November 19, 2015 European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation
Client Memorandum
November 19, 2015 SEC Adopts Crowdfunding Rules
Client Memorandum
November 19, 2015 SEC Proposes Rule Changes to Facilitate Intrastate and Regional Securities Offerings
Client Memorandum
November 18, 2015 White Collar Update: The Department of Justice Retains Compliance Counsel Expert
Client Memorandum
November 12, 2015 U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules
Client Memorandum
November 10, 2015 Federal Reserve’s Proposed Rule on TLAC and Eligible LTD
Client Memorandum
November 6, 2015 CFTC’s Clearinghouse Exemptive Regime
International Financial Law Review
November 4, 2015 Product Innovation or Product “Hopping?” – Differing Assessments of Pharmaceutical Product Development and Marketing Activities

Antitrust Health Care Chronicle (ABA), Vol. 28 - No. 4, October 2015

November 3, 2015 The Perils of a Middle Road to Regulating Systemic Risk: The Volcker Rule’s Risk Backstop Provisions
The Georgetown Law Journal
October 29, 2015 UK Takeover Code - Dividends, Acting in Concert and Restrictions and Suspensions of Voting Rights
Client Memorandum
October 28, 2015 Closing Your M&A Deal on a Weekend
Client Memorandum
October 27, 2015 Investment Management Regulatory Update - October 2015
Client Newsletter
October 23, 2015 MOFCOM Lifts Many, But Not All, Hold Separate Requirements Previously Imposed as Conditions to Clearance of Hard Disk Drive Deals
Client Memorandum
October 13, 2015 UK Takeover Code – Offer-Related Arrangements and Equality of Information to Competing Offerors
Client Memorandum
October 13, 2015 Getting the Deal Through: Merger Control 2016
United States

Law Business Research Ltd.

October 1, 2015 Dodd-Frank Progress Report: Third Quarter 2015
Client Newsletter
September 30, 2015 CFTC Modifies Proposed Aggregation Standards for Owned Entities under its Position Limit Rules
Client Memorandum
September 28, 2015 CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies
Client Newsletter
September 25, 2015 NYSE Expands Pre-Market Material News Policy and Trading Halt Authority Effective September 28
Client Memorandum
September 24, 2015 Investment Management Regulatory Update - September 2015
Client Newsletter
September 24, 2015 Securities Litigation Update: Constitutional Challenges to SEC’s Administrative Courts Gain Momentum
Client Memorandum
September 23, 2015 United States: Anti-Cartel Enforcement
The Antitrust Review of the Americas 2016
Global Competition Review
September 17, 2015 FINRA’S New Research Rules: How CCOs Can Prepare
Compliance Reporter
September 16, 2015 FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs
Client Memorandum
September 15, 2015 Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections
Client Memorandum
September 11, 2015 The Department of Justice Codifies Focus on Individuals in Corporate Cases
Client Memorandum
September 8, 2015 European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015
Client Memorandum
August 27, 2015 New FINRA Equity and Debt Research Rules
Client Memorandum
August 26, 2015 FTC Settlement with Activist Fund Clarifies Scope of HSR Passive Investment Exemption
Client Memorandum
August 26, 2015 SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
Client Memorandum
August 25, 2015 Investment Management Regulatory Update - August 2015
Client Newsletter
August 19, 2015 D.C. Circuit Court Upholds Earlier Decision Partially Invalidating Conflict Minerals Rule
Client Memorandum
August 17, 2015 Foreign Bank Cross-Border Trading under the Volcker Rule: the “Trading Outside the United States” Exemption’s Incongruous Consequences
Columbia Law School’s Blue Sky Blog
August 17, 2015 FTC Articulates Enforcement Policy Against “Unfair Methods of Competition,” Fine-Tunes Merger Review Process
Client Memorandum
August 11, 2015 Nuclear Deal with Iran Establishes Plan for Sanctions Relief
Client Memorandum
August 10, 2015 SEC Adopts Final Pay Ratio Disclosure Rule
Client Memorandum
August 5, 2015 Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law
Client Memorandum
July 29, 2015 The Role of Bankruptcy Reform in Addressing Too-Big-To-Fail

Subcommittee on Financial Institutions and Consumer Protection of the Senate Committee on Banking Housing, and Urban Affairs. July 29, 2015 (statement of Randall D. Guynn).

