Title

Proposed Amendments to Regulation S-P Imposing New Compliance Burdens on Registered Broker-Dealers and Other SEC-Regulated Entities
Client Memorandum

Created date

3/24/2008

On March 4, 2008, the Securities and Exchange Commission (the “SEC”) proposed amendments (the “Proposal”) to the information safeguarding and disposal requirements set out in Regulation S-P.