July 19, 2019 Agencies Extend Volcker Rule Relief for Qualifying Foreign Excluded Funds
Client Memorandum
July 18, 2019 Chairman Jay Clayton Announces Change in SEC Waiver Process
Client Memorandum
July 17, 2019 Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA
Client Memorandum
July 16, 2019 Davis Polk Comments on Federal Reserve’s Proposed Rule on Controlling Influence
Client Alert
July 15, 2019 Banking Agencies Simplify Capital Rules for Non-Advanced Approaches Firms
Client Memorandum
July 12, 2019 SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions
Client Memorandum
July 12, 2019 Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules
Client Memorandum
July 10, 2019 Dealing with Difficult Conditions in the Term Loan B Market
Client Memorandum
July 2, 2019 Proposed Regulations Likely to Stimulate Investment in Qualified Opportunity Zones
Client Memorandum
June 27, 2019 Kisor v. Wilkie: Auer Deference Lives On, But In What Form?
Client Memorandum
June 26, 2019 Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process
Client Memorandum
June 26, 2019 SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption
Client Memorandum
June 26, 2019 U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps
Client Memorandum
June 24, 2019 New U.S. Greenhouse Gas Emissions Rule for the Power Sector
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 20, 2019 10th Edition of The Banking Regulation Review
United States Chapter of the 10th Edition of The Banking Regulation Review
June 19, 2019 Investment Management Regulatory Update - June 2019
Client Newsletter
June 19, 2019 Howey, Ralston Purina and the SEC's Digital Asset Framework

The Review of Securities & Commodities Regulation, Vol. 52, No. 12, 2019

June 19, 2019 Private Equity Regulatory Update - June 2019
Client Newsletter
June 10, 2019 Impact of the California Consumer Privacy Act on M&A
Client Memorandum
June 4, 2019 Striking a Balance Between Cybersecurity and Employee Privacy

New York Law Journal, Vol. 261, No. 105, 2019

June 3, 2019 Davis Polk Financial Services Regulatory Reform Tool–Summer Spotlight Edition
Client Memorandum
May 31, 2019 Recent Cases Address the IRS's Penalty Approval Procedures
Client Memorandum
May 29, 2019 Investment Management Regulatory Update - May 2019
Client Newsletter
May 29, 2019 Private Equity Regulatory Update - May 2019
Client Newsletter
May 21, 2019 Supreme Court Settles Rights of Trademark Licensee Upon Rejection in Bankruptcy
Client Memorandum
May 17, 2019 SEC Proposes Relaxed Audit Rule for Smaller Companies
Client Memorandum
May 14, 2019 Supreme Court Issues Decision on Apple’s App Store
Client Memorandum
May 7, 2019 DOJ Provides Additional Guidance and Clarity Regarding Its Evaluation of Corporate Compliance Programs
Client Memorandum
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

May 7, 2019 SEC Proposes Simplified Disclosure for Acquisitions and Dispositions
Client Memorandum
May 2, 2019 Fed Panel Floats New Floater Fallback Language to Address Future Loss of LIBOR
Client Memorandum
May 2, 2019 Federal Reserve’s Proposed Rule on Controlling Influence: A Step in the Right Direction
Client Memorandum
April 30, 2019 Investment Management Regulatory Update - April 2019
Client Newsletter
April 30, 2019 Private Equity Regulatory Update - April 2019
Client Newsletter
April 25, 2019 Second Circuit Decision May Lead to More Offshore M&A Litigation Filed in the United States
Client Memorandum
April 16, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
April 16, 2019 The Current State of U.S. Public Cryptocurrency Funds

Public Investment Funds (2019 ed.)

April 15, 2019 Blockchain Technology — Acquisitions & Joint Ventures
Client Memorandum
April 5, 2019 SEC Guidance on New Rules for Confidential Treatment of Material Agreements
Client Memorandum
March 29, 2019 Investment Management Regulatory Update - March 2019
Client Newsletter
March 29, 2019 Private Equity Regulatory Update - March 2019
Client Newsletter
March 28, 2019 SEC Adopts Rules to Modernize and Simplify Disclosure For Public Companies
Client Memorandum
March 13, 2019 The Continuing Evolution of NAV Facilities

Global Legal Insights - Fund Finance 2019, 3rd Ed. 

