September 14, 2020 Main Street Support for Nonprofits
Client Memorandum
September 8, 2020 DOJ Issues Updated Merger Remedies Manual, Emphasizing a Strong Preference for Structural Remedies
Client Memorandum
September 1, 2020 SEC Expands Access to Private Offerings
Client Memorandum
August 20, 2020 The Federal Reserve And Central Bank Digital Currencies
Client Memorandum
August 17, 2020 FedNow: the Federal Reserve’s Planned Instant Payments Service
Client Memorandum
August 5, 2020 10 Key Takeaways from the Federal Reserve’s Final Rule on CSI and FOIA
Client Memorandum
July 27, 2020 OCC Confirms that National Banks May Provide Cryptocurrency Custody Services
Client Memorandum
July 24, 2020 Securities and Exchange Commission Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers
Client Alert
July 22, 2020 The OCC Proposes Two Standards for the True Lender Question
Client Memorandum
July 20, 2020 U.S. Prudential Regulators Finalize Amendments to Swap Margin Rule
Client Memorandum
July 16, 2020 President Trump Signs Hong Kong Autonomy Act, Issues Executive Order Authorizing Sanctions and Other Measures
Client Memorandum
July 9, 2020 DOJ and SEC Publish Updated FCPA Resource Guide
Client Memorandum
July 8, 2020 DOL Officially Reinstates Original Fiduciary Rule and Proposes New Class Exemption for Investment Advice Fiduciaries
Client Memorandum
July 1, 2020 DOJ and FTC Issue Final Revised Vertical Merger Guidelines
Client Memorandum
June 26, 2020 Final Volcker Rule 2.1 – Covered Funds
Client Memorandum
June 25, 2020 Expansive New California Privacy Measure Cleared for November Ballot
Client Memorandum
June 23, 2020 Supreme Court Preserves SEC's Disgorgement Authority, But with Limits
Client Memorandum
June 22, 2020 Taking Care of Employees During COVID-19: Consider This Handy Employee Benefit Tool
Client Memorandum
June 22, 2020 SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak – Updated
Client Alert
June 18, 2020 President Trump Signs Sanctions Law to Address Human Rights Violations in China
Client Memorandum
June 12, 2020 COVID-19: Incentive Compensation Design in a Shifting Landscape
Client Memorandum
June 10, 2020 DOL Letter Paves Way for Including Private Equity in 401(k) Plans
Client Memorandum
June 9, 2020 The OCC Moves on Digital Banking Activities and Regulatory Modernization
Client Memorandum
June 8, 2020 Inadequate Perk Disclosure Remains in SEC’s Sights
Client Memorandum
June 1, 2020 The OCC Reaffirms the Valid-When-Made Doctrine
Client Memorandum
May 27, 2020 CFIUS修订强制申报标准
Client Memorandum
May 21, 2020 COVID-19 Pandemic Spurs Renewed State and Federal Focus on Price Gouging Enforcement
Client Memorandum
May 11, 2020 SEC Orders SROs to Implement Changes to NMS Plan Governance
Client Memorandum
May 11, 2020 Supreme Court Reverses “Bridgegate” Convictions, Clarifies Meaning of “Property” Under Federal Fraud Statutes
Client Memorandum
May 7, 2020 Foreign Direct Investment (FDI) Screening – Filings in a Time of Crisis
Client Memorandum
May 6, 2020 COVID-19: Reductions in Executive Pay
Client Memorandum
April 29, 2020 COVID-19: Impact on Nonqualified Deferred Compensation Plans
Client Memorandum
April 27, 2020 The CARES Act for Gig Workers and Others Who Work for Themselves
Client Memorandum
April 22, 2020 OFAC Releases Fact Sheet on Humanitarian Assistance
Client Memorandum
April 14, 2020 SBA Paycheck Protection Program: Key Provisions and Related Fed Secured Lending Facility
Client Memorandum
April 14, 2020 CARES Act Enforcement: A Landscape of Potential Risk
Client Memorandum
April 14, 2020 FTC and DOJ Issue Statement Regarding COVID-19 and Competition in Labor Markets
Client Alert
April 7, 2020 The CARES Act Paycheck Protection Program: Key Features for Lenders and Small Business Borrowers
Client Memorandum
March 30, 2020 HSR Act Update: Agencies to Resume Granting Early Termination of Waiting Period
Client Alert
March 27, 2020 CFTC Adopts Final Interpretation on the Actual Delivery Exception for Leveraged Retail Virtual Currency Transactions
Client Memorandum
March 25, 2020 How the SEC Enforcement Division Responds to a Crisis
Client Memorandum
March 24, 2020 SEC Provides Temporary Additional Flexibility for Registered Funds Affected by the Coronavirus Outbreak to Obtain Short-Term Funding
