January 5, 2012 Indian Competition Law - Annual Review (2011)
Client Memorandum
January 3, 2012 Dodd-Frank Progress Report
Client Newsletter
January 3, 2012 The Law of Unintended Consequences: Competing Plans in the Post-BAPCPA World
Client Memorandum

Insolvency and Restructuring Update

January 1, 2012 Corporate Governance Practices for Initial Public Offerings in the United States
The Conference Board, January 2012
December 23, 2011 Comment: 12 Regulatory Reform Predictions for '12
Financial Times
December 23, 2011 Summary of the Federal Reserve’s Proposed Rules for Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies
Client Memorandum
December 21, 2011 Key Elements of the Revised Model Credit Agreement Provisions
ABA Commercial Law Newsletter, Winter 2011
December 20, 2011 The Law of Unintended Consequences: Competing Plans in the Post-BAPCPA World
New York Law Journal, Vol. 246, No. 118
December 13, 2011 Say-on-Pay Year Two: a Planning Primer
Client Memorandum
December 8, 2011 SEC Staff to Limit Non-Public Initial Review Process for Non-U.S. Issuers
Client Newsflash
December 7, 2011 Investment Management Regulatory Update
Client Newsletter
December 1, 2011 Dodd-Frank Progress Report
December 1, 2011 Enron: 10 Years Later
Law360
November 29, 2011 New ISS Policies Overhaul Say-on-Pay Analysis
Client Memorandum
November 18, 2011 Investment Management Regulatory Update
Client Newsletter
November 7, 2011 CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps
Client Memorandum
November 3, 2011 Proposed Treasury Regulations Clarify U.S. Taxation of Investments by Foreign Governments
Client Newsflash
November 1, 2011 Dodd-Frank Derivatives Implementation: If Not Now, When?
Washington Watch
Futures Industry
November 1, 2011 Dodd-Frank Progress Report
November 1, 2011 Navigating the U.S. Living Wills Requirements
A.B.A. Banking L. Comm J.
October 31, 2011 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
October 30, 2011 Hong Kong Capital Market Developments
Client Newsflash
October 30, 2011 香港IPO資本市場における近時の進展(参考和訳)
Client Newsflash
October 27, 2011 SEC Approves Private Fund Systemic Risk Reporting
Client Newsflash
October 24, 2011 U.S. and European Union Antitrust Agencies Issue Revised “Best Practices” for Coordinating Merger Reviews
Client Newsflash
October 21, 2011 Delaware Court of Chancery Awards $1.26 Billion in Entire Fairness Case
Client Newsflash
October 20, 2011 Cybersecurity: SEC Provides Guidance on Disclosure Considerations
Client Memorandum
October 19, 2011 SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance
Client Memorandum
October 18, 2011 SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
October 17, 2011 FSOC's Proposed Rules for SIFI Designations
Client Memorandum
October 15, 2011 ボルカー・ルール規制案:ヘッジファンド/プライベート・エクイティ・ファンド(参考和訳)
Client Memorandum
October 15, 2011 ボルカー・ルール規制案:自己勘定取引(参考和訳)
Client Memorandum
October 14, 2011 Investment Management Regulatory Update
October 13, 2011 Volcker Rule Proposed Regulations: Hedge / PE Funds Summary
Client Memorandum
October 13, 2011 Volcker Rule Proposed Regulations: Proprietary Trading Summary
Client Memorandum
October 12, 2011 Volcker Rule Proposed Regulations: Hedge / PE Funds Summary with Annexes
Client Memorandum
October 12, 2011 Volcker Rule Proposed Regulations: Proprietary Trading Summary with Annexes
Client Memorandum
October 11, 2011 Lehman Bankruptcy Court Holds Contractual Right to Triangular Setoff Unenforceable In Bankruptcy and Not Protected by Safe Harbors
Client Newsletter
October 7, 2011 Leaked Volcker Release – Funds
Client Memorandum
October 7, 2011 Leaked Volcker Release – Proprietary Trading
Client Memorandum
October 6, 2011 Lehman Bankruptcy Court Holds Contractual Right to Triangular Setoff Unenforceable in Bankruptcy and Not Protected by Safe Harbors
Business Law Currents
Thomson Reuters
October 6, 2011 SEC Staff Alert Reveals Expansive Application of Market Access Rule
Client Newsflash
October 5, 2011 SEC Large Trader Rule: Impact on Corporations and Related Individuals
Client Memorandum
October 4, 2011 Tighter Circuit Breakers in Equities Markets
Client Newsflash
October 3, 2011 Dodd-Frank Progress Report
September 30, 2011 Reevaluating Individual Arbitration of Antitrust Claims After AT&T Mobility v. Concepcion
The Antitrust Counselor
September 21, 2011 SEC Clears the Way for “Private Ordering” for Proxy Access; Related Rules also Effective
Client Memorandum
September 20, 2011 Second Washington Mutual Plan Confirmation Denial May Have Significant Impact on Claims Trading and Plan Negotiation
Insolvency and Restructuring Update
September 19, 2011 Credible Living Wills Under the U.S. Regulatory Framework
Client Memorandum
September 19, 2011 Investment Management Regulatory Update
Client Newsletter
September 13, 2011 Bankruptcy Court Decision May Impact Claims Trading and Plan Negotiation
The Harvard Law School Forum on Corporate Governance and Financial Regulation
September 13, 2011 FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business
Client Newsflash
September 7, 2011 Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies
