Title

Private Equity Regulatory Update - April 2020
Client Newsletter

Created date

4/30/2020

COVID-19 Update

  • SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs

  • SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investments in Small and Medium-Sized Businesses

Rules and Regulations

  • SEC Adopts Offering Reforms for Business Development Companies and Registered Closed-End Funds

Litigation

  • SEC Settles with Investment Adviser for Alleged Undisclosed Conflicts of Interest Regarding In-House Operations Fees

  • SEC Settles with Investment Adviser for Alleged Advertising Omissions

  • SEC Obtains Partial Summary Judgment Against Investment Adviser and Principal