June 1, 2017 The emergence of post-offer undertakings under the Takeover Code

Financier Worldwide Magazine, June 2019

May 30, 2017 Target Corp. Cyber Breach Settlement Reflects Emerging Best Practices for Cybersecurity
Client Memorandum
May 25, 2017 Investment Management Regulatory Update - May 2017
Client Newsletter
May 25, 2017 Private Equity Regulatory Update - May 2017
Client Newsletter
May 15, 2017 CFTC’s Project KISS Gets Underway: Giancarlo Makes the First Move
Client Memorandum
May 9, 2017 D&O Insurance & Insolvency: Navigating the Intersection

The Corporate Governance Advisor, May/June 2017, Volume 25, Number 3

May 8, 2017 Financial CHOICE Act 2.0 Passes House Financial Services Committee
Client Memorandum
April 27, 2017 FINRA Proposes Desk Commentary Safe Harbor
Client Memorandum
April 27, 2017 Investment Management Regulatory Update - April 2017
Client Newsletter
April 27, 2017 Private Equity Regulatory Update - April 2017
Client Newsletter
April 26, 2017 Securities Enforcement Update: Supreme Court Hints at Statute of Limitations for Disgorgement Actions, Justices Question SEC’s Authority to Seek Disgorgement Altogether
Client Memorandum
April 25, 2017 Escrow Funding in the Term Loan B Market

The International Comparative Legal Guide to: Lending & Secured Finance 2017, Fifth Edition

April 12, 2017 SEC Staff Announces Further Relief from Conflict Minerals Reporting Requirements
Client Memorandum
April 11, 2017 U.S. Supreme Court Confirmation of Justice Neil Gorsuch and Potential Future Impacts on Environmental Laws and Regulations
Client Memorandum
April 10, 2017 Hong Kong Market Misconduct Tribunal Rejects Hong Kong SFC Case in CITIC Pacific
Client Memorandum
April 5, 2017 Issue 11: Lex et Brexit — Cross-border models for financial services and SEs and cross-border mergers
Client Newsletter
April 5, 2017 President Trump's Climate Change Executive Order: Legal Impacts and Business Implications
Client Memorandum
April 3, 2017 JOBS Act EGC Revenue Cap Raised to $1.07 Billion to Adjust for Inflation
Client Memorandum
March 30, 2017 PCAOB Cross-Border Enforcement
Client Memorandum
March 29, 2017 Investment Management Regulatory Update - March 2017
Client Newsletter
March 29, 2017 Private Equity Regulatory Update - March 2017
Client Newsletter
March 27, 2017 President Trump Appoints Makan Delrahim to Lead the Antitrust Division
Client Memorandum
March 27, 2017 Proposed Expansion of New York State Real Estate Transfer Tax
Client Memorandum
March 25, 2017 Business and Commercial Litigation in Federal Courts, Fourth Edition
Chapter 85: Professional Liability

Thomson Reuters, 2017

March 24, 2017 SEC Approves Move to T+2 Standard Settlement Cycle in September 2017
Client Memorandum
March 21, 2017 Getting the Deal Through: Shareholder Activism & Engagement Trends and Developments in France 2017

Law Business Research Ltd.

March 21, 2017 Getting the Deal Through: Shareholder Activism & Engagement Trends and Developments in the UK 2017

Law Business Research Ltd.

March 7, 2017 Getting the Deal Through: Shareholder Activism & Engagement 2017

Law Business Research Ltd.