March 11, 2019 CFTC Is Latest Entrant to Anti-Corruption Enforcement
Client Memorandum
March 5, 2019 The Role of In-House Counsel in Incident Response Planning

New York Law Journal, Vol. 261, No. 41, 2019

March 1, 2019 Davis Polk Financial Services Regulatory Reform Tool–New Congress Edition
Client Memorandum
February 28, 2019 Investment Management Regulatory Update - February 2019
Client Newsletter
February 28, 2019 Private Equity Regulatory Update - February 2019
Client Newsletter
February 27, 2019 D.C. Circuit Allows AT&T-Time Warner Merger to Stand, Rejecting DOJ’s Challenge
Client Memorandum
February 20, 2019 SEC Proposes Expansion of "Testing the Waters"
Client Memorandum
February 15, 2019 Revised 2019 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
February 13, 2019 Reducing Risk in the Dawn of Equifax and Other Cyber-Related Securities Fraud Class Actions
Cybersecurity Law Report
February 8, 2019 Proposed U.S. Federal Cannabis Legislation: Briefing on the SAFE Act and STATES Act
Client Memorandum
January 31, 2019 China Antitrust Review 2018
Client Memorandum
January 28, 2019 Fifth Circuit Questions the Enforceability of Make-Whole and Postpetition Interest Claims in Bankruptcy
Client Memorandum
January 24, 2019 Investment Management Regulatory Update - January 2019
Client Newsletter
January 24, 2019 Private Equity Regulatory Update - January 2019
Client Newsletter
January 22, 2019 Five US market regulation forecasts for 2019

Financial Times

January 22, 2019 SEC Proposes Significant Changes to Rules for Funds of Funds
Client Memorandum
January 14, 2019 Estate Planning in 2019
Client Memorandum
January 14, 2019 Intellectual Property and Tech Transactions Update
Client Newsletter
January 8, 2019 The Affordable Clean Energy Rule and the Past, Present and Future of Climate Change Regulation of the U.S. Power Industry

Fordham Environmental Law Review, Vol. 30, No. 2, 2018

January 2, 2019 Update on the SEC Shutdown
Client Memorandum
December 27, 2018 Ninth Circuit reaffirms that a plaintiff must plead detailed facts demonstrating that at least half of directors could not have exercised disinterested business judgment in responding to a shareholder demand
Client Memorandum
December 21, 2018 Investment Management Regulatory Update - December 2018
Client Newsletter
December 21, 2018 SEC Shutdown: Pointers for Capital Markets Transactions
Client Memorandum
December 21, 2018 Private Equity Regulatory Update - December 2018
Client Newsletter
December 21, 2018 SEC Adopts Hedging Disclosure Rule
Client Memorandum
December 20, 2018 SEC Chair Highlights Disclosure Topics for Upcoming Filings
Client Memorandum
December 20, 2018 US – How Foreign is Too Foreign? Extraterritorial Limits on the Recovery of Fraudulent Transfers

Global Restructuring Review’s The Restructuring Review of the Americas 2019

December 17, 2018 Preparing Your 2018 Form 20-F
Client Memorandum
December 14, 2018 The Guide to M&A Arbitration: United States

Law Business Research Ltd., Global Arbitration Review

December 12, 2018 First Guidance on the Application of Section 83(i) - Tax Deferral for Private Corporation Equity Compensation Awards
Client Memorandum
December 11, 2018 What Comes Next with Respect to CRA Reform
ABA Business Law Today
December 10, 2018 A New Cut: Federal Reserve and U.S. Banking Agencies Propose Tailored Regulatory Framework
Client Memorandum
November 29, 2018 A Say-on-Pay Update — Plus Strategies for Responding to a Negative Recommendation by a Proxy Advisory Firm
Client Memorandum
November 21, 2018 Issue 13: Lex et Brexit — The Law and Brexit
Client Memorandum
November 20, 2018 Investment Management Regulatory Update - November 2018
Client Newsletter
November 20, 2018 Newsflash: FTC Hearings 5, 6 and 7 on Competition and Consumer Protection in the 21st Century
Client Memorandum
November 20, 2018 Private Equity Regulatory Update - November 2018
Client Newsletter
November 20, 2018 SEC Lays Out Roadmap for Resolving Illegal ICOs
Client Memorandum
November 19, 2018 Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition
Client Memorandum
November 15, 2018 SEC Adopts New Mining Disclosure Rules
Client Memorandum
November 6, 2018 Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions
Client Memorandum
October 30, 2018 Getting the Deal Through: Private M&A 2019

Law Business Research Ltd.