July 27, 2015 Getting the Deal Through
Corporate Governance 2015
Reproduced with permission from Law Business Research Ltd.
July 14, 2015 Investment Management Regulatory Update - July 2015
Client Newsletter
July 10, 2015 SEC Ponders Expanding Audit Committee Disclosure
Client Memorandum
July 8, 2015 SEC Proposes Dodd-Frank Clawback Rule
Client Memorandum
July 3, 2015 ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses
Client Memorandum
July 1, 2015 Recent Compensation-Related Tax Developments
Client Memorandum
June 29, 2015 Third Circuit Holds Non-Cash Consideration – Such As “No Authorized Generic” Agreements – Can Constitute Unlawful “Pay For Delay”
Client Memorandum
June 24, 2015 SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement
Client Memorandum
June 22, 2015 Investment Management Regulatory Update - June 2015
Client Newsletter
June 18, 2015 SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers
Client Memorandum
June 12, 2015 Amazon Branches Out
Views on Recent Developments in Tax
June 12, 2015 How to Implement Payments to Unregistered Persons Rule
compliancereporter.com, Vol. XXII, No. 10, May 18, 2015
June 12, 2015 Volcker Prop Trading Provisions: How Firms Are Preparing
compliancereporter.com, Vol. XXII, No. 12, June 15, 2015
June 11, 2015 D.C. Circuit Upholds FTC Premerger Notification Rules Related to the Transfer of Exclusive Patent Rights in the Pharmaceutical Industry
Client Memorandum
June 5, 2015 New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal
Client Memorandum
June 1, 2015 SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States
Client Newsletter
May 29, 2015 Iran Nuclear Agreement Review Act Becomes Law
Client Memorandum
May 29, 2015 Second Circuit Finds “Product Hopping” By a Pharmaceutical Company to Violate Antitrust Laws
Client Memorandum
May 21, 2015 Business Email Compromise Scams Pose Significant Risk
Client Memorandum
May 20, 2015 Investment Management Regulatory Update - May 2015
Client Newsletter
May 13, 2015 BE-10 Filing Deadline Nears for U.S. Companies With Foreign Subsidiaries and Other Affiliates
Client Memorandum
May 12, 2015 Delaware Court of Chancery Subjects Non-Employee Director Compensation to the “Entire Fairness” Standard
Client Memorandum
May 11, 2015 China Opens Bank Card Clearing Market to Foreign Competition
Client Memorandum
May 11, 2015 Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule
Client Memorandum
May 6, 2015 BE-10 Filing Deadline Nears for U.S. Companies With Foreign Subsidiaries and Other Affiliates
Client Memorandum
May 1, 2015 Intarcia Pre-Commercial Royalty Financing: the Start of a New Trend or One-Off Deal?
Client Memorandum
May 1, 2015 SEC Proposes “Pay Versus Performance” Rule
Client Memorandum
April 28, 2015 Developments in Intercreditor Dynamics
Chapter 6, ICLG To: Lending & Secured Finance 2015
Global Legal Group Ltd.
April 27, 2015 Investment Management Regulatory Update - April 2015
Client Newsletter
April 6, 2015 FINRA Issues Regulatory Notices on Algorithmic Trading Strategies
Client Memorandum
April 3, 2015 IRS Releases Final Regulations Under Section 162(m): Some Relief for Newly Public Companies
Client Memorandum
April 2, 2015 SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements
Client Memorandum
April 1, 2015 Dodd-Frank Progress Report: First Quarter 2015
Client Newsletter
March 30, 2015 SEC Adopts Final Regulation A+ Rules
Client Memorandum
March 26, 2015 Investment Management Regulatory Update - March 2015
Client Newsletter
March 24, 2015 Implications of the SEC’s Plans to Amend Rule 15b9-1
Traders Magazine
March 24, 2015 Key Developments and Trends in DIP Financing
Practical Law Finance, Thomson Reuters, 2015
March 20, 2015 Structural Solutions: Blinded by Volcker, Vickers, Liikanen, Glass Steagall and Narrow Banking

