Private Equity Regulatory Update - November 2019
Client Newsletter

Created date


Rules and Regulations

  • SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules

  • SEC Proposes Rules to Regulate Proxy Advisory Firms and Shareholder Proposals

  • ISEC Proposes Amendments to Exemptive Application Procedures

Industry Update

  • SEC Enforcement Division Issues Report on Priorities and FY 2019 Results