Client Alert
March 24, 2020 Global Enforcers Acknowledge Need for Competitor Collaboration During COVID-19 Pandemic
Client Memorandum
March 23, 2020 AGM Considerations for UK Foreign Private Issuers Arising from Coronavirus (COVID-19)
Client Memorandum
March 23, 2020 Purchasing Portfolio Company Debt – Threshold Issues for Private Equity Sponsors
Client Memorandum
March 19, 2020 Fed Establishes a Money Market Mutual Fund Liquidity Facility
Client Memorandum
March 19, 2020 The Fed Announces a Primary Dealer Credit Facility
Client Memorandum
March 18, 2020 Proposed Rule: Filing Fees for Certain CFIUS Transactions
Client Memorandum
March 17, 2020 CFTC Issues COVID-19 Related Relief for Futures and Swap Market Participants
Client Memorandum
March 17, 2020 FTC and DOJ Issue Civil Merger Investigation Guidance in Light of COVID-19
Client Alert
March 16, 2020 FTC Implements Temporary HSR e-Filing System
Client Memorandum
March 9, 2020 CFTC Proposes to Codify No-Action Relief for Swap Execution Facilities
Client Memorandum
March 2, 2020 Federal Judge Acquits Ex-Alstom Executive on FCPA Charges Post Jury Verdict
Client Memorandum
February 21, 2020 Highlights & Takeaways: California Attorney General Releases Modified CCPA Regulations
Client Memorandum
February 20, 2020 Visual Memo: CFTC Proposes Amendments to Cross-Border Rules
Client Memorandum
February 13, 2020 Volcker 2.1: Visual Memo on Proposed Amendments to Volcker Rule Covered Fund Provisions
Client Memorandum
February 3, 2020 Volcker 2.1: Agencies Propose Revisions to Covered Fund Provisions
Client Memorandum
January 31, 2020 China Antitrust Review 2019
Client Memorandum
January 31, 2020 2019 年中国反垄断法领域回顾
Client Memorandum
January 30, 2020 SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices
Client Memorandum
January 28, 2020 2020 HSR Jurisdictional Thresholds Announced
Client Memorandum
January 22, 2020 CFIUS Issues Final FIRRMA Regulations
Client Memorandum
January 22, 2020 CFTC Staff Clarifies Guidance Regarding CCO Annual Reports
Client Memorandum
January 21, 2020 House Passes 8-K Trading Gap Act
Client Memorandum
January 17, 2020 Federal Banking Agencies Recognize the Rise of Index Funds and Passive Investing
Client Memorandum
January 16, 2020 DOJ and FTC Release Draft Vertical Merger Guidelines: a Modest and Overdue Makeover
Client Memorandum
January 16, 2020 Encouraging Innovation: Brokered Deposits—What Fintechs Need to Know to Partner with Banks under the FDIC’s Proposed Regulations
Client Memorandum
January 16, 2020 SEC Proposes to Expand Access to Private Offerings
Client Memorandum
January 15, 2020 FSOC Shift to an Activities-Based Approach Signals an Emphasis on the Risks to Financial Stability from Digital Transformation
Client Memorandum
January 15, 2020 FTC Workshop on Non-Compete Clauses Demonstrates New Interest—But Little Likelihood of Shift in Current Enforcement Approach
Client Memorandum
January 14, 2020 Proposed Rule on Derivatives Use by Registered Funds
Client Memorandum
January 14, 2020 “Maximum Pressure” to the Max: United States Sanctions Additional Sectors of Iran’s Economy
Client Memorandum
January 13, 2020 Financial Institutions Enforcement Update
Client Memorandum
January 8, 2020 The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption
Client Memorandum
January 7, 2020 Second Circuit Lowers the Bar for Charging Criminal Insider Trading
Client Memorandum
December 23, 2019 IRS Issues Proposed Regulations under Section 162(m)
Client Memorandum
December 19, 2019 Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers
Client Memorandum
December 18, 2019 CFTC Staff Issues Guidance Regarding CCO Annual Reports
Client Memorandum
December 13, 2019 FinCEN Director Highlights Value of BSA Reporting; Focuses on Persistent Beneficial Ownership Information Gap
Client Memorandum
December 11, 2019 U.S. Department of Commerce Proposes Rule Governing Information and Communications Technology and Services
Client Memorandum
December 10, 2019 Human Capital and Climate Risk Disclosure – Analysis of 2019 Mandatory and Voluntary Reporting
Client Memorandum
December 9, 2019 DOJ Clarifies Position on Agency Liability under the FCPA post-Hoskins; New FCPA Chief Named
Client Memorandum
