Title

The Marketplace Awaits Regulation SCI
Traders Magazine

Created date

9/29/2014

The SEC may soon adopt Regulation SCI, which it proposed in March 2013 in the wake of several high-profile systems problems in the securities markets.

In a recent guest commentary in Traders Magazine, Annette Nazareth and Jeff Dinwoodie of Davis Polk’s Financial Institutions Group discuss how the rulemaking may provide an interesting window into the SEC’s future steps in the area of market structure.

Related Professionals
Related Practices
Related Offices