Private Equity Regulatory Update - January 2018
Client Newsletter

Created date


Rules and Regulations

  • SEC Adopts Amendments to Advisers Act Rules to Reflect Changes Made by FAST Act

Industry Update

  • CFTC Releases Backgrounder on Oversight of and Approach to Virtual Currency Futures Markets


  • Texas Securities Commissioner Issues Cease and Desist Order Against Cryptocurrency Promoter
  • SEC Charges Investment Adviser, Its President and Its Former Chief Compliance Officer with Violations of the Advisers Act and Safeguards Rule