December 3, 2019 DOJ Clarifies Corporate Enforcement Policy
Client Memorandum
November 26, 2019 UK Merger Control - CMA Interventionism on the Rise
Client Memorandum
November 26, 2019 Preparing Your 2019 Form 20-F
Client Memorandum
November 21, 2019 Final Tailoring Rules for U.S. Banking Organizations
Client Memorandum
November 18, 2019 Leaning into Fairness: Executive Order On Enforcement
Client Memorandum
November 15, 2019 FTC Finds Consummated Merger Anticompetitive, Orders Assets to be Divested
Client Memorandum
November 14, 2019 SEC Describes Active Enforcement Program and Focus on Corporate Conduct in 2019 Annual Report
Client Memorandum
November 4, 2019 Supreme Court to Review SEC’s Authority to Seek Disgorgement
Client Memorandum
October 30, 2019 SEC Adopts New ETF Rule
Client Memorandum
October 17, 2019 Leaning Into Transparency: Executive Order on Guidance
Client Memorandum
October 16, 2019 United States Sanctions Turkish Government over Syrian Incursion
Client Memorandum
October 11, 2019 "Off the Rack": Federal Reserve Finalizes Tailoring Rules with Few Changes
Client Memorandum
October 8, 2019 U.S. Prudential Regulators Expected to Propose Amendments to Swap Margin Rule
Client Memorandum
September 30, 2019 CFIUS Issues Proposed FIRRMA Regulations
Client Memorandum
September 24, 2019 Proposed Cannabis Legislation: Three Different Paths Before Congress
Client Memorandum
September 20, 2019 FTC Confirms Vertical Mergers Remain a Priority Despite DOJ’s Loss in AT&T/Time Warner Challenge
Client Memorandum
September 18, 2019 SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
Client Memorandum
September 11, 2019 OFAC Amends Cuba Sanctions Regulations to Remove “U-Turn” General License and Impose Limits on Remittances
Client Memorandum
September 11, 2019 Volcker Rule 2019 Final Amendments: Summary and Proprietary Trading Flowcharts
Client Memorandum
September 10, 2019 District Court Opens the Door to Potential Restitution Claims in FCPA Cases
Client Memorandum
August 30, 2019 Third Point Funds Fined for HSR Violation
Client Memorandum
August 27, 2019 Commerce Department Extends Huawei General License, Adds More Huawei Affiliates to Entity List
Client Memorandum
August 13, 2019 SFO Announces New Corporate Cooperation Guidance
Client Memorandum
August 9, 2019 Federal Reserve Announces Plan to Build Its Own Real-Time Gross Settlement System for Retail Payments
Client Memorandum
August 7, 2019 Second Round of Sanctions on the Russian Federation under Chemical and Biological Weapons Control and Warfare Elimination Act
Client Memorandum
August 7, 2019 United States Imposes Blocking Sanctions on the Government of Venezuela
Client Memorandum
July 22, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
July 22, 2019 DOJ Expands Opportunities for Cooperation Credit in Criminal Antitrust Investigations
Client Memorandum
July 22, 2019 Financial Action Task Force Issues Guidance for the Virtual Asset Sector
Client Memorandum
July 19, 2019 Agencies Extend Volcker Rule Relief for Qualifying Foreign Excluded Funds
Client Memorandum
July 18, 2019 Chairman Jay Clayton Announces Change in SEC Waiver Process
Client Memorandum
July 17, 2019 Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA
Client Memorandum
July 15, 2019 Banking Agencies Simplify Capital Rules for Non-Advanced Approaches Firms
Client Memorandum
July 12, 2019 SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions
Client Memorandum
July 12, 2019 Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules
Client Memorandum
June 27, 2019 Kisor v. Wilkie: Auer Deference Lives On, But In What Form?
Client Memorandum
June 26, 2019 Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process
Client Memorandum
June 26, 2019 SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 10, 2019 Impact of the California Consumer Privacy Act on M&A
Client Memorandum
June 3, 2019 Davis Polk Financial Services Regulatory Reform Tool–Summer Spotlight Edition
Client Memorandum
May 14, 2019 Supreme Court Issues Decision on Apple’s App Store
Client Memorandum
May 7, 2019 DOJ Provides Additional Guidance and Clarity Regarding Its Evaluation of Corporate Compliance Programs
Client Memorandum
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