Guynn, Randall D. and Kenadjian, Patrick, Too Big to Fail III: Structural Reform Proposals: Should we Break up the Banks? (De Gruyter, March 2015)

March 12, 2015 ABI Commission Chapter 11 Report: Implications for Secured Creditors
ABF Journal, March 2015
March 9, 2015 Fatally Foreign: Extraterritorial Recovery of Affordable Transfers and Principles of Comity in the Madoff Securities SIPA Liquidation Proceeding
Harvard Business Law Review Online, accessed March 8, 2015
March 9, 2015 Private Investment in Public Equity (PIPE): What You Need to Know to Invest in Hong Kong and US PIPE Transactions
Asian-Mena Counsel, March 2015, Vol. 12, Issue 8
March 9, 2015 SEC Proposes Long-Awaited Hedging Disclosure Rule: What Does It Mean and What Should You Do Now?

Corporate Law & Accountability Report, 13 CARE 10, 03/06/15, Bloomberg BNA

March 2, 2015 SEC Issues Reporting Rules for Security-Based Swaps
Client Memorandum
February 23, 2015 The Fiduciary Duties of Directors of Troubled Companies
American Bankruptcy Institute Journal, Vol. XXXIV, No. 2, February 2015
February 18, 2015 Proxy Access – a Decision Framework
Client Memorandum
February 18, 2015 Investment Management Regulatory Update - February 2015
Client Newsletter
February 11, 2015 SEC Proposes Hedging Disclosure Rule
Client Memorandum
February 2, 2015 Trademark Licensees May Be Able to Have Their (Cup)Cake and Eat It, Too
NJ Bankruptcy Court Extends Section 365(n) Protection to Trademark Licensees on Equitable Grounds
The Bankruptcy Strategist, Law Journal Newsletters, Vol. 32, No. 4, February 2015, American Lawyer Media
January 28, 2015 China Antitrust Review 2014
Client Memorandum
January 27, 2015 SDNY Issues Novel Opinion Holding that Out-of-Court Restructurings May Violate Noteholder Rights Under the Trust Indenture Act
Client Memorandum
January 23, 2015 New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt
Client Memorandum
January 21, 2015 SEC Proposes Amendments to Exchange Act Rules Governing Registration Requirements
Client Memorandum
January 20, 2015 HSR Filing Thresholds and New Reporting Requirements for Foreign Investments in U.S. Entities
Client Memorandum
January 20, 2015 Impacts and Implications of the CFTC’s Emerging Clearinghouse Exemptive Program
Traders Magazine
January 20, 2015 Investment Management Regulatory Update - January 2015
Client Newsletter
January 19, 2015 Placee Independence – Key Takeaways from the Latest SFC Disciplinary Actions
Client Memorandum
January 15, 2015 Revised Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 9, 2015 UK Takeover Code – Post-Offer Statements and Miscellaneous Changes
Client Memorandum
January 8, 2015 IRS Internal Memorandum Concludes Offshore Fund Engaged in Lending and Underwriting Business in the United States
Client Memorandum
January 8, 2015 The International Insolvency Review

