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Title

Private Equity Regulatory Update - October 2017
Client Newsletter

Created date

10/31/2017

Industry Update

  • SEC Announces Cybersecurity Enforcement Initiatives
  • SEC Chairman Issues Statement on Cybersecurity
  • ESG in Private Equity: What Every GP Needs to Know About Public Pension Fund Requirements

Litigation

  • SEC Charges Private Equity Fund Adviser and Principal for Improper Allocation of Expenses
  • SEC Charges Investment Adviser with Disclosure Failures Relating to ‘Broken Deal’ Expenses
  • SEC Brings Action Against Two Companies Related to Initial Coin Offerings