June 1, 2020 The OCC Reaffirms the Valid-When-Made Doctrine
Client Memorandum
May 29, 2020 Investment Management Regulatory Update - May 2020
Client Newsletter
May 29, 2020 Private Equity Regulatory Update - May 2020
Client Newsletter
May 28, 2020 Main Street Program: Legal Architecture
Client Memorandum
May 28, 2020 SEC Adopts Rules for Financial Disclosure Requirements for Acquisitions and Dispositions
Client Memorandum
May 27, 2020 Proposed Regulations on Deductibility of Governmental Settlements
Client Memorandum
May 27, 2020 CFIUS修订强制申报标准
Client Memorandum
May 22, 2020 CFIUS Amends Mandatory Declaration Standards
Client Memorandum
May 21, 2020 COVID-19 Pandemic Spurs Renewed State and Federal Focus on Price Gouging Enforcement
Client Memorandum
May 19, 2020 NYSE Modifies Additional Shareholder Approval Rules
Client Memorandum
May 11, 2020 SEC Orders SROs to Implement Changes to NMS Plan Governance
Client Memorandum
May 11, 2020 Supreme Court Reverses “Bridgegate” Convictions, Clarifies Meaning of “Property” Under Federal Fraud Statutes
Client Memorandum
May 7, 2020 Foreign Direct Investment (FDI) Screening – Filings in a Time of Crisis
Client Memorandum
May 7, 2020 Nasdaq Modifies Certain Shareholder Approval Rules on Temporary Basis
Client Memorandum
May 6, 2020 SEC Issues FAQs Relating to COVID-19 Reporting Relief
Client Memorandum
May 6, 2020 COVID-19: Reductions in Executive Pay
Client Memorandum
May 4, 2020 The Federal Reserve’s Revised Main Street Lending Program
Client Memorandum
April 30, 2020 Codes of Ethics and Securities Litigation
Client Memorandum
April 30, 2020 Private Equity Regulatory Update - April 2020
Client Newsletter
April 30, 2020 Investment Management Regulatory Update - April 2020
Client Newsletter
April 29, 2020 COVID-19: Impact on Nonqualified Deferred Compensation Plans
Client Memorandum
April 27, 2020 CARES Act: Relief for Nonprofit and Tax-Exempt Organizations
Client Memorandum
April 27, 2020 The CARES Act for Gig Workers and Others Who Work for Themselves
Client Memorandum
April 20, 2020 Intellectual Property and Tech Transactions Update - April 2020
Client Newsletter
April 17, 2020 COVID-19 and Environmental Matters – New EPA Remediation Guidance
Client Memorandum
April 14, 2020 SBA Paycheck Protection Program: Key Provisions and Related Fed Secured Lending Facility
Client Memorandum
April 14, 2020 CARES Act Enforcement: A Landscape of Potential Risk
Client Memorandum
April 14, 2020 FTC and DOJ Issue Statement Regarding COVID-19 and Competition in Labor Markets
Client Alert
April 14, 2020 COVID-19: Addressing Underwater Stock Options and Stock Appreciation Rights
Client Memorandum
April 7, 2020 The CARES Act Paycheck Protection Program: Key Features for Lenders and Small Business Borrowers
Client Memorandum
April 1, 2020 COVID-19 and Environmental Matters – Key Transactional and Compliance Impacts
Client Memorandum
March 31, 2020 Additional Tax Relief; Highlights for Individuals
Client Memorandum
March 31, 2020 Investment Management Regulatory Update - March 2020
Client Newsletter
March 31, 2020 Private Equity Regulatory Update - March 2020
Client Newsletter
March 31, 2020 COVID-19 and Public Companies: This is a developing (and updated) story
Client Memorandum
March 30, 2020 HSR Act Update: Agencies to Resume Granting Early Termination of Waiting Period
Client Alert
March 30, 2020 Thinking Ahead to First Quarter Reporting—Some Tips and Recommendations
Client Memorandum
March 27, 2020 Securities Offerings During Closed Windows and Blackout Periods
Client Memorandum
March 27, 2020 CFTC Adopts Final Interpretation on the Actual Delivery Exception for Leveraged Retail Virtual Currency Transactions
Client Memorandum
March 26, 2020 SEC Extends Reporting Relief and Issues Guidance
Client Memorandum
March 25, 2020 How the SEC Enforcement Division Responds to a Crisis
Client Memorandum
March 25, 2020 Delaware Supreme Court Finds Exclusive Federal Forum Provisions for Securities Act Litigation Are Valid
Client Memorandum
March 24, 2020 SEC Provides Temporary Additional Flexibility for Registered Funds Affected by the Coronavirus Outbreak to Obtain Short-Term Funding
Client Alert
March 24, 2020 Global Enforcers Acknowledge Need for Competitor Collaboration During COVID-19 Pandemic
Client Memorandum
March 24, 2020 Restructuring Debt Securities: Options and Legal Considerations
Client Memorandum
March 23, 2020 Virtual Notarization in New York State
Client Alert
March 23, 2020 Purchasing Portfolio Company Debt – Threshold Issues for Private Equity Sponsors
Client Memorandum
March 21, 2020 IRS Expands Tax Day Relief
Client Alert
March 20, 2020 Rush Summary - Key Elements of Senate Republican Phase 3 Stimulus Proposal
Client Memorandum
March 20, 2020 Should Companies Play Strong Defense in These Hostile Times?