Client Memorandum
September 6, 2011 Dodd-Frank Progress Report
September 2, 2011 Compensation Clawback under Dodd Frank: Impact on Foreign Issuers
Client Memorandum
September 2, 2011 SEC Seeks Public Comment on Mutual Fund Derivatives Use and Asset-Backed Issuers and Mortgage-Related Pools under the Investment Company Act
Client Newsflash
September 1, 2011 Getting the Deal Through - Merger Control 2012
United States
Law Business Research
September 1, 2011 In the News: Exclusive Forum Charter and Bylaw Provisions
The Corporate Governance Advisor
September 1, 2011 La protection offerte aux entreprises françaises par le Chapter 15 américain
Décideurs : Stratégie Finance Droit – Collection Guide : Annuaire 2011, pp. 28-29
September 1, 2011 ドッド=フランク法に基づく報酬クローバック: 海外発行体に対する影響 (参考和訳)
Client Memorandum
August 23, 2011 SEC's Temporary Suspension of EDGAR Filing System
Client Newsflash
August 22, 2011 FINRA Files Amended Communications Rules – Impact on Broker-Dealers
Client Newsflash
August 22, 2011 FINRA Files Amended Communications Rules – Impact on Structured Products
Client Memorandum
August 12, 2011 Investment Management Regulatory Update
Client Newsletter
August 1, 2011 SEC Adopts Large Trader Reporting Requirements
Client Memorandum
August 1, 2011 Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance?
Harvard Business Law Review, Vol. 1
July 29, 2011 U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report
Client Memorandum
July 28, 2011 Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States
Client Memorandum
July 26, 2011 SEC’s Final Rules Modify Form S-3 and F-3 Transaction Eligibility Criteria for Debt Issuances
Client Newsflash
July 22, 2011 D.C. Circuit Vacates SEC Proxy Access Rule
Client Memorandum
July 22, 2011 One-Year Anniversary Dodd-Frank Progress Report
July 21, 2011 SEC Proposes New Custody-Related Reporting and Audit Requirements for Broker-Dealers
Client Memorandum
July 13, 2011 Investment Management Regulatory Update
Client Newsletter
July 11, 2011 Counterparty Credit Risk Management: Links Between Supervisory Guidance, Dodd-Frank and Basel
Client Newsflash
July 8, 2011 The FTC Issues Amendments to HSR Rules and Notification Form
Client Memorandum
July 1, 2011 Dodd-Frank Progress Report
June 29, 2011 SEC Issues Final Rules Implementing Dodd-Frank Amendments to the Investment Advisers Act of 1940
Client Memorandum
June 29, 2011 Seventh Circuit Delivers a Major Win for Secured Creditors; Holds that Secured Creditors Cannot be Denied Right to Credit Bid in a Sale Under a Plan
Insolvency and Restructuring Update
June 27, 2011 Stern v. Marshall – Supreme Court Limits the Power of Bankruptcy Courts to Hear Certain State Law Claims Brought by Debtors Against Creditors
Insolvency and Restructuring Update
June 23, 2011 Federal Banking Agencies Implement Collins Amendment by Establishing Risk-Based Capital Floor
Client Memorandum
June 22, 2011 SEC Approves New FINRA Rule Requiring the Qualification and Registration of Operations Professionals
Client Newsflash
June 17, 2011 CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements
Client Memorandum
June 13, 2011 Supreme Court Limits False Statement Liability Under Rule 10b-5 To Those Who Actually Make Misstatements
Client Newsflash
June 10, 2011 Investment Management Regulatory Update
Client Newsletter
June 9, 2011 SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps
Client Newsflash
June 6, 2011 Supreme Court Determines that Class Certification Does Not Require Proof of Loss Causation in Securities Fraud Cases
Client Newsflash
June 1, 2011 Dodd-Frank Rulemaking Progress Report
Progress as of June 1, 2011
June 1, 2011 Potential Extraterritorial Application of Regulations Issued Under Title VII of the Dodd-Frank Act
Futures & Derivaties Law Report, Vol. 31, Issue 6
June 1, 2011 Proposed Credit Risk Retention Rules Raise Serious Concerns
Client Memorandum
June 1, 2011 Resolution of U.S. Banks and Other Financial Institutions
Debt Restructuring (Chapter 8)
Oxford University Press
May 25, 2011 SEC Adopts Final Whistleblower Rules
Client Newsflash
May 18, 2011 SEC Proposal Would Replace Regulation M Exemption for Investment Grade Securities
Client Memorandum
May 17, 2011 60 Days - Over 175 New Derivatives Provisions
Client Memorandum
May 17, 2011 Investment Management Regulatory Update
Client Newsletter
May 5, 2011 Delaware Weighs in on the Meaning of “Substantially All” for a Series of Transactions
Client Memorandum
May 3, 2011 Say-on-Pay: An Interim Report
Client Memorandum
May 2, 2011 Dodd-Frank Rulemaking Progress Report
Progress as of May 1, 2011
May 2, 2011 Treasury Proposes FX Swap and Forward Exemption
Client Memorandum
May 1, 2011 Third Circuit Finds DCF Analysis is "Commercially Reasonable Determinant of Value"
On the Edge
ABI Journal Vol. XXX, No. 4, May 2011
April 27, 2011 The Final Round For Gift Plans?
Dow Jones DBR Small Cap
April 26, 2011 Credible Living Wills: The First Generation
Whitepaper by Davis Polk & Wardwell LLP and McKinsey & Company
April 26, 2011 Credible Living Wills: The First Generation
Client Memorandum

