On December 11th, 2015 the U.S. Securities and Exchange Commission (SEC) issued proposed rules regarding The Use of Derivatives by Registered Investment Companies and Business Development Companies. MSCI and Davis Polk held a panel discussion on the rules and the potential impact on your organization. We review the proposal, review specific requirements, describe similarities to European Regulations, and share our experience of implementing similar processes.
- Moderator: Max Belenitsky, Executive Director, Portfolio Management Analytics, MSCI
- Nora M. Jordan, Partner, Davis Polk
- Gregory S. Rowland, Partner, Davis Polk
- Jeffrey Ho, Vice President, Analytics, MSCI