March 7, 2017 SEC Requires Active Hyperlinks in Exhibit Indexes Beginning September 2017; Proposes Inline XBRL
Client Memorandum
March 6, 2017 Companies Reporting in IFRS Must Meet XBRL Requirements Starting in 2018
Client Memorandum
March 6, 2017 White Collar Update: New DOJ Guide to Evaluation of Corporate Compliance Programs
Client Memorandum
March 1, 2017 Third Circuit Finds Noteholders Have Right to Payment of Make-Whole Premium After Bankruptcy Acceleration

The Banking Law Journal, Volume 134, Number 3, March 2017

March 1, 2017 Trump Executive Order Targets EPA Waters of the United States Rule
Client Memorandum
February 28, 2017 Investment Management Regulatory Update - February 2017
Client Newsletter
February 21, 2017 FCA Launches Consultation on Effectiveness of UK Primary Capital Markets and Amendments to Listing Rules
Client Memorandum
February 21, 2017 The Use of Net Asset Value Facilities for Portfolio Acquisitions

GLI - Fund Finance, First Edition, 2017

February 16, 2017 Federal Coal Mining Stream Protection Rule Nullified
Client Memorandum
February 16, 2017 Recent UK and US Merger Control Developments
Client Memorandum
February 14, 2017 Resource Extraction Disclosure Repealed
Client Memorandum
February 7, 2017 ESMA Practical Guide to National Rules on Notifications of Major Shareholdings Across EEA under the Transparency Directive
Client Memorandum
February 7, 2017 Antitrust Agencies Reach Settlements in Three HSR Act Cases
Client Memorandum
January 30, 2017 Issue 10: Lex et Brexit — The Miller Case and Brexit for Benchmark Administrators in the UK
Client Newsletter
January 26, 2017 Comparison of Legislation in the 115th Congress Affecting the Rulemaking Process
Client Memorandum
January 25, 2017 China Antitrust Review 2016
Client Memorandum
January 25, 2017 White Collar Update: Rolls-Royce Reaches Global $800 Million Resolution in Bribery Scheme
Client Memorandum
January 23, 2017 Investment Management Regulatory Update - January 2017
Client Newsletter
January 20, 2017 Revised 2017 Jurisdictional Thresholds Under the HSR Act
Client Memorandum
January 19, 2017 Eight US Regulatory Predictions for 2017

Financial Times, January 13, 2017

January 19, 2017 Securities Enforcement Update: Supreme Court to Decide Statute of Limitations for SEC Disgorgement Actions
Client Memorandum
January 17, 2017 Second Circuit Court of Appeals Overturns Marblegate
Client Memorandum
January 12, 2017 Patent Buyers Beware—Former Owner of a Patent Can Challenge Its Validity in an Inter Partes Review