Law Business Research Ltd., 2014

January 6, 2015 CFTC Staff Issues CCO Annual Report Guidance and Related Deadline Extension
Client Memorandum
January 5, 2015 Dodd-Frank Progress Report
Client Newsletter
January 5, 2015 Regulatory Predictions for 2015
Financial Times
January 1, 2015 Delaware District Court Affirms Bankruptcy Court Ruling that Private Equity Fund is not Liable for WARN Act Liability of Its Portfolio Company
VC Experts
December 21, 2014 Delaware Supreme Court Reverses Preliminary Injunction Requiring Go-Shop; Reaffirms “No Single Blueprint” to Satisfy Revlon Duties
Client Memorandum
December 17, 2014 Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps
Client Memorandum
December 16, 2014 Investment Management Regulatory Update
Client Memorandum
December 15, 2014 FINRA Settles with Wall Street Banks; Provides New Views on Research Analyst Communications During "Solicitation Period"
Client Memorandum
December 12, 2014 Preparing Your 2014 Form 20-F
Client Memorandum
December 11, 2014 FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule
Client Memorandum
December 11, 2014 Insider Trading: U.S. Court of Appeals (Second Circuit) Vacates Convictions, Clarifies Requirements of Tippee Liability
Client Memorandum
December 11, 2014 United Kingdom’s “Google Tax” – Government Unveils Draft Rules
Client Memorandum
December 10, 2014 American Bankruptcy Institute Commission to Study the Reform of Chapter 11: A Review of Significant Recommendations for Large Chapter 11 Cases
Client Memorandum
December 4, 2014 SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure
Client Memorandum
December 3, 2014 Défenses anti-OPA et nouveau principe de non-neutralité de la cible : État des lieux après la loi Florange
Revue Trimestrielle de Droit Financier - RTDF n° 3 - November 2014, pp. 139-142
December 2, 2014 The Examiners: Fix Bankruptcy Code’s ‘Errors and Glitches’
Bankruptcy Beat - Wall Street Journal
December 1, 2014 Dodd-Frank Progress Report
Client Newsletter
December 1, 2014 European Regulatory Snapshot: CRD IV Bonus Cap Likely Set to Stay
Client Memorandum
November 27, 2014 UK Takeover Code – Miscellaneous Changes and Practice Statement 28
Client Memorandum
November 24, 2014 Capmark: Clarifying Insider Status for Market Participants
American Bankruptcy Institute Journal, January 2014
November 20, 2014 Insolvency and Restructuring Update: Suntech Ruling Provides a Roadmap for Chapter 15 Eligibility
Client Memorandum
November 19, 2014 Investment Management Regulatory Update
Client Newsletter
November 18, 2014 In re Crumbs Bake Shop ─ Trademark Licensees May Be Able to Have Their (Cup)Cake And Eat It, Too
Client Memorandum
November 10, 2014 New York’s Proposed BitLicense Regime: Summary of Published Comments and Expected Changes
Client Memorandum
November 7, 2014 ISS and Glass Lewis Release Changes to Their Voting Guidelines for the 2015 Proxy Season
Client Memorandum
November 7, 2014 Risk Governance: Visual Memorandum on Final Guidelines Issued by the OCC
Client Memorandum
November 6, 2014 Framing the Too Big To Fail Problem: The Path to a Solution
Across the Great Divide: New Perspectives on the Financial Crisis, Chapter 13
Martin Neil Baily & John B. Taylor, eds., Hoover Institution & Brookings Institution, 2014
November 3, 2014 Dodd-Frank Progress Report
Client Newsletter
November 3, 2014 The Examiners: Repeat Chapter 11s Attributable to Variety of Factors
Bankruptcy Beat - Wall Street Journal
October 30, 2014 FINRA Proposes New "CARDS" Data Collection System
Client Memorandum
October 21, 2014 Delaware District Court Affirms Bankruptcy Court Ruling that Private Equity Fund Is Not Liable for WARN Act Liability of Its Portfolio Company
Client Newsletter
October 20, 2014 CoCos: Coming of Age?
The Euromoney International Debt Capital Markets Handbook 2015, Euromoney Yearbooks
October 20, 2014 Investment Management Regulatory Update
Client Newsletter
October 15, 2014 CFTC Re-Proposes Uncleared Swap Margin Rules
Client Memorandum
October 13, 2014 FINRA Files New Rules Governing Member Payments to Unregistered Persons
Client Memorandum
October 13, 2014 Getting the Deal Through: Merger Control 2015
United States

Law Business Research Ltd.