Client Alert
March 19, 2020 Estate Planning Considerations in the Current Environment
Client Memorandum
March 19, 2020 FDIC Proposes Supervision of ILC Holding Companies
Client Memorandum
March 19, 2020 Fed Establishes a Money Market Mutual Fund Liquidity Facility
Client Memorandum
March 19, 2020 Internal Revenue Service Permits Taxpayers to Defer Certain April 15th Tax Payments
Client Memoradum
March 19, 2020 Tax Fungibility Tests That Permit a “Tack-on” Offering to Price with More Than De Minimis OID
Client Memorandum
March 19, 2020 The Fed Announces a Primary Dealer Credit Facility
Client Memorandum
March 18, 2020 Families First Coronavirus Response Act: Key Takeaways Regarding Paid Leave Benefits
Client Alert
March 18, 2020 Proposed Rule: Filing Fees for Certain CFIUS Transactions
Client Memorandum
March 17, 2020 CFTC Issues COVID-19 Related Relief for Futures and Swap Market Participants
Client Memorandum
March 17, 2020 FTC and DOJ Issue Civil Merger Investigation Guidance in Light of COVID-19
Client Alert
March 17, 2020 The Fed Moves to Shore Up Commercial Paper Markets
Client Memorandum
March 16, 2020 FTC Implements Temporary HSR e-Filing System
Client Memorandum
March 16, 2020 SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak
Client Alert
March 16, 2020 Thinking About Liquidity and Funding Alternatives?
Client Alert
March 13, 2020 U.S. Supreme Court Rejects Operating Subsidiaries’ Presumptive Right to Tax Refunds in Bankruptcy
Client Memorandum
March 12, 2020 SEC Eases the Burden of Financial Reporting for Guaranteed and Secured Debt to Encourage Registered Offerings
Client Memorandum
March 10, 2020 SEC Proposes Changes to Private Offerings
Client Memorandum
March 9, 2020 CFTC Proposes to Codify No-Action Relief for Swap Execution Facilities
Client Memorandum
March 9, 2020 Some Questions Being Considered About Stock Buybacks in These Volatile Markets
Client Alert
March 2, 2020 What If You Need to Change Your Annual Meeting Location or Date Due to the COVID-19 Coronavirus?
Client Memorandum
March 2, 2020 Federal Judge Acquits Ex-Alstom Executive on FCPA Charges Post Jury Verdict
Client Memorandum
February 28, 2020 Investment Management Regulatory Update - February 2020
Client Newsletter
February 28, 2020 Private Equity Regulatory Update - February 2020
Client Newsletter
February 27, 2020 How Should Boards Be Thinking About the Novel Coronavirus?
Client Alert
February 21, 2020 Highlights & Takeaways: California Attorney General Releases Modified CCPA Regulations
Client Memorandum
February 20, 2020 Visual Memo: CFTC Proposes Amendments to Cross-Border Rules
Client Memorandum
February 13, 2020 Volcker 2.1: Visual Memo on Proposed Amendments to Volcker Rule Covered Fund Provisions
Client Memorandum
February 3, 2020 SEC Issues Disclosure Guidance on Key Performance Indicators and Other Metrics
Client Alert
February 3, 2020 Volcker 2.1: Agencies Propose Revisions to Covered Fund Provisions
Client Memorandum
January 31, 2020 China Antitrust Review 2019
Client Memorandum
January 31, 2020 2019 年中国反垄断法领域回顾
Client Memorandum
January 31, 2020 Investment Management Regulatory Update - January 2020
Client Newsletter
January 31, 2020 Private Equity Regulatory Update - January 2020
Client Newsletter
January 30, 2020 SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices
Client Memorandum
January 28, 2020 2020 HSR Jurisdictional Thresholds Announced
Client Memorandum
January 27, 2020 SEC Issues Guidance on Revised MD&A Rules
Client Memorandum
January 22, 2020 CFIUS Issues Final FIRRMA Regulations
Client Memorandum
January 22, 2020 CFTC Staff Clarifies Guidance Regarding CCO Annual Reports
Client Memorandum
January 21, 2020 House Passes 8-K Trading Gap Act
Client Memorandum
January 17, 2020 Federal Banking Agencies Recognize the Rise of Index Funds and Passive Investing
Client Memorandum
January 16, 2020 DOJ and FTC Release Draft Vertical Merger Guidelines: a Modest and Overdue Makeover
Client Memorandum
January 16, 2020 Encouraging Innovation: Brokered Deposits—What Fintechs Need to Know to Partner with Banks under the FDIC’s Proposed Regulations
Client Memorandum
January 16, 2020 SEC Proposes to Expand Access to Private Offerings
Client Memorandum
January 15, 2020 FSOC Shift to an Activities-Based Approach Signals an Emphasis on the Risks to Financial Stability from Digital Transformation
Client Memorandum