Intellectual Property & Technology Law Journal, Vol. 29, No. 1, January 2017

January 11, 2017 Federal Reserve’s Final Rule on TLAC, Eligible LTD and Clean Holding Company Requirements
Client Memorandum
January 11, 2017 No, Not the End of Covenants
Client Memorandum
January 5, 2017 Circuit Court Split over the Constitutionality of SEC Administrative Law Judges Tees Up Issue for the Supreme Court
Client Memorandum
January 5, 2017 VW Ruling – Morrison Not A Bar To Securities Claims Involving ADRs
Client Memorandum
January 4, 2017 Davis Polk Submits Comment Letter to SEC on Proposal for Universal Proxy Cards
Client Memorandum
January 3, 2017 White Collar Update: Teva to Pay $519 Million in FCPA Resolution, a Pharmaceutical Industry Record
Client Memorandum
December 23, 2016 White Collar Update: Odebrecht and Braskem to Pay Record FCPA Penalty of at Least $3.5 Billion in Petrobras Fallout
Client Memorandum
December 22, 2016 SEC Announces Two Enforcement Actions Regarding Restrictive Language in Severance Agreements
Client Memorandum
December 20, 2016 SEC Approves Consolidated Audit Trail Plan
Client Memorandum
December 12, 2016 PCAOB Enforcement Milestone
Client Memorandum
December 12, 2016 Predictions on Possible Changes to and Timing of the Dodd-Frank Executive Compensation Provisions
Client Memorandum
December 9, 2016 Beyond FinTech: The OCC's Special Purpose National Bank Charter
Client Memorandum
December 8, 2016 Court Rules Debt-for-Debt Exchange Offer Limited to Institutional Investors Does Not Violate Trust Indenture Act
Client Memorandum
December 8, 2016 Preparing Your 2016 Form 20-F
Client Memorandum
December 8, 2016 White Collar Update: Supreme Court Rejects Second Circuit’s Narrow Interpretation of Insider-Trading Law
Client Memorandum
December 6, 2016 Addressing the Growing Threat of Securities Class Actions in the Life Sciences Sector
Client Memorandum
December 2, 2016 Setting the Stage for Comprehensive Tax Reform
Client Memorandum
November 30, 2016 Issue 9: Lex et Brexit — The Cliff Edge and New Proposals for EU Intermediate Holding Companies
Client Newsletter
November 30, 2016 Sanctions Update: The Iran Nuclear Deal in the Trump Administration and the 115th Congress
Client Memorandum
November 29, 2016 Post-Election Estate Planning; Year-End Reminders
Client Memorandum
November 29, 2016 The Trump Transition - Potential Environmental Regulatory and Legal Outcomes and Business Implications
Client Memorandum
November 28, 2016 Third Circuit Finds Noteholders Have Right to Payment of Make-Whole Premium After Bankruptcy Acceleration
Client Memorandum
November 22, 2016 Investment Management Regulatory Update - November 2016
Client Newsletter
November 21, 2016 SEC Issues Guidance on 5-Day Debt Tender Offers and Financial Advisor Disclosure in Equity Tender Offers
Client Memorandum
November 17, 2016 The Trump Transition and Possible Directions for Financial Regulatory Reform
Client Memorandum
November 14, 2016 China: An Overview of Intellectual Property Rights Guidelines and Global Considerations for Antitrust Practitioners

Concurrences N° 4-2016

November 11, 2016 FINRA's Approval Requirement: Considerations for Non-US Acquirers of US Broker-Dealers

International Finanancial Law Review, November 2016

November 10, 2016 ISS Updates Pay-for-Performance Evaluation Methodology for 2017
Client Memorandum
November 4, 2016 Antitrust Guidance for Human Resource Professionals and the Potential for Criminal Liability
Client Memorandum
November 4, 2016 Brexit: Article 50 and the Miller Case
Client Memorandum
October 31, 2016 Banking Regulators Float Broad Cyber Risk Approach
Client Memorandum
October 31, 2016 Investment Management Regulatory Update - October 2016
Client Newsletter
October 28, 2016 SEC Proposes Universal Proxy Cards
Client Memorandum
October 24, 2016 Issue 8: Lex et Brexit — The Law and Brexit
Client Newsletter
October 19, 2016 Patent Buyers Beware – The Former Owner of a Patent Can Challenge its Validity in an Inter Partes Review
Client Memorandum
October 19, 2016 Security-Based Swap Implementation Timing Update
Client Memorandum
October 17, 2016 What's Next for PHH v. CFPB?
Client Memorandum
October 14, 2016 Final and Temporary Section 385 Regulations
Client Memorandum
October 14, 2016 Jensen Embodied in Proposed Dodd-Frank Rule

The Daily Journal, October 14, 2016

October 13, 2016 Getting the Deal Through: Merger Control 2017
United States

Law Business Research Ltd.

October 13, 2016 New York State Department of Financial Services Proposes New Cybersecurity Regulations
Client Memorandum
October 7, 2016 Tax Journal: UK Tax Issues on US Merger Agreements
September 30, 2016 Issue 7: Lex et Brexit — The Law and Brexit
Client Newsletter
September 30, 2016 SEC Proposes T+2 Settlement Cycle
Client Memorandum
September 28, 2016 Investment Management Regulatory Update - September 2016
Client Newsletter
September 28, 2016 The Capital Markets Union: an update on the European Commission’s proposal for a new EU Prospectus Regulation
Client Memorandum
September 22, 2016 In Vitamin C Price-Fixing Suit, the Second Circuit Vacates Lower Court Ruling as Abuse of Discretion and Defers to China’s Interpretation of Its Laws
Client Memorandum
September 21, 2016 Intellectual Property Update: September 2016
Client Newsletter
September 21, 2016 UK Takeover Panel Publishes New Edition of the Takeover Code
Client Memorandum
September 16, 2016 Issue 6: Lex et Brexit — The Law and Brexit
Client Newsletter
September 16, 2016 Security-Based Swap Dealers: Preparing for Trade Reporting