October 7, 2014 Momentive Ruling Highlights Risks to Senior Creditors Under Intercreditor Agreements
Client Memorandum
October 7, 2014 Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies
Client Memorandum
October 1, 2014 Barnet and Bemarmara, Chapter 1

The International Insolvency Review, Second Edition, Law Business Research Ltd., 2014

October 1, 2014 Dodd-Frank Progress Report
Client Newsletter
October 1, 2014 France, Chapter 12
France, Chapter 12

The International Insolvency Review, Law Business Research Ltd., October 2014

October 1, 2014 United States, Chapter 32

The International Insolvency Review, Second Edition, Law Business Research Ltd., 2014

September 30, 2014 FinCEN’s Proposed Rule to Enhance Customer Due Diligence Requirements for Financial Institutions – Comments Due October 3, 2014
Client Memorandum
September 30, 2014 FINRA To Propose Market Structure Actions
Client Memorandum
September 30, 2014 Investment Management Regulatory Update
Client Newsletter
September 30, 2014 UK Sponsor Regime: Rule Changes and Further Consultation
Client Memorandum
September 29, 2014 The Marketplace Awaits Regulation SCI
Traders Magazine
September 25, 2014 Corporate Governance Update: Remuneration and Risk Management
Client Memorandum
September 23, 2014 Treasury Issues Long-Awaited Anti-Inversion Guidance
Client Memorandum
September 23, 2014 U.S. Basel III Liquidity Coverage Ratio Final Rule
Client Memorandum
September 22, 2014 GlaxoSmithKline Found Guilty of Bribery and Hit with Record Fines in China
Client Memorandum
September 19, 2014 L-Shares Awarded Prize by the French Social Investment Forum
Client Memorandum
September 19, 2014 Les L-Shares primées par le forum pour l’investissement responsable
Client Memorandum
September 18, 2014 UK Takeover Panel Consultation on Post-Offer Undertakings and Statements of Intention
Client Memorandum
September 16, 2014 SEC Proposes to Exempt Certain Communications Involving Security-Based Swaps from Securities Act Registration
Client Memorandum
September 15, 2014 Regulators Re-Propose Uncleared Swap Margin, Capital and Segregation Rules for Swap Entities
Client Memorandum
September 15, 2014 Weak Consumer Exams Are Holding Up M&A Deals
Bank Director, September 15, 2014
September 12, 2014 Supplementary Leverage Ratio
Client Memorandum
September 10, 2014 Schumer Releases Draft Anti-Inversion Bill
Client Memorandum
September 4, 2014 European Regulatory Snapshot: Remuneration in the Financial Services Industry 2014
Client Memorandum
September 4, 2014 United States: Anti-Cartel Enforcement
The Antitrust Review of the Americas 2015
Global Competition Review
September 3, 2014 Momentive Ruling May Pave the Road for Below-Market “Takeback Paper” Cramdowns of Secured Creditors
Client Memorandum
September 2, 2014 Dodd-Frank Progress Report
Client Newsletter
August 28, 2014 Hong Kong High Court Procedure E-Discovery: Practice Direction Effective September 1, 2014‎
Client Memorandum
August 25, 2014 Investment Management Regulatory Update
Client Newsletter
August 25, 2014 SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability
Client Memorandum
August 21, 2014 FTC Fines Acquirer $896,000 for Failure to File Under HSR Act for Incremental Acquisitions of a Public Issuer by Conversion of Notes
Client Memorandum
August 20, 2014 11 Rules
28 Antitrust No. 3, American Bar Association
August 18, 2014 La réforme du droit des faillites a-t-elle manqué d'ambition?
Dossier
RTDF No. 2 - 2014
