Private Equity Regulatory Update - February 2020
Client Newsletter

Created date


Rules and Regulations

  • Proposed Amendments to the Volcker Rule

Industry Update

  • SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices
  • SEC Commissioner Hester M. Peirce Delivers Speech Detailing Her Token Safe Harbor Proposal