October 26, 2018 The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses?
Client Memorandum
October 25, 2018 Investments in Qualified Opportunity Funds: Newly Proposed Regulations Offer Significant Clarification
Client Memorandum
October 24, 2018 Update on Establishment of Single Antitrust Agency in China
Client Memorandum
October 23, 2018 Investment Management Regulatory Update - October 2018
Client Newsletter
October 23, 2018 Private Equity Regulatory Update - October 2018
Client Newsletter
October 18, 2018 Adding Insult to Injury: SEC Warns That Cyber Incidents May Lead to Enforcement Action
Client Memorandum
October 16, 2018 CFIUS Pilot Program Implements FIRRMA Reforms Targeting Certain “Critical Technologies” and Requiring Mandatory Declarations
Client Memorandum
October 1, 2018 California Enacts Law Requiring Public Company Boards to Include Women
Client Memorandum
September 28, 2018 Investment Management Regulatory Update - September 2018
Client Newsletter
September 28, 2018 Private Equity Regulatory Update - September 2018
Client Newsletter
September 25, 2018 Getting the Deal Through: Merger Control 2019

Law Business Research Ltd.

September 24, 2018 Directors and Officers Insurance Policies—Are You Covered?

Bloomberg Law, September 20, 2018

September 21, 2018 EPA and BLM Easing Methane Rules for the Oil and Natural Gas Industry
Client Memorandum
September 20, 2018 UN Sustainable Development Goals – The Leading ESG Framework for Large Companies?
Client Memorandum
September 18, 2018 Cryptocurrency and Other Digital Assets for Asset Managers

Global Legal Insights – Blockchain & Cryptocurrency Regulation 2019

September 14, 2018 Hearings on Competition and Consumer Protection in the 21st Century: Opening Session
Client Newsflash
September 7, 2018 What Would a U.S. Supreme Court Confirmation of Judge Kavanaugh Mean for Environmental Regulation?
Client Memorandum
September 5, 2018 ESG Treatise Part 2 – United Nations Global Compact – Whether to Join or Not?
Client Memorandum
September 4, 2018 The Guide to Merger Remedies: Overview

Global Competition Review, August 2018

August 31, 2018 Second Circuit Holds the FCPA Does Not Extend to Non-U.S. Persons Absent U.S. Nexus
Client Memorandum
August 30, 2018 Investment Management Regulatory Update - August 2018
Client Newsletter
August 30, 2018 Private Equity Regulatory Update - August 2018
Client Newsletter
August 27, 2018 IRS Issues Guidance Clarifying Tax Reform Changes to Section 162(m)
Client Memorandum
August 24, 2018 EPA’s New Greenhouse Gas Emissions Rule for U.S. Power Sector – Legal Considerations and Business Impacts
Client Memorandum
August 21, 2018 SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems
Client Memorandum
August 20, 2018 SEC Updates Its Disclosure Rulebook
Client Memorandum
August 13, 2018 New CFIUS Legislation Enacted
Client Memorandum
August 10, 2018 Dare to Share? Waiver Issues in Cross-Border Joint Defense Communications

Global Private Litigation Bulletin (ABA), March 2018

August 8, 2018 Getting the Deal Through: Financial Services Compliance

Law Business Research Ltd., August 2018

July 31, 2018 Investment Management Regulatory Update - July 2018
Client Newsletter
July 31, 2018 Private Equity Regulatory Update - July 2018
Client Newsletter
July 26, 2018 SEC Proposes Reduction in Financial Reporting Requirements for Guaranteed and Secured Notes
Client Memorandum
July 23, 2018 SEC Revisits Equity Compensation Offerings by Amending Rule 701 and Seeking Comment on Further Changes to Rule 701 and Form S-8
Client Memorandum
July 19, 2018 Adviser Exams: Mitigating Enforcement Risks