August 14, 2014 Recent LSTA Publications Explained: MCAPs, Cashless Rolls and Fronting Letters
Client Memorandum
August 12, 2014 Share Capital Management and Transaction Guidelines
Client Memorandum
August 6, 2014 The Rise of Plan Mediation Benefits and Pitfalls
American Bankruptcy Institute Journal, Vol. XXXIII, No. 8, August 2014
August 5, 2014 SEC Adopts Money Market Fund Reforms
Client Memorandum
August 4, 2014 GSK: A Case Study
China Law and Practice, July/August 2014
August 1, 2014 Corporate Governance Practices in IPOs
Corporate Governance Advisor, July/August 2014
August 1, 2014 UK Takeover Panel proposals to amend the Takeover Code
Client Memorandum
July 31, 2014 New York July 2014 “BitLicense” Proposal: Visual Memorandum
Client Memorandum
July 30, 2014 A Review of the First Wave of Conflict Mineral Filings
Client Memorandum
July 24, 2014 Investment Management Regulatory Update
Client Newsletter
July 18, 2014 Dodd-Frank Four-Year Anniversary Progress Report
Client Newsletter
July 3, 2014 SEC Adopts Security-Based Swap Cross-Border Definitional Rule
Client Memorandum
July 2, 2014 Corporate Governance 2014: Global Overview
Getting the Deal Through − Corporate Governance 2014
July 2, 2014 Key Questions Raised by the CFTC’s Plans for Non-US CCPs
A version of this article was first published in Risk Magazine on June 24, 2014.
July 1, 2014 Dodd-Frank Progress Report
Client Newsletters
July 1, 2014 SEC Guidance on Use of Proxy Advisory Firms for Voting Proxies
Client Memorandum
June 27, 2014 U.S. Supreme Court: No Presumption of Prudence for ESOP Fiduciaries, Court Details Pleading Requirements for Breach of Prudence Claims
Client Memorandum
June 25, 2014 Two New Cases Cast A Shadow Over Credit Bidding
Corporate Restructuring and Bankruptcy
New York Law Journal, Monday, June 23, 2014
June 24, 2014 The Examiners: Marshall Huebner on Municipal Distress
Bankruptcy Beat - Wall Street Journal
June 23, 2014 Investment Management Regulatory Update
Client Newsletter
June 19, 2014 MOFCOM Blocks “P3” Shipping Joint Venture
Client Memorandum
June 18, 2014 Volcker Rule: Observations on Interagency FAQs, OCC Interim Examination Guidelines
Client Memorandum
June 18, 2014 Whistleblower Update: SEC Resolves First Case Under New Authority to Bring Anti-Retaliation Claim
Client Memorandum
June 17, 2014 Patent Assertion Entities Win, For Now
Client Memorandum
June 16, 2014 How CCOs Can Prepare For Muni Advisor Registration
Compliance Reporter
Institutional Investor, Vol. XXI, No. 12
June 13, 2014 Comity and drama: current trends in cross-border insolvencies
Global Restructuring & Insolvency
Financier Worldwide, March 2014
June 13, 2014 The prevalence and utility of 'roadmap' decisions in bankruptcy mega-cases
Bankruptcy & Restructuring
Financier Worldwide, April 2014
June 9, 2014 Recent Developments in Whistleblower Protections: Legal Analysis and Practical Implications
Client Memorandum
June 5, 2014 American Bancorp.’s Involuntary Bankruptcy: A New Strategy for Distressed Investors in Trust Preferred Securities
Client Memorandum
June 5, 2014 PRC Antitrust Update: Special Edition on ABA Antitrust China Conference
Client Memorandum
June 4, 2014 Second Circuit Vacates Judge Rakoff’s Rejection of Consent Settlement in SEC v. Citigroup Global Markets
Client Memorandum
June 2, 2014 Dodd-Frank Progress Report
Client Newsletter
May 28, 2014 Investment Management Regulatory Update
Client Newsletter

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