May 6, 2019 Digital and Digitized Assets: Federal and State Jurisdictional Issues

American Bar Association, March 2019

May 2, 2019 Federal Reserve’s Proposed Rule on Controlling Influence: A Step in the Right Direction
Client Memorandum
April 16, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
April 15, 2019 Blockchain Technology — Acquisitions & Joint Ventures
Client Memorandum
March 11, 2019 CFTC Is Latest Entrant to Anti-Corruption Enforcement
Client Memorandum
March 1, 2019 Davis Polk Financial Services Regulatory Reform Tool–New Congress Edition
Client Memorandum
February 27, 2019 D.C. Circuit Allows AT&T-Time Warner Merger to Stand, Rejecting DOJ’s Challenge
Client Memorandum
February 24, 2019 What Should Be Disclosed in an Initial Coin Offering?

Oxford University Press (2019)

February 15, 2019 Revised 2019 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
February 8, 2019 Proposed U.S. Federal Cannabis Legislation: Briefing on the SAFE Act and STATES Act
Client Memorandum
January 31, 2019 China Antitrust Review 2018
Client Memorandum
January 22, 2019 Five US market regulation forecasts for 2019

Financial Times

December 10, 2018 A New Cut: Federal Reserve and U.S. Banking Agencies Propose Tailored Regulatory Framework
Client Memorandum
November 20, 2018 Newsflash: FTC Hearings 5, 6 and 7 on Competition and Consumer Protection in the 21st Century
Client Memorandum
November 19, 2018 Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition
Client Memorandum
November 6, 2018 Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions
Client Memorandum
November 6, 2018 U.S. Government Fully Re-Imposes Iran Sanctions, Announces “Unprecedented” Sanctions Effort
Client Memorandum
October 26, 2018 The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses?
Client Memorandum
October 24, 2018 Update on Establishment of Single Antitrust Agency in China
Client Memorandum
October 16, 2018 CFIUS Pilot Program Implements FIRRMA Reforms Targeting Certain “Critical Technologies” and Requiring Mandatory Declarations
Client Memorandum
September 14, 2018 Hearings on Competition and Consumer Protection in the 21st Century: Opening Session
Client Newsflash
August 31, 2018 Second Circuit Holds the FCPA Does Not Extend to Non-U.S. Persons Absent U.S. Nexus
Client Memorandum
August 21, 2018 SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems
Client Memorandum
August 13, 2018 New CFIUS Legislation Enacted
Client Memorandum
August 8, 2018 Getting the Deal Through: Financial Services Compliance

Law Business Research Ltd., August 2018

July 10, 2018 What Chinese Banks and Companies Should Know About DOJ Overseas Subpoenas and Asset Seizures
Client Memorandum
July 6, 2018 SEC’s Proposed Amendments to Its Whistleblower Program May Increase Reporting of Potential Securities-Law Violations to the SEC
Client Memorandum
July 6, 2018 U.S. Supreme Court Says Interpretation of PRC Law Not to Receive Deference in Vitamin C Antitrust Case
Client Memorandum
July 5, 2018 CFTC Proposes Maintaining Swap Dealer De Minimis Registration Threshold at $8 Billion with Expanded Exceptions
Client Memorandum
July 5, 2018 Davis Polk Financial Services Regulatory Reform Tool — Summer Beach Read Edition
Client Memorandum
July 5, 2018 In Amended Decision, U.S. Court of Appeals (Second Circuit) Leaves Open the Ability to Prosecute Insider Trading Absent Evidence of a “Meaningfully Close Personal Relationship”
Client Memorandum
July 3, 2018 Supreme Court Issues Landmark Decision on Two-Sided Markets
Client Memorandum
July 2, 2018 New York’s Highest Court Holds That Three-Year Statute of Limitations Applies to Martin Act Claims
Client Memorandum
June 25, 2018 Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact
Client Memorandum
June 18, 2018 Proposed Amendments to the Volcker Rule Regulations
Client Memorandum
June 5, 2018 When the FBI Can Help Companies Deal With a Cyber Event

