Private Equity Regulatory Update - September 2018
Client Newsletter

Created date


Industry Update

  • SEC Chairman Gives Remarks on Capital Formation


  • Regulators Step Up Enforcement on Crypto Firms

  • SEC Resolves FCPA Allegations Against U.S.-Based Investment Firm for Bribery of Qaddafi-era Libyan State-Owned Enterprises

  • SEC Settles with Massachusetts Financial Services for $1.9M for Advertising Misstatements

  • SEC Settles with VSS Fund Management LLC and Its General Partner for Failure to Disclose Valuation Increase to Exiting Limited Partners in Buy-out