January 15, 2020 FTC Workshop on Non-Compete Clauses Demonstrates New Interest—But Little Likelihood of Shift in Current Enforcement Approach
Client Memorandum
January 14, 2020 Estate Planning in 2020
Client Memorandum
January 14, 2020 Proposed Rule on Derivatives Use by Registered Funds
Client Memorandum
January 13, 2020 Financial Institutions Enforcement Update
Client Memorandum
January 13, 2020 SEC Re-Proposes Resource Extraction Rules
Client Memorandum
January 8, 2020 The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption
Client Memorandum
January 7, 2020 Second Circuit Lowers the Bar for Charging Criminal Insider Trading
Client Memorandum
January 6, 2020 Davis Polk Financial Services Regulatory Reform Tool—2020 Vision Edition
Client Memorandum
January 6, 2020 SEC Issues Guidance on Disclosing Technology and IP Risks in International Operations
Client Memorandum
December 26, 2019 Investment Management Regulatory Update - December 2019
Client Newsletter
December 26, 2019 Private Equity Regulatory Update - December 2019
Client Newsletter
December 23, 2019 IRS Issues Proposed Regulations under Section 162(m)
Client Memorandum
December 19, 2019 Proposed Amendments to the Advertising and Cash Solicitation Rules for Investment Advisers
Client Memorandum
December 18, 2019 CFTC Staff Issues Guidance Regarding CCO Annual Reports
Client Memorandum
December 13, 2019 FinCEN Director Highlights Value of BSA Reporting; Focuses on Persistent Beneficial Ownership Information Gap
Client Memorandum
December 10, 2019 New York Enacts UVTA, Modernizing Fraudulent Conveyance Law
Client Memorandum
December 10, 2019 Human Capital and Climate Risk Disclosure – Analysis of 2019 Mandatory and Voluntary Reporting
Client Memorandum
December 9, 2019 DOJ Clarifies Position on Agency Liability under the FCPA post-Hoskins; New FCPA Chief Named
Client Memorandum
December 3, 2019 DOJ Clarifies Corporate Enforcement Policy
Client Memorandum
November 26, 2019 UK Merger Control - CMA Interventionism on the Rise
Client Memorandum
November 26, 2019 Investment Management Regulatory Update - November 2019
Client Newsletter
November 26, 2019 Preparing Your 2019 Form 20-F
Client Memorandum
November 26, 2019 Private Equity Regulatory Update - November 2019
Client Newsletter
November 21, 2019 Final Tailoring Rules for U.S. Banking Organizations
Client Memorandum
November 18, 2019 Leaning into Fairness: Executive Order On Enforcement
Client Memorandum
November 15, 2019 FTC Finds Consummated Merger Anticompetitive, Orders Assets to be Divested
Client Memorandum
November 14, 2019 SEC Describes Active Enforcement Program and Focus on Corporate Conduct in 2019 Annual Report
Client Memorandum
November 14, 2019 Recent Delaware Cases Reinforce Director Accountability for Risk Oversight
Client Memorandum
November 12, 2019 SEC Proposed Rules to Regulate Proxy Advisory Firms and Shareholder Proposals
Client Memorandum
November 8, 2019 New York City's Climate Mobilization Act
Client Memorandum
November 4, 2019 Supreme Court to Review SEC’s Authority to Seek Disgorgement
Client Memorandum
October 31, 2019 Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies

Practical Law – Thomson Reuters

October 31, 2019 Investment Management Regulatory Update - October 2019
Client Newsletter
October 31, 2019 Private Equity Regulatory Update - October 2019
Client Newsletter
October 30, 2019 SEC Adopts New ETF Rule
Client Memorandum
October 29, 2019 Cryptocurrency and Other Digital Assets for Asset Managers

Global Legal Insights - Blockchain & Cryptocurrency Regulation 2020, 2nd Ed.

October 22, 2019 SEC Division of Corporation Finance Addresses Ordinary Business Basis for Shareholder Proposal Exclusion
Client Memorandum
October 17, 2019 Leaning Into Transparency: Executive Order on Guidance
Client Memorandum
October 14, 2019 A New Framework for Resolution Plans
Client Memorandum
October 11, 2019 "Off the Rack": Federal Reserve Finalizes Tailoring Rules with Few Changes
Client Memorandum
October 8, 2019 U.S. Prudential Regulators Expected to Propose Amendments to Swap Margin Rule
Client Memorandum
September 30, 2019 CFIUS Issues Proposed FIRRMA Regulations
Client Memorandum
September 30, 2019 European Court of Justice Limits Territorial Reach of “Right to Be Forgotten”
Client Memorandum
September 30, 2019 Investment Management Regulatory Update - September