Whitepaper by Davis Polk & Wardwell LLP and McKinsey & Company

April 25, 2011 Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers
Client Memorandum
April 20, 2011 CFTC Releases Swap Margin Proposal
Client Memorandum
April 15, 2011 Investment Management Regulatory Update
Client Newsletter
April 14, 2011 Regulators Propose Swap Margin and Capital Rules
Client Memorandum
April 12, 2011 FINRA Proposes Rule on the Use of Third-Party Service Providers
Client Newsflash
April 12, 2011 SEC Confirms IFRS Filers Will Not be Required to Provide Interactive Data Until SEC Specifies Taxonomy
Client Newsflash
April 12, 2011 SFC Raises Concerns on IPO Sponsor's Due Diligence
Client Newsflash
April 5, 2011 FDIC Releases Joint Notice of Proposed Rulemaking on Resolution Plans and Credit Exposure Reports
Client Memorandum
April 4, 2011 Davis Polk Dodd-Frank Rulemaking Progress Report
Progress as of March 31, 2011
April 1, 2011 SEC Proposes Independence Rules for Compensation Committees and Advisers
Client Memorandum
March 31, 2011 Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Newsflash
March 28, 2011 FDIC's Second Notice of Proposed Rulemaking under the Orderly Liquidation Authority
Client Memorandum
March 22, 2011 Decision in Matrixx Initiatives, Inc. v. Siracusano Rejects Bright-Line Rule in Securities Fraud Action Based on Pharmaceutical Company's Failure to Disclose Adverse Event
Client Newsflash
March 18, 2011 SEC Proposal Clarifies No Change to “Beneficial Ownership” Rules for Swaps
Client Newsflash
March 15, 2011 Investment Management Regulatory Update
Client Newsletter
March 3, 2011 Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions
Client Memorandum
February 28, 2011 Committee on Foreign Investment in the United States Rejects Huawei Deal; Third Recent Chinese Transaction Scuttled by National Security Review
Client Memorandum
February 22, 2011 In re American Home Mortgage Holdings, Inc.
Insolvency and Restructuring Update
February 16, 2011 Delaware Court Declines to Pull Airgas Poison Pill
Client Newsflash
February 15, 2011 Delaware Court Enjoins Merger Vote and Deal Protections in Del Monte Buyout
Client Newsflash
February 14, 2011 Investment Management Regulatory Update
Client Newsletter
February 14, 2011 Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule
February 14, 2011 TOUSA, Inc. – District Court Quashes Infamous Fraudulent Transfer Decision
Client Newsletter

