Title

SEC and CFTC Release Joint Report on Harmonization of Regulation
Client Newsflash

Created date

10/20/2009

The Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC") (collectively, the "Commissions") released a joint report on October 16, 2009 (the "Report") reviewing the key elements of the Commissions' regulatory schemes and providing recommendations for regulatory harmonization. The Report was produced in response to a request in Treasury's White Paper on Financial Regulatory Reform.