JCPOA Implementation Day Raises New Sanctions Challenges
Client Memorandum
January 19, 2016 China Antitrust Review 2015
Client Memorandum
January 11, 2016 Will Anti-Reliance Provisions Preclude Extra-Contractual Fraud Claims? Answers Differ in Delaware, New York, and California
Client Memorandum
January 6, 2016 Hong Kong Corporate Finance Update
Client Newsletter
January 4, 2016 Dodd-Frank Progress Report: Fourth Quarter 2015
Client Newsletter
December 29, 2015 SEC Proposes New Limits on Registered Funds’ Derivatives Use
Client Memorandum
December 21, 2015 SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Memorandum
December 21, 2015 Investment Management Regulatory Update - December 2015
Client Newsletter
December 17, 2015 Preparing Your 2015 Form 20-F
Client Memorandum
December 15, 2015 Class Action Update: Supreme Court Reaffirms Enforcement of Class Arbitration Waivers
Client Memorandum
December 14, 2015 SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems
Client Memorandum
December 11, 2015 SEC Proposes New Rule Governing the Use of Derivatives by Registered Investment Companies
Client Memorandum
December 10, 2015 White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others
Client Memorandum
December 4, 2015 European Commission Proposal for a New EU Prospectus Regulation
Client Memorandum

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