June 25, 2014 Two New Cases Cast A Shadow Over Credit Bidding
Corporate Restructuring and Bankruptcy
New York Law Journal, Monday, June 23, 2014
June 24, 2014 The Examiners: Marshall Huebner on Municipal Distress
Bankruptcy Beat - Wall Street Journal
June 23, 2014 Investment Management Regulatory Update
Client Newsletter
June 19, 2014 MOFCOM Blocks “P3” Shipping Joint Venture
Client Memorandum
June 18, 2014 Volcker Rule: Observations on Interagency FAQs, OCC Interim Examination Guidelines
Client Memorandum
June 18, 2014 Whistleblower Update: SEC Resolves First Case Under New Authority to Bring Anti-Retaliation Claim
Client Memorandum
June 17, 2014 Patent Assertion Entities Win, For Now
Client Memorandum
June 16, 2014 How CCOs Can Prepare For Muni Advisor Registration
Compliance Reporter
Institutional Investor, Vol. XXI, No. 12
June 13, 2014 Comity and drama: current trends in cross-border insolvencies
Global Restructuring & Insolvency
Financier Worldwide, March 2014
June 13, 2014 The prevalence and utility of 'roadmap' decisions in bankruptcy mega-cases
Bankruptcy & Restructuring
Financier Worldwide, April 2014
June 9, 2014 Recent Developments in Whistleblower Protections: Legal Analysis and Practical Implications
Client Memorandum
June 5, 2014 American Bancorp.’s Involuntary Bankruptcy: A New Strategy for Distressed Investors in Trust Preferred Securities
Client Memorandum
June 5, 2014 PRC Antitrust Update: Special Edition on ABA Antitrust China Conference
Client Memorandum
June 4, 2014 Second Circuit Vacates Judge Rakoff’s Rejection of Consent Settlement in SEC v. Citigroup Global Markets
Client Memorandum
June 2, 2014 Dodd-Frank Progress Report
Client Newsletter
May 28, 2014 Investment Management Regulatory Update
Client Newsletter
May 27, 2014 Dodd-Frank Concentration Limit on Financial Institution M&A: Visual Memorandum
Client Memorandum
May 21, 2014 FCPA Jurisprudence: U.S. Court of Appeals (11th Circuit) Defines “Instrumentality” Under the FCPA, Adopts Government’s View
Client Memorandum
May 21, 2014 Proposed Legislation Would Significantly Limit Inversion Transactions
Client Newsflash
May 16, 2014 Enhancing the Effectiveness of the UK Listing Regime – implementation
Client Memorandum
May 16, 2014 SEC Proposes Recordkeeping, Reporting and Notification Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
May 14, 2014 What Will Result From the SEC's Current Disclosure Reform Initiative? | May 2014

The Harvard Law School Forum on Corporate Governance and Financial Regulation

May 6, 2014 The Second Circuit Issues Decision of First Impression With Respect to Morrison and Extraterritoriality
Client Newsflash
May 6, 2014 U.S. Sanctions on Iran: The Joint Plan of Action for Containing Iran's Nuclear Program
The Review of Securities & Commodities Regulation, Vol. 47, No. 8, April 16, 2014
May 5, 2014 Delaware Court Declines to Enjoin Sotheby’s Annual Meeting
Client Memorandum
May 2, 2014 Conflict Minerals Update: SEC Formally Stands by Staff Guidance
Client Newsflash
May 1, 2014 Dodd-Frank Progress Report
Client Newsletter
May 1, 2014 The Examiners: Marshall Huebner on the Rural/Metro Ruling
Bankruptcy Beat - Wall Street Journal
May 1, 2014 Will the SEC's Current Disclosure Reform Initiative Result In Stricter Environmental and Sustainability Disclosure Requirements? | April 2014
Article of Interest
Environmental Disclosure Committee Newsletter, Vol. 11, No. 1, April 2014, Environment, Energy, and Resources Section, American Bar Association 
April 29, 2014 DOJ and SEC Announce Filing of FCPA Enforcement Action Against Broker-Dealer Executives
Client Memorandum
April 29, 2014 Investment Management Regulatory Update
Client Newsletter
April 29, 2014 SEC (Mostly) Forges Ahead on Conflict Minerals
Client Newsflash
April 28, 2014 The Fed's Physical Commodities ANPR
Client Memorandum
April 21, 2014 2014 Proxy Season: Early Indications
Client Memorandum
April 17, 2014 Corporate Governance Practices in US Initial Public Offerings
Director Notes, April 2014, The Conference Board
April 14, 2014 D.C. Circuit Court Partially Invalidates Conflict Minerals Rule
Client Newsflash
April 8, 2014 Clearinghouse Regulatory Basics for Swap Market Participants
Global Capital
April 7, 2014 Antitrust and Due Process
28 Antitrust No. 2, American Bar Association
April 2, 2014 U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks
Visual Memorandum
April 1, 2014 Dodd-Frank Progress Report
Client Newsletter
April 1, 2014 Recent Trends in U.S. Term Loan B