Insolvency and Restructuring Update

February 9, 2011 Certain Investment Grade Debt Issuers Would No Longer Qualify to Use Shelf Registration Statements Under SEC's Proposed Amendments
Client Newsflash
February 9, 2011 Summary of Federal Reserve Proposed Rule on Definitions Related to Nonbank Financial Companies and Interconnectedness of Systemically Important Firms
February 1, 2011 Taxing Problems for Debtors - Treatment of Property Taxes
ABI Business Reorganization Committee Newsletter
American Bankruptcy Institute, Vol. 10, No. 1
February 1, 2011 Up in the Cloud: Ethical Issues that Arise in the Age of Cloud Computing
ABI Ethics Committee Newsletter
American Bankruptcy Institute, Vol. 8, No. 1
January 27, 2011 SEC Adopts Final Say-on-Pay and Golden Parachute Rules
Client Memorandum
January 26, 2011 What a Difference a Year Makes: A Review of Acquisition Financing in 2010
Client Memorandum
January 25, 2011 Investing In or Acquiring Troubled Banks: The Problem of Holding Company Debt
Client Memorandum
January 25, 2011 Revised Jurisdictional Thresholds Under the HSR Act and for the Prohibition of Interlocking Directorates
Client Memorandum
January 24, 2011 2010 年度フォーム20-Fの作成について (参考和訳)
Client Memorandum
January 24, 2011 Preparing Your 2010 Form 20-F
Client Memorandum
January 24, 2011 SEC Study on the Fiduciary Duty of Investment Advisers and Broker-Dealers
Client Memorandum
January 20, 2011 Considerations for 2010 Form 10-Ks and 2011 Proxy Statements
Client Memorandum
January 20, 2011 Summary of the Volcker Rule Study – Hedge Funds and Private Equity Funds
Summary as of January 19, 2011
January 19, 2011 Summary of the Section 622 Study and Recommendations Regarding Concentration Limits on Large Financial Companies, Released by the Financial Stability Oversight Council on January 18, 2011
Summary as of January 19, 2011
January 19, 2011 Summary of the Volcker Rule Study – Proprietary Trading
Summary as of January 19, 2011
January 19, 2011 Working Summary of the Financial Stability Oversight Council’s January 18, 2011 Proposed Rules on Designation of Systemically Important Nonbank Financial Companies
Client Memorandum