The International Comparative Legal Guide to: Alternative Investment Funds 2018

July 18, 2018 Boards and #MeToo
Client Memorandum
July 18, 2018 Ninth Circuit Holds That Section 10(b) Reaches Domestic Purchases of Unsponsored ADRs and That the Supreme Court’s Morrison Decision Does Not Preclude Claims Against Issuers Arising Out of Such Purchases
Client Memorandum
July 17, 2018 Recent Developments Relating to Corporate Governance
Client Memorandum
July 11, 2018 Governance Practices for IPO Companies: A Davis Polk Survey
Client Memorandum
July 9, 2018 ESG in Private Equity Part 1: UN PRI & Related ESG Reports and Ratings
Client Memorandum
July 6, 2018 SEC’s Proposed Amendments to Its Whistleblower Program May Increase Reporting of Potential Securities-Law Violations to the SEC
Client Memorandum
July 6, 2018 U.S. Supreme Court Says Interpretation of PRC Law Not to Receive Deference in Vitamin C Antitrust Case
Client Memorandum
July 5, 2018 CFTC Proposes Maintaining Swap Dealer De Minimis Registration Threshold at $8 Billion with Expanded Exceptions
Client Memorandum
July 5, 2018 Davis Polk Financial Services Regulatory Reform Tool — Summer Beach Read Edition
Client Memorandum
July 5, 2018 In Amended Decision, U.S. Court of Appeals (Second Circuit) Leaves Open the Ability to Prosecute Insider Trading Absent Evidence of a “Meaningfully Close Personal Relationship”
Client Memorandum
July 5, 2018 SEC Issues Sanctions for Inadequate Perk Disclosure
Client Memorandum
July 3, 2018 SEC lowers threshold to qualify as a Smaller Reporting Company
Client Memorandum
July 3, 2018 Sovereign Bond Offerings and Liability Management Exercises – U.S. Perspectives
Client Memorandum
July 3, 2018 Supreme Court Issues Landmark Decision on Two-Sided Markets
Client Memorandum
July 2, 2018 New York’s Highest Court Holds That Three-Year Statute of Limitations Applies to Martin Act Claims
Client Memorandum
June 29, 2018 SEC Proposes New ETF Rule
Client Memorandum
June 28, 2018 Investment Management Regulatory Update - June 2018
Client Newsletter
June 28, 2018 Private Equity Regulatory Update - June 2018
Client Newsletter
June 25, 2018 Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact
Client Memorandum
June 19, 2018 FCA Publishes the Final Rules for the Premium Listing Segment for Sovereign-Controlled Commercial Companies
Client Memorandum
June 18, 2018 Proposed Amendments to the Volcker Rule Regulations
Client Memorandum
June 14, 2018 Ninth Circuit Clarifies Delaware Demand Futility Standard in Derivative Case
Client Memorandum
June 12, 2018 U.S. Supreme Court Further Limits Tolling in the Class Action Context in China Agritech v. Resh
Client Memorandum
June 5, 2018 When the FBI Can Help Companies Deal With a Cyber Event

New York Law Journal, June 4, 2018

June 4, 2018 DOJ Announces Largest-Ever U.S. Antitrust Divestiture in the Bayer/Monsanto Transaction
Client Memorandum
May 31, 2018 Investment Management Regulatory Update - May 2018
Client Newsletter
May 31, 2018 Private Equity Regulatory Update - May 2018
Client Newsletter
May 22, 2018 Bipartisan Banking Act Will Rebalance the Financial Regulatory Landscape
Client Memorandum
May 16, 2018 Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege
Client Memorandum
May 11, 2018 Deputy Attorney General Rosenstein Announces New Policy to Avoid “Piling On” in Corporate Enforcement Actions
Client Memorandum
May 7, 2018 SEC Proposes Enhanced Standards for Advice to Retail Investors
Client Memorandum
May 3, 2018 LIBOR Fallbacks in Focus: A Lesson in Unintended Consequences

Oliver Wyman, May 2018

April 30, 2018 Investment Management Regulatory Update - April 2018
Client Newsletter
April 30, 2018 Private Equity Regulatory Update - April 2018
Client Newsletter
April 27, 2018 SEC Pursues Compliance Officers at Broker-Dealer for Aiding and Abetting AML Violations
Client Memorandum
April 26, 2018 Avoiding Traps When Documenting Make-Whole Premiums for Term Loans

The International Comparative Legal Guide to: Lending & Secured Finance 2018

April 26, 2018 Quarterly Report – Life Sciences Securities Litigation Activity in Q1 2018
Client Memorandum
April 26, 2018 With $35 Million Fine, SEC Shows Late Cyberbreach Disclosure Can Result in Enforcement
Client Memorandum
April 25, 2018 Ninth Circuit Analyzes ’34 Act Mens Rea Requirement in Tender Offer Disclosure Litigation
Client Memorandum
April 25, 2018 Supreme Court Upholds Constitutionality of Inter Partes Review and Holds That Petitioners Are Entitled to a Written Decision Addressing All Challenged Claims
Client Memorandum
April 17, 2018 The CONSENT Act and Renewed Congressional Data Privacy Interest
Client Memorandum
April 13, 2018 The Supreme Court’s Cyan Decision and What Happens Next
Client Memorandum
April 2, 2018 A Notable Footnote In High Court Merit Management Decision