 The International Comparative Legal Guide to: Lending & Secured Finance 2014, Second Edition

March 26, 2014 D.C. District Court Orders Production of Internal Compliance Investigation Materials
Client Memorandum
March 25, 2014 COMMENTARY: Why the Market Should Care About Proposed Clearing Agency Requirements
Traders Magazine
March 25, 2014 The Examiners: Marshall Huebner on the Outlook for Corporate Restructuring
Bankruptcy Beat - Wall Street Journal
March 24, 2014 Dodd-Frank Enhanced Prudential Standards for Foreign Banks with Limited U.S. Footprints: Visual Memorandum
Client Memorandum
March 24, 2014 Investment Management Regulatory Update
Client Newsletter
March 24, 2014 Marubeni Corp. Pleads Guilty to FCPA Bribery Charges
Client Memorandum
March 24, 2014 Targeted Returns Under FINRA's Communication Rules
New York Law Journal
March 14, 2014 U.K. Companies Listing in the U.S.
Tax Journal
March 12, 2014 Delaware Court of Chancery Finds Financial Advisor Liable for Aiding and Abetting Fiduciary Duty Breaches
Client Memorandum
March 7, 2014 U.S. Chapter 15: a Tool for Implementing Foreign Reorganization Plans in the United States – the Elpida Experience, New Business Law (Japan), Issue No.1020 (March 1, 2014)
March 3, 2014 Dodd-Frank Progress Report
Client Newsletter
March 3, 2014 New Opportunities and Challenges for Global CCPs
Futures & Derivatives Law Report, Vol. 34, Issue 2
February 28, 2014 Foreign Banks: U.S. Liquidity Buffer Requirement
Client Memorandum
Visual Memorandum and Interactive Calculator
February 24, 2014 Foreign Banks: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule
Client Memorandum
February 24, 2014 Investment Management Regulatory Update
Client Newsletter
February 24, 2014 U.S. Bank Holding Companies: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule
Visual Summary
February 12, 2014 M&A Brokers Receive No-Action Relief from Broker-Dealer Registration
Client Memorandum
February 10, 2014 Who Knew that CLOs were Hedge Funds?
Client Memorandum
February 4, 2014 Making Pro Bono Work
A Pro Bono Practice in Retirement
NYSBA Journal
February 4, 2014 UK Financial Conduct Authority Consultation on Sponsor Competence
Client Memorandum
February 3, 2014 Dodd-Frank Progress Report
Client Newsletter
January 29, 2014 Risk Governance: Visual Memorandum on Guidelines Proposed by the OCC
Client Memorandum
January 29, 2014 SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule
Client Newsflash
January 28, 2014 Merger Challenges Update
Client Memorandum
January 27, 2014 China Antitrust Review 2013
Client Memorandum
January 27, 2014 Investment Management Regulatory Update
Client Newsletter
January 24, 2014 Implementation of Joint Plan of Action for Containing Iran’s Nuclear Program
Client Memorandum
January 23, 2014 Preparing Your 2013 Form 20-F
Client Memorandum
January 23, 2014 Revised Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 22, 2014 Insolvency and Restructuring Update
Client Newsletter
January 21, 2014 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
January 21, 2014 Revised Basel III Leverage Ratio: Visual Memorandum
Client Memorandum
January 17, 2014 New Regulations Expand Reach Of Anti-Inversion Ownership Rules
Client Newsflash
 
