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September 30, 2016 Issue 7: Lex et Brexit — The Law and Brexit
Client Newsletter
September 28, 2016 The Capital Markets Union: an update on the European Commission’s proposal for a new EU Prospectus Regulation
Client Memorandum
September 28, 2016 Investment Management Regulatory Update - September 2016
Client Newsletter
September 22, 2016 In Vitamin C Price-Fixing Suit, the Second Circuit Vacates Lower Court Ruling as Abuse of Discretion and Defers to China’s Interpretation of Its Laws
Client Memorandum
September 21, 2016 UK Takeover Panel Publishes New Edition of the Takeover Code
Client Memorandum
September 21, 2016 Intellectual Property Update: September 2016
Client Newsletter
September 16, 2016 Issue 6: Lex et Brexit — The Law and Brexit
Client Newsletter
September 13, 2016 FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents
Client Memorandum
September 9, 2016 The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates
Client Memorandum
September 1, 2016 Issue 5: Lex et Brexit — The Law and Brexit
Client Newsletter
August 31, 2016 Ninth Circuit Issues SOX Opinion—Approves Compensation Clawback Even for Executives Not Engaged in Misconduct
Client Memorandum
August 24, 2016 Investment Management Regulatory Update – August 2016
Client Newsletter
August 22, 2016 SEC Adopts Amendments to Regulation SBSR
Client Memorandum
August 19, 2016 Issue 4: Lex et Brexit — The Law and Brexit
Client Newsletter
August 18, 2016 Recent Delaware Appraisal Rights Developments Address Interest Rate Risk but Leave Certain Transactions Vulnerable on Deal Price
Client Memorandum
August 5, 2016 Issue 3: Lex et Brexit — The Law and Brexit
Client Newsletter
August 2, 2016 New Proxy Advisor Policy Affects IPO Company Director Elections
Client Memorandum
July 29, 2016 SEC Proposes New and Enhanced Order Handling Disclosure Requirements
Client Memorandum
July 29, 2016 FinCEN’s Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions
Client Memorandum
July 27, 2016 FINRA Proposes Reporting Requirements for Treasury Securities
Client Memorandum
July 26, 2016 Investment Management Regulatory Update – July 2016
Client Newsletter
July 22, 2016 Issue 2: Lex et Brexit — The Law and Brexit
Client Newsletter
July 22, 2016 NYDFS Issues Final Rule on Transaction Monitoring and Filtering Programs
Client Memorandum
July 19, 2016 Dodd-Frank Progress Report: Six-Year Anniversary
Client Newsletter
July 19, 2016 SEC Proposes Additional Disclosure Reforms
Client Memorandum
July 9, 2016 Issue 1: Lex et Brexit — The Law and Brexit
Client Newsletter
July 5, 2016 HSR Violation Penalties More Than Doubled by FTC
Client Memorandum
June 29, 2016 SEC Finalizes Disclosure Rules for Payments by Resource Extraction Issuers
Client Memorandum
June 27, 2016 Investment Management Regulatory Update - June 2016
Client Newsletter
June 27, 2016 SEC Proposes to Modernize Mining Disclosure
Client Memorandum
June 24, 2016 Legal Implications of Brexit
Client Memorandum
June 15, 2016 The New EU Market Abuse Regulation: Key Issues for U.S. Issuers
Client Memorandum
June 13, 2016 Partners as Employees? IRS Says Not So Fast
Client Memorandum
June 13, 2016 New York Court of Appeals Limits Availability of Common Interest Privilege
Client Memorandum
June 6, 2016 2nd Cir. Holds that the Federal Courts Lack Jurisdiction to Hear Attacks Against Ongoing SEC Administrative Proceedings
Client Memorandum
June 3, 2016 The DOL Fiduciary Regulation and Its Impact on the Financial Services Industry
Client Memorandum
June 2, 2016 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
June 1, 2016 Incentive Compensation Rules Proposed for Investment Advisers
Client Memorandum
May 31, 2016 FinCEN’s Final Rule to Enhance Customer Due Diligence Requirements for Financial Institutions
Client Memorandum
May 27, 2016 Investment Management Regulatory Update - May 2016
Client Newsletter
May 26, 2016 2d Cir. Reverses $1.3B Penalty, Finding That Countrywide Did Not Defraud Government
Client Memorandum
May 25, 2016 Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs
Client Memorandum
May 24, 2016 SEC Adopts Business Conduct Rules for Security-Based Swap Dealers
Client Memorandum
May 19, 2016 SEC Releases Guidance on Non-GAAP Financial Measures
Client Memorandum
May 11, 2016 Treasury Increases Focus on Offshore Tax Evasion as New Leaks Emerge from the Panama Papers
Client Memorandum
May 11, 2016 Pre-IPO Companies Can Stay Private Longer: SEC Wraps Up JOBS Act Rulemaking
Client Memorandum
May 10, 2016 New Guidance on Best Practice for Disapplying Pre-Emption Rights for UK Premium Listed Companies
Client Memorandum
May 2, 2016 Incentive Compensation for Financial Institutions: Reproposal
Client Memorandum
April 26, 2016 Investment Management Regulatory Update - April 2016
Client Newsletter
April 25, 2016 Sun Capital Decision Holds Private Equity Funds Liable for Pension Liabilities of Portfolio Company Under Deemed Partnership Theory
Client Memorandum

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