New York Law Journal, June 4, 2018

June 4, 2018 DOJ Announces Largest-Ever U.S. Antitrust Divestiture in the Bayer/Monsanto Transaction
Client Memorandum
May 22, 2018 Bipartisan Banking Act Will Rebalance the Financial Regulatory Landscape
Client Memorandum
May 11, 2018 Deputy Attorney General Rosenstein Announces New Policy to Avoid “Piling On” in Corporate Enforcement Actions
Client Memorandum
May 9, 2018 President Trump Withdraws from Iran Deal, U.S. Sanctions to “Snap Back” After Limited Wind-down Period
Client Memorandum
May 7, 2018 SEC Proposes Enhanced Standards for Advice to Retail Investors
Client Memorandum
April 27, 2018 SEC Pursues Compliance Officers at Broker-Dealer for Aiding and Abetting AML Violations
Client Memorandum
April 17, 2018 The CONSENT Act and Renewed Congressional Data Privacy Interest
Client Memorandum
April 10, 2018 FinCEN Issues Frequently Asked Questions Regarding Its Customer Due Diligence Rule
Client Memorandum
March 28, 2018 Senate Bipartisan Banking Bill to Rebalance the Financial Regulatory Landscape
Client Memorandum
March 28, 2018 Trump Intends to Nominate Final FTC Commissioner
Client Memorandum
March 17, 2018 China to Consolidate Antitrust Powers in Single Agency
Client Memorandum
March 15, 2018 SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures
Client Memorandum
February 27, 2018 Supreme Court Rules that Dodd-Frank Whistleblower Protections Do Not Extend to Internal Reporting
Client Memorandum
February 23, 2018 Latest U.S. Sanctions Developments Show Focus on Mainland China and Hong Kong
Client Memorandum
February 6, 2018 2017年中国反垄断法领域回顾
Client Memorandum
January 31, 2018 China Antitrust Review 2017
Client Memorandum
January 26, 2018 Revised 2018 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 23, 2018 Six US Market Regulation Predictions for 2018

Financial Times, January 19, 2018

January 16, 2018 CFIUS发展趋势和最新动态
Client Memorandum
January 16, 2018 Trends and Updates in the CFIUS Space
Client Memorandum
December 21, 2017 Investment Management Regulatory Update - December 2017
Client Newsletter
December 5, 2017 White Collar Update: Solicitor General Sides with Opponents, Agrees SEC ALJs are Unconstitutionally Appointed
Client Memorandum
December 1, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Announces New FCPA Corporate Enforcement Policy Establishing a Category of Presumptive Declinations
Client Memorandum
November 6, 2017 SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions
Client Memorandum
November 2, 2017 FINRA Establishes New Registration and Qualification Requirements
Client Memorandum
October 30, 2017 SEC Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin Provide Remarks on Enforcement Division’s Initiatives and Priorities
Client Memorandum
October 19, 2017 Trump’s Nominees for the FTC
Client Memorandum
October 16, 2017 President Trump Decertifies the Iran Deal – What Happens Next?
Client Memorandum
October 12, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Delivers Address on Corporate Enforcement Policy
Client Memorandum
October 11, 2017 Review of Volcker Rule Comment Letters
Client Memorandum
October 5, 2017 DOJ Challenges Consummated Merger Following HSR Clearance
Client Memorandum
September 19, 2017 CFIUS: President Blocks Lattice Semiconductor Corporation Acquisition; Senate Holds Hearing on Possible CFIUS Reforms
Client Memorandum
September 5, 2017 U.S. Court of Appeals (Second Circuit) Upholds Convictions, Eliminates Newman’s “Meaningfully Close Personal Relationship” Requirement
Client Memorandum
August 21, 2017 U.S. Banking Agencies Clarify Capital Treatment of Cleared Derivatives with Settled-to-Market Variation Margin
Client Memorandum
August 14, 2017 The Federal Reserve Breathes Fresh Air into Its Corporate Governance Guidance
Client Memorandum
August 10, 2017 D.C. Circuit Raises the Bar on SEC Review of SRO Rule Filings—May Further Slow Pace of Agency Actions
Client Memorandum
August 8, 2017 What Happens if the CFPB Arbitration Rule Isn't Overturned? - Ten Practical Tips to Think About Now
Client Memorandum
August 4, 2017 The Countering America’s Adversaries Through Sanctions Act Becomes Law
Client Memorandum

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