January 14, 2014 Regulation A+: A Middle Way?
Client Memorandum
January 8, 2014 SEC Approves New FINRA Supervision Rules
Client Memorandum
January 7, 2014 CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements
Client Memorandum
January 5, 2014 Volcker Rule Final Regulations: Funds Flowcharts
Client Memorandum
January 3, 2014 Comment: Regulatory Predictions for 2014
January 2, 2014 Dodd-Frank Progress Report
Client Newsletter
January 1, 2014 IFLR Bankers’ Counsel Poll: European Capital Markets
International Financial Law Review
December 31, 2013 SEC Proposes Rules for Crowdfunding Intermediaries
Financial Fraud Law Report
December 31, 2013 Tough Tone at the Top of the SEC
Financial Fraud Law Report
Matthew Bender & Company, Inc.
December 23, 2013 Volcker Rule Final Regulations: Proprietary Trading Flowcharts
Client Memorandum
December 22, 2013 CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements
Client Newsflash
December 20, 2013 Investment Management Regulatory Update
Client Newsletter
December 18, 2013 Investment Banks Face Challenges Under New Municipal Advisor Rules
Regulatory Reform, New York Law Journal (December 16, 2013)
December 11, 2013 PCAOB Proposals Would Significantly Impact Public Company Audits
Client Newsflash
December 11, 2013 SEC Issues Guidance on Rule 506 “Bad Actor” Provisions
Client Newsflash
December 9, 2013 New Proposed and Final Regulations Address Withholding on “Dividend Equivalents”
Client Memorandum
December 6, 2013 Lingering Questions on Foreign Sovereignty and Separation of Powers After the Vitamin C Price-Fixing Verdict
Antitrust, vol. 28, no. 1, Fall 2013, American Bar Association
December 5, 2013 Shifting Paradigms in Market Definition – From Staples/Office Depot to AMR/US Airways
The Threshold, vol. XIV, no. 1, Fall 2013, American Bar Association
December 5, 2013 Using Chapter 15 to Implement Foreign Reorganization Plans in the U.S.
Corporate Restructuring and Bankruptcy
New York Law Journal, December 2, 2013
December 4, 2013 Nasdaq Proposes More Flexible Compensation Committee Independence Standards
Client Newsflash
December 2, 2013 Dodd-Frank Progress Report
Client Newsletter
November 26, 2013 Investment Management Regulatory Update
November 20, 2013 ResCap Court Holds That Debt Issued in Fair Value Exchanges Will Not be Discounted for OID in Bankruptcy
Insolvency and Restructuring Update
November 18, 2013 CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards
Client Memorandum
November 18, 2013 SEC Proposes Rules for Crowdfunding Intermediaries
Client Memorandum
November 7, 2013 Enhancing the Effectiveness of the UK Listing Regime – Feedback and Further Consultation
Client Memorandum
November 7, 2013 FTC Finalizes Amendments to the Premerger Notification Rules Related to the Transfer of Exclusive Patent Rights in the Pharmaceutical Industry
Client Memorandum
November 6, 2013 Sustainability Disclosure in Annual Reports and Proxy Statements | August 2013
The Harvard Law School Forum on Corporate Governance and Financial Regulation
November 5, 2013 Prospectus Disclosure Regime in Europe
Client Memorandum
November 1, 2013 Bondholders Encounter Unexpected Turbulence
American Bankruptcy Institute Journal
November 1, 2013 Dodd-Frank Progress Report
Client Newsletter
November 1, 2013 The Cross-border Impact of the Dodd-Frank Act
A Practitioner’s Guide to the Regulation of Investment Banking, Third Edition, Oxford University Press, 2013
November 1, 2013 The International Capital Markets Review: United Kingdom
Law Business Research
October 30, 2013 Exclusive Forum Provisions: Is Now the Time to Act?
Client Newsflash
October 30, 2013 U.S. Basel III Liquidity Coverage Ratio Proposal: Visual Memorandum
Client Memorandum
October 25, 2013 Judgment Call: Don't become a basket case

The Deal Pipeline, October 25, 2013

October 24, 2013 SEC Proposes Crowdfunding Rules Under JOBS Act
Client Newsflash
October 24, 2013 European Regulatory Snapshot: The Amended Transparency Directive
Client Memorandum
October 22, 2013 FINRA Issues Report on Broker-Dealer Conflicts of Interest
Client Memorandum
October 22, 2013 Investment Management Regulatory Update
Client Newsletter
October 22, 2013 U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements
Client Memorandum
October 16, 2013 Avoid Insider Status in Bankruptcy: Lessons from Capmark Financial Group Inc. v. Goldman Sachs Credit Partners, L.P.
Bloomberg BNA's Bankruptcy Law Reporter
October 8, 2013 FINRA Issues Notice To Members Discussing Examination Findings Regarding the Revised Suitability Requirements
Client Newsflash
October 7, 2013 SEC Releases Final Municipal Advisor Registration Rules Part II: Permanent Registration Process
Client Memorandum
October 7, 2013 Tone at the Top (of the SEC): Tough
Client Memorandum
October 3, 2013 SEC Issues FAQ Regarding Supervisory Responsibility for Legal and Compliance Personnel
Client Memorandum
October 2, 2013 SEC Releases Final Municipal Advisor Registration Rule Part I: Who is a Municipal Advisor?
Client Memorandum
October 1, 2013 Acquisitions and Disposals by Listed Companies
Institute of Chartered Secretaries and Administrators
October 1, 2013 Chapter on French Insolvency Law
The International Insolvency Review 2013, Chapter 11, pp. 146-159
October 1, 2013 Complexity
28 Antitrust No. 1, American Bar Association
October 1, 2013 Dodd-Frank Progress Report
October 1, 2013 Recognition and Comity in Cross-border Insolvency Proceedings, Chapter 1