Law360, April 2, 2018

March 30, 2018 Investment Management Regulatory Update - March 2018
Client Newsletter
March 30, 2018 Private Equity Regulatory Update - March 2018
Client Newsletter
March 29, 2018 The Federal Circuit Resurrects Oracle’s Multibillion Dollar Copyright Claim against Google, Narrowing The Fair Use Doctrine for Software
Client Memorandum
March 28, 2018 Intellectual Property and Tech Transactions Update
Client Newsletter
March 28, 2018 Senate Bipartisan Banking Bill to Rebalance the Financial Regulatory Landscape
Client Memorandum
March 28, 2018 Trump Intends to Nominate Final FTC Commissioner
Client Memorandum
March 26, 2018 Impact of the European General Data Protection Regulation on U.S. M&A
Client Memorandum
March 17, 2018 China to Consolidate Antitrust Powers in Single Agency
Client Memorandum
March 15, 2018 SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures
Client Memorandum
March 7, 2018 First Wave of Pay Ratio Disclosures Filed
Client Memorandum
February 28, 2018 Investment Management Regulatory Update - February 2018
Client Newsletter
February 28, 2018 Private Equity Regulatory Update - February 2018
Client Newsletter
February 28, 2018 Supreme Court Interprets Scope of Section 546(e) Safe Harbor
Client Memorandum
February 27, 2018 Supreme Court Rules that Dodd-Frank Whistleblower Protections Do Not Extend to Internal Reporting
Client Memorandum
February 23, 2018 SEC Issues Updated Cybersecurity Guidance
Client Memorandum
February 21, 2018 Recent Developments in Fund Financing: Hybrid Facilities, Insider Leverage and Overcall Limitations

GLI - Fund Finance 2018, Second Edition

February 20, 2018 Getting the Deal Through: Shareholder Activism & Engagement 2018

Law Business Research Ltd.

February 20, 2018 Nasdaq Proposes to Modify Shareholder Approval Rule
Client Memorandum
February 8, 2018 New Tax Act Has Meaningful Implications for Broad-Based Employee Benefit Plans
Client Memorandum
February 8, 2018 Second and Ninth Circuits Weigh in on Securities Litigation Standards
Client Memorandum
February 7, 2018 NYSE Introduces New Rules for Direct Listings
Client Memorandum
February 6, 2018 2017年中国反垄断法领域回顾
Client Memorandum
February 6, 2018 Management Incentive Plans Under a Microscope

ABI Journal, Vol. XXXVI, No. 12, December 2017

February 1, 2018 A Dangerous Mix: Multiple Board Service and Insolvency

ABI Journal, Vol. XXXVII, No. 2, February 2018

January 31, 2018 Administering Compensation Programs in the Wake of TCJA – New Section 162(m)
Client Memorandum
January 31, 2018 China Antitrust Review 2017
Client Memorandum
January 31, 2018 Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1
Client Memorandum
January 30, 2018 2017 Tax Cuts and Jobs Act: Impact on U.S. Real Estate Businesses
Client Memorandum
January 30, 2018 Investment Management Regulatory Update - January 2018
Client Newsletter
January 30, 2018 Private Equity Regulatory Update - January 2018
Client Newsletter
January 26, 2018 Revised 2018 Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates
Client Memorandum
January 23, 2018 Quarterly Report – Life Sciences Securities Litigation Activity in Q4 2017
Client Memorandum
January 23, 2018 Six US Market Regulation Predictions for 2018

Financial Times, January 19, 2018

January 22, 2018 Potential SEC Shutdown - 18 Law Firm Consensus Report
Client Memorandum
January 18, 2018 Delaware Supreme Court’s Rulings Re-Establish Importance of Deal Price and Sale Process in Appraisal Proceedings
Client Memorandum
January 18, 2018 U.S. Supreme Court to Decide Whether to Defer to Chinese Government’s Interpretation of PRC Laws in Vitamin C Antitrust Case
Client Memorandum
January 16, 2018 CFIUS发展趋势和最新动态
Client Memorandum

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