Compliance Reporter, Issue 19, September 19, 2016

September 13, 2016 FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents
Client Memorandum
September 9, 2016 The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates
Client Memorandum
September 8, 2016 All in the Family | Intellectual Property, Fall 2016
Intellectual Property, Fall 2016
September 1, 2016 Issue 5: Lex et Brexit — The Law and Brexit
Client Newsletter
September 1, 2016 What is a Broker-Dealer?
Chapter 2

Broker-Dealer Reg., Rel. #10, 9/16, PLI

August 31, 2016 Ninth Circuit Issues SOX Opinion—Approves Compensation Clawback Even for Executives Not Engaged in Misconduct
Client Memorandum
August 24, 2016 Investment Management Regulatory Update – August 2016
Client Newsletter
August 22, 2016 SEC Adopts Amendments to Regulation SBSR
Client Memorandum
August 19, 2016 Issue 4: Lex et Brexit — The Law and Brexit
Client Newsletter
August 18, 2016 Recent Delaware Appraisal Rights Developments Address Interest Rate Risk but Leave Certain Transactions Vulnerable on Deal Price
Client Memorandum
August 18, 2016 Resolution of U.S. Financial Institutions

Debt Restructuring, 2nd ed., Oxford University Press, August 2016

August 8, 2016 Getting the Deal Through: Equity Derivatives 2016

Law Business Research Ltd.

August 5, 2016 Issue 3: Lex et Brexit — The Law and Brexit
Client Newsletter
August 4, 2016 Corporate Governance Trends and Developments: 2016
August 2, 2016 New Proxy Advisor Policy Affects IPO Company Director Elections
Client Memorandum
July 29, 2016 FinCEN’s Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions
Client Memorandum
July 29, 2016 Insuring M&A Tax Risk
Tax Journal
July 29, 2016 SEC Proposes New and Enhanced Order Handling Disclosure Requirements
Client Memorandum
July 28, 2016 TCH Releases White Paper on the Custody Services Provided by Banks
July 27, 2016 FINRA Proposes Reporting Requirements for Treasury Securities
Client Memorandum
July 26, 2016 Investment Management Regulatory Update – July 2016
Client Newsletter
July 22, 2016 Issue 2: Lex et Brexit — The Law and Brexit
Client Newsletter
July 22, 2016 NYDFS Issues Final Rule on Transaction Monitoring and Filtering Programs
Client Memorandum
July 19, 2016 Dodd-Frank Progress Report: Six-Year Anniversary
Client Newsletter
July 19, 2016 SEC Proposes Additional Disclosure Reforms
Client Memorandum
July 9, 2016 Issue 1: Lex et Brexit — The Law and Brexit
Client Newsletter
July 5, 2016 HSR Violation Penalties More Than Doubled by FTC
Client Memorandum
June 29, 2016 SEC Finalizes Disclosure Rules for Payments by Resource Extraction Issuers
Client Memorandum
June 27, 2016 Investment Management Regulatory Update - June 2016
Client Newsletter
June 27, 2016 Privatisations et préservation des intérêts essentiels de la Nation
Vers un renforcement du fait du Prince en matière de sélection des acquéreurs?
June 27, 2016 SEC Proposes to Modernize Mining Disclosure
Client Memorandum
June 24, 2016 Legal Implications of Brexit
Client Memorandum
June 15, 2016 The New EU Market Abuse Regulation: Key Issues for U.S. Issuers
Client Memorandum
June 13, 2016 New York Court of Appeals Limits Availability of Common Interest Privilege
Client Memorandum
June 13, 2016 Partners as Employees? IRS Says Not So Fast
Client Memorandum
June 6, 2016 2nd Cir. Holds that the Federal Courts Lack Jurisdiction to Hear Attacks Against Ongoing SEC Administrative Proceedings
Client Memorandum
June 6, 2016 Security-Based Swap Dealers: Tackling the Business Conduct Rules
Compliance Reporter, Issue 11, May 30, 2016
June 3, 2016 The DOL Fiduciary Regulation and Its Impact on the Financial Services Industry
Client Memorandum
June 2, 2016 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
June 1, 2016 Incentive Compensation Rules Proposed for Investment Advisers
Client Memorandum
May 31, 2016 FinCEN’s Final Rule to Enhance Customer Due Diligence Requirements for Financial Institutions
Client Memorandum
May 27, 2016 Investment Management Regulatory Update - May 2016
Client Newsletter
May 26, 2016 2d Cir. Reverses $1.3B Penalty, Finding That Countrywide Did Not Defraud Government
Client Memorandum
May 25, 2016 Bank Resolution and Crisis Management: Law and Practice