The International Insolvency Review, First Edition, Law Business Research Ltd., 2013

October 1, 2013 United States, Chapter 26

The International Insolvency Review, First Edition, Law Business Research Ltd., 2013

September 27, 2013 No SEC Shutdown
Client Memorandum
September 26, 2013 Investment Management Regulatory Update
Client Newsletter
September 25, 2013 Government Merger Challenges
Client Newsflash
September 25, 2013 Tribune State-Law Fraudulent Conveyance Litigation Update
Client Memorandum
September 20, 2013 Proposed Pay Ratio Disclosure Rule Released by the SEC
Client Memorandum
September 18, 2013 Basel Committee and IOSCO Release Final Policy Framework for Uncleared Derivatives Margin
Client Memorandum
September 17, 2013 Getting the Deal Through - Merger Control 2014
United States
Law Business Research
September 17, 2013 United States: Anti-Cartel Enforcement
The Antitrust Review of the Americas 2014
Global Competition Review
September 10, 2013 PCAOB Proposals Would Significantly Expand Auditor Responsibility
Client Newsflash
September 9, 2013 CFTC Adopts Final Harmonization Rules for Commodity Pool Operators
Client Memorandum
September 9, 2013 The Appointment of Delegates Under the AIFMD
Key considerations and practical implications
The Hedge Fund Journal
September 3, 2013 Dodd-Frank Progress Report
August 28, 2013 Briefings on the 2013 New Hong Kong IPO Sponsor Regime
August 28, 2013 达维简报 - 2013年香港首次公开招股保荐人机制的最新修订
August 20, 2013 Investment Management Regulatory Update
Client Newsletter
August 12, 2013 SEC Adopts Amendments to Broker-Dealer Financial Responsibility, Reporting and Audit Requirements
Client Memorandum
August 8, 2013 European Regulatory Snapshot: Remuneration in the Financial Services Industry
Client Memorandum
August 6, 2013 First Circuit Sun Capital Decision Increases ERISA Exposure for Private Equity Funds
Client Memorandum
August 1, 2013 Viewpoint: Who Owns a Distressed Bank’s Tax Refunds?
Dow Jones | Daily Bankruptcy Review
July 31, 2013 Testimony Before the Senate Banking Subcommittee on Financial Institutions and Consumer Protection
Hearing on “Examining Financial Holding Companies: Should Banks Control Power Plants, Warehouses, and Oil Refineries?”
July 30, 2013 Foreign Bank Acquisitions of U.S. Banks and Thrifts (Chapter 7, Co-Author)
Regulation of Foreign Banks and Affiliates in the United States (7th ed.)
July 30, 2013 Foreign Banks as U.S. Financial Holding Companies (Chapter 11, Co-Author)
Regulation of Foreign Banks and Affiliates in the United States (7th ed.)
July 30, 2013 France Ring-Fences Proprietary Trading Activities
Client Memorandum
July 29, 2013 CFTC Finalizes Cross-Border Swaps Guidance and Establishes Compliance Schedule
July 28, 2013 Private Offering Reform: Analysis and Implications
Client Memorandum
July 25, 2013 HK Profit Announcements: To Warn or Not to Warn?
Article of Interest
July 24, 2013 The Hong Kong Stock Exchange Releases Revised Rules and Procedures to Implement New IPO Sponsor Regime
Client Memorandum
July 24, 2013 U.S. District Court Upholds Conflict Minerals Rules
Client Newsflash
July 23, 2013 France Implements Bail-In
Client Memorandum
July 19, 2013 Basel III Leverage Ratio: U.S. Proposes American Add-on; Basel Committee Proposes Important Denominator Changes
Client Memorandum
July 18, 2013 Dodd-Frank Three-Year Anniversary Progress Report
July 18, 2013 Investment Management Regulatory Update
Client Newsletter
July 18, 2013 The U.S. Basel III Final Rule for Community, Regional and Foreign Banking Organizations
July 15, 2013 Swaps Pushout Rule: Federal Reserve Banks Revise Discount Window Documentation
Client Newsflash
July 11, 2013 U.S. Basel III: Interactive Risk Weights Tool
July 10, 2013 SEC Adopts Private Offering Reforms Mandated by JOBS Act
Client Newsflash
July 8, 2013 U.S. Basel III Final Rule: Visual Memorandum
Client Memorandum
July 1, 2013 Corporate Governance 2013: Global Overview
