Private Equity Regulatory Update - May 2018
Client Newsletter

Created date


Industry Update

  • SEC Launches Investor Protection Search Tool
  • Dalia Blass Remarks at the 2018 PLI Investment Management Institute
  • Jay Clayton: The Evolving Market for Retail Investment Services and Forward-Looking Regulation – Adding Clarity and Investor Protection While Ensuring Access and Choice


  • SEC Charges Investment Adviser for Failing to Disclose Revenue-Sharing Arrangement with Service Provider to Portfolio Companies