Oxford University Press, May 2016

May 25, 2016 Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs
Client Memorandum
May 24, 2016 SEC Adopts Business Conduct Rules for Security-Based Swap Dealers
Client Memorandum
May 19, 2016 SEC Releases Guidance on Non-GAAP Financial Measures
Client Memorandum
May 11, 2016 Pre-IPO Companies Can Stay Private Longer: SEC Wraps Up JOBS Act Rulemaking
Client Memorandum
May 11, 2016 Treasury Increases Focus on Offshore Tax Evasion as New Leaks Emerge from the Panama Papers
Client Memorandum
May 10, 2016 New Guidance on Best Practice for Disapplying Pre-Emption Rights for UK Premium Listed Companies
Client Memorandum
May 2, 2016 Concert de circonstance et retrait obligatoire
À propos de CA Paris, 1er oct. 2015, n° 14/12844
May 2, 2016 Incentive Compensation for Financial Institutions: Reproposal
Client Memorandum
April 26, 2016 Investment Management Regulatory Update - April 2016
Client Newsletter
April 25, 2016 Sun Capital Decision Holds Private Equity Funds Liable for Pension Liabilities of Portfolio Company Under Deemed Partnership Theory
Client Memorandum
April 22, 2016 Regulation S-K Concept Release Charts Ambitious Course for Corporate Disclosure Reform
Client Memorandum
April 21, 2016 Similar But Not The Same: Some Ways in Which Bonds and Loans Will Differ in a Restructuring
The International Comparative Legal Guide to: Lending & Secured Finance 2016 (Chapter 6)
Global Legal Group Ltd.
April 19, 2016 White Collar Update: DOJ Announces One-Year FCPA Self-Reporting Pilot Program
Client Memorandum
April 18, 2016 Department of Labor’s Final Rule Defining Fiduciary Investment Advice and Conflicts of Interest
Client Memorandum
April 18, 2016 Security-Based Swap Dealers: Gearing Up for Registration
compliancereporter.com, Vol. XXIII, No. 8, April 18, 2016
April 13, 2016 White Collar Update: D.C. Circuit Reaffirms Prosecutors’ Authority over Deferred Prosecution Agreements
Client Memorandum
April 11, 2016 Treasury Issues New Anti-Inversion Guidance
Client Memorandum
April 11, 2016 Treasury Proposes Overhaul of Intercompany Debt Rules
Client Memorandum
April 5, 2016 Does the ValueAct Lawsuit Have Implications for Institutional Shareholders and the Larger Shareholder Activism and Engagement Landscape?
Client Memorandum
March 30, 2016 Second Circuit Says Section 546 of Bankruptcy Code Preempts State Law Constructive Fraud Claims
Client Memorandum
March 29, 2016 Investment Management Regulatory Update - March 2016
Client Newsletter
March 24, 2016 A “Substantial Need” to Discover Settlement Documents?
The Antitrust Counselor (ABA)
Vol. 10.3, March 2016
March 24, 2016 Foreign Sovereign Compulsion: A Widening Split on Chinese Exports
The Antitrust Counselor (ABA)