Getting the Deal Through – Corporate Governance 2013
July 1, 2013 Dodd-Frank Progress Report
July 1, 2013 Sustainability Disclosure in Public Company Annual Reports and Proxy Statements – State of Play and the Future
Article of Interest
June 26, 2013 Delaware Court of Chancery Upholds Statutory and Contractual Validity of Exclusive Forum-Selection Bylaws
Client Memorandum
June 25, 2013 American Express Co. v. Italian Colors Restaurant: Supreme Court Upholds Contractual Provision Waiving Class Arbitration
Client Memorandum
June 24, 2013 Investment Management Regulatory Update
Client Newsletter
June 24, 2013 OCC Lending Limits Final Rule: Credit Exposures from Derivatives and Securities Financing Transactions
Client Memorandum
June 18, 2013 FTC v. Actavis: Supreme Court Rejects Bright Line Tests for Reverse Payment Settlements; Complex Questions Remain in Structuring Pharmaceutical Patent Infringement Settlements
Client Memorandum
June 12, 2013 Prospectus Liability Regimes in Europe – June 2013
Client Newsflash
June 11, 2013 SEC Proposes Amendments to Money Market Fund Rules
Client Memorandum
June 6, 2013 Swaps Pushout Rule: Federal Reserve Clarifies Treatment of U.S. Branches of Foreign Banks
Client Memorandum
June 5, 2013 CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes
Client Memorandum
June 5, 2013 CFTC Provides Clearing Relief for Treasury Affiliates of Commercial Swap Counterparties
Client Newsflash
June 4, 2013 Civil Enforcement of Securities Violations in Hong Kong Section 213 of the Securities and Futures Ordinance
Client Memorandum
June 4, 2013 The Impact of the Alternative Investment Fund Managers Directive on Non-E.U. Managers of Non-E.U. Funds
Client Memorandum
June 3, 2013 Dodd-Frank Progress Report
May 31, 2013 Delaware Court Applies Business Judgment Rule to Going-Private Merger with Controlling Stockholder
Client Newsflash
May 31, 2013 SEC Issues Guidance on Conflict Minerals
Client Newsflash
May 21, 2013 U.K. Takeover Panel Response to Consultation – May 2013
Client Newsflash
May 17, 2013 The Investment Advisers Act of 1940: Regulation by Accretion
Rutgers Law Journal, Vol. 39:627
May 17, 2013 The Odious Debt Doctrine After Iraq
Law and Contemporary Problems, Vol. 70:139
May 16, 2013 Investment Management Regulatory Update
Client Newsletter
May 16, 2013 SEC Proposes Cross-Border Security-Based Swap Rules
Client Memorandum
May 15, 2013 New and Proposed Research Rules Create Compliance Challenges for Banks
New York Law Journal: Financial Reform
May 14, 2013 Too Big to Fail: The Path to a Solution
A Report of the Failure Resolution Task Force of the Financial Regulatory Reform Initiative of the Bipartisan Policy Center
May 13, 2013 The SEC’s Northern Lights Enforcement Action: Implications For Fund Directors
Client Memorandum
May 3, 2013 Compensation Committee and Adviser Implementation Begins July 1: What to Do Now
Client Memorandum
May 2, 2013 FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications
Client Newsflash
May 1, 2013 Dodd-Frank Progress Report
Client Newsletter
April 30, 2013 Brown-Vitter Bill
Commentary and Analysis
April 30, 2013 International Organization of Securities Commissions Releases Consultation Report on Regulation of Retail Structured Products
Client Newsflash
April 29, 2013 Investment Management Regulatory Update
Client Newsletter
April 23, 2013 Recent European Compensation Developments: Financial Institutions and Beyond
Client Memorandum
April 21, 2013 Regulation Through Substitution as Policy Tool: Swap Futurization Under Dodd-Frank
Working Paper
April 15, 2013 CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief
Client Memorandum
April 15, 2013 Resolution Planning in the United States

Randall D. Guynn, Resolution Planning in the United States, in The Bank Recovery and Resolution Directive: Europe's Solution for "Too Big to Fail?" 109-163 (Andreas Dombret, Patrick S. Kenadjian, editors, 2013).

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