Summary as of January 19, 2011

January 18, 2011 SEC Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Memorandum
January 18, 2011 SEC Proposes Rules to Implement Dodd-Frank Mine Safety Disclosure Requirements
Client Memorandum
January 18, 2011 SEC Proposes Rules to Implement Dodd-Frank Requirements for Conflict Minerals Originating in the Democratic Republic of Congo
Client Memorandum
January 18, 2011 SEC、コンゴ民主共和国にて産出される紛争鉱物に関するドッド=フランク法要件実施のためのルールを提案 (参考和訳)
Client Memorandum
January 13, 2011 Investment Management Regulatory Update
Client Newsletter
January 11, 2011 Environmental Disclosure in SEC Filings – 2011 Update
Client Memorandum
January 11, 2011 Supreme Court Agrees to Hear Important Securities Case
Client Newsflash
January 3, 2011 An Overview of Clearance and Settlement of Securities Transactions
Compliance Corner
Investment Adviser Association, No. 217, p. 12
January 3, 2011 New ISS Policy Updates: Tougher Standards for 2011
The Corporate Governance Advisor
January 1, 2011 Les DPN émis par Technicolor : un outil sur mesure au service du recentrage de ses activités
JOLY éditions – Bulletin Joly Sociétés, pp. 64-68
January 1, 2011 Technicolor : Une restructuration riche d'enseignements
JOLY éditions – Bulletin Joly Bourse, pp. 64-65
December 17, 2010 Investment Management Regulatory Update
Client Newsletter
December 14, 2010 Delaware Court Protects Lenders from Fraudulent Transfer Suit For Payments Made and Collateral Granted on Account of Antecedent Debt
Insolvency and Restructuring Update
December 13, 2010 Delaware Court 'Champions' Per Se Rule for Constructive Fraudulent Transfers
American Bankruptcy Institute Journal
December 1, 2010 Le mandat de gestion programmee...pour un avenir radieux?
Decideurs: Strategie Finance Droit
November 30, 2010 CFTC Proposes to Register and Regulate Swap Dealers and Major Swap Participants
Client Memorandum
November 24, 2010 SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act
Client Memorandum
November 24, 2010 SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act
Client Memorandum
November 23, 2010 Delaware Supreme Court Invalidates Airgas Bylaw Amendment
Client Newsflash
November 22, 2010 CFTC and SEC Propose Swap Data Reporting Rules
Client Newsflash
November 22, 2010 CFTC Considers Protections for Swap Collateral
Client Newsflash
November 22, 2010 New ISS Policy Update: Tougher Standards for 2011
Client Memorandum
November 17, 2010 Davis Polk Submits Two Comment Letters to the SEC on Key Executive Compensation and Corporate Governance Rulemaking
Client Newsflash
November 16, 2010 Comments on Proposed Rules Relating to Shareholder Approval of Executive Compensation and Golden Parachute Compensation (the “Proposal”)
Comment Letter to the SEC
November 16, 2010 Comments on Subtitle E of Title IX–Accountability and Executive Compensation under the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comment Letter to the SEC
November 12, 2010 CFTC Proposes Swap Dealer and Major Swap Participant Rules
Client Newsflash
November 12, 2010 Investment Management Regulatory Update
Client Newsletter
November 10, 2010 SEC and DOJ Announce Resolutions of FCPA “Industry Sweep”; First SEC Charge Against a Non-U.S. Issuer for FCPA Violations
Client Newsflash
November 5, 2010 SEC Limits Direct Market Access
Client Memorandum
November 4, 2010 SEC Proposes Whistleblower Rules
Client Newsflash
November 3, 2010 MSRB Extends Application of Its Rules and Registration to Municipal Advisors
Client Newsflash
November 1, 2010 "Clear and Simple": SEC Proposes Say-on-Golden Parachute and Enhanced Disclosure Rules
Deal Lawyers
November 1, 2010 Rémunération et gouvernance : les innovations Dodd-Frank
Decideurs : Stratégie Finance Droit, pp. 53-54
October 27, 2010 Proposed Loss Contingency Standard will not Apply to Calendar Year-end Filers' 2010 Form 10-Ks
Client Newsflash
October 21, 2010 Reg FD Enforcement Update: the Perils of Implied Messages
Client Newsflash
October 20, 2010 SEC Proposes Say-on-Pay Rules for Companies and Proxy Vote Reporting Rules for Investment Managers
Client Memorandum
October 15, 2010 SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps
Client Newsflash
October 13, 2010 The Report on the Financial Panic of 2008 and Financial Regulatory Reform
Task Force on the Financial Crisis of the International Bar Association
October 12, 2010 Investment Management Regulatory Update
Client Newsletter
October 11, 2010 Delaware Court Permits Stockholders to Shorten Term of Airgas Staggered Board
Client Newsflash
October 8, 2010 Top-Up Options – Looking Better and Better
Client Newsflash
October 7, 2010 Third Circuit Prevents Plan Sponsor from Terminating Contractually Amendable Retiree Health and Welfare Benefits
Insolvency and Restructuring Update
October 6, 2010 A Novel Approach To Vote Solicitation On Prepackaged Plans

Dow Jones Daily Bankruptcy Review

October 4, 2010 SEC Stays Proxy Access Pending Court Review
Client Newsflash
October 4, 2010 ドッド・フランク法における金融安定監督協議会 (参考和訳)
Client Memorandum
October 1, 2010 Contractually Amendable Retiree Health and Welfare Benefits
Third Circuit Prevents Plan Sponsor from Terminating
The Bankruptcy Strategist, Vol. 27, No.12
October 1, 2010 Enhancing Financial Stability and Resilience: Macroprudential Policy, Tools and Systems for the Future
Group of Thirty
September 28, 2010 プロキシー・アクセス初年度:何を想定し、何を始めるべきか(参考和訳)
Client Memorandum
September 27, 2010 Antitrust Division Sues Six Firms for Entering into Illegal Agreements not to Solicit Each Other's Employees
Client Newsflash
September 27, 2010 Reverse Termination Fees: A Resurgence -- The Deal Video Interview
Client Newsflash
September 23, 2010 Preparing for the 2011 Proxy Season: Action Plans and Open Issues
Client Memorandum
September 21, 2010 SEC v. Cuban: The Fifth Circuit Reverses
Client Newsflash
September 20, 2010 SEC Shines a Spotlight on Short-Term Borrowings: Issues Guidance and Proposes New Disclosure Requirements
Client Memorandum
September 16, 2010 Impact of the Dodd-Frank Act on Private Equity Funds, Hedge Funds and Their Investment Advisers
Private Equity Newsletter
September 16, 2010 Proxy Access Rules Effective November 15, 2010
Client Newsflash
September 14, 2010 Treasury Department Issues Iranian Financial Sanctions Regulations
Client Memorandum
September 13, 2010 Agreement on Quantification and Timing of Basel III Minimum Capital Requirements
Client Memorandum
September 13, 2010 Investment Management Regulatory Update
Newsletter
September 11, 2010 ドッド・フランク法における金融調査局(参考和訳)
Client Memorandum

Pages

Insights Search: