Title

Private Equity Regulatory Update - February 2018
Client Newsletter

Created date

2/28/2018

Industry Update

  • SEC's National Examination Program Releases Examination Priorities for 2018
  • SEC Releases Diversity Assessment Tool for SEC Regulated Entities

Litigation

  • SEC Charges Fund Administrator with Fraudulent NAV Calculation
  • SEC Charges Investment Adviser and Principals for Risk Disclosure Failures