Vol. 10.3, March 2016

March 24, 2016 Preparing for U.S. Uncleared Swap Margin Rules
compliancereporter.com, Vol. XXIII, No. 6, March 21, 2016
March 22, 2016 Visual Memo: Single-Counterparty Credit Limits Proposed Rule
Client Memorandum
March 18, 2016 New Hong Kong Professional Investors Reform – Are You Ready?
Client Memorandum
March 17, 2016 Can Falling Interest Rates Increase a Company’s Financing Costs?
Client Memorandum
March 17, 2016 Getting the Deal Through: Shareholder Activism & Engagement 2016
Law Business Research Ltd.
March 15, 2016 EU Prospectus Regime - Prospectus Approval and Publication, and Dissemination of Advertisements
Client Memorandum
March 10, 2016 New Register of ‘People with Significant Control’ over UK Companies – One Month to Implementation
Client Memorandum
March 9, 2016 CFPB Brings First Ever Data Security Enforcement Action: Review and Analysis
Client Memorandum
March 3, 2016 Getting the Deal Through: Shareholder Activism & Engagement 2016
Law Business Research Ltd.
March 2, 2016 FDIC and SEC Propose Rules to Implement the Provisions for Covered Broker-Dealers under Title II of Dodd-Frank
Client Memorandum
March 1, 2016 Regulation of Foreign Banks & Affiliates in the United States (7th, 8th and 9th eds.) (Editor)

Westlaw│www.translegalstudies.org/

February 25, 2016 UK Takeover Panel Consultation on Communication and Distribution of Information During an Offer
Client Memorandum
February 23, 2016 SEC Decides Not to Pursue Clawback Actions Against Executives Who Reimbursed Company for Previously Paid Compensation
Client Memorandum
February 18, 2016 Investment Management Regulatory Update - February 2016
Client Newsletter
February 17, 2016 Down-Round Financings of Private Companies: Considerations for Outstanding Equity Compensation Awards
Client Memorandum
January 27, 2016 Corruption in 2015: Key Takeaways
Client Newsletter
January 27, 2016 Investment Management Regulatory Update - January 2016
Client Newsletter
January 25, 2016 White Collar Update: Supreme Court Will Decide Reach of Insider Trading Law
Client Memorandum
January 22, 2016 Is B/D Desk Commentary Dead?
Compliance Reporter
January 22, 2016 U.S. Uncleared Swap Margin, Capital and Segregation Rules
Client Memorandum
January 21, 2016 Revised 2016 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 20, 2016 JCPOA Implementation Day Raises New Sanctions Challenges
Client Memorandum
January 19, 2016 China Antitrust Review 2015
Client Memorandum
January 11, 2016 Will Anti-Reliance Provisions Preclude Extra-Contractual Fraud Claims? Answers Differ in Delaware, New York, and California
Client Memorandum
January 8, 2016 Regulatory Predictions for 2016
FT Trading Room
January 6, 2016 Hong Kong Corporate Finance Update
Client Newsletter
January 4, 2016 Dodd-Frank Progress Report: Fourth Quarter 2015
Client Newsletter
December 29, 2015 SEC Proposes New Limits on Registered Funds’ Derivatives Use
Client Memorandum
December 21, 2015 Investment Management Regulatory Update - December 2015
Client Newsletter
December 21, 2015 SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers
Client Memorandum
December 17, 2015 Preparing Your 2015 Form 20-F
Client Memorandum

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