Title

Private Equity Regulatory Update - December 2017
Client Newsletter

Created date

12/21/2017

Rules and Regulations

  • CFTC Proposes to Clarify the Treatment of Leveraged, Margined, or Financed Retail Virtual Currency Transactions

Litigation

  • SEC Charges Investment Adviser and Principals for Undisclosed Conflicted Transactions
  • SEC Charges Adviser with Misrepresentations in Offering Documents and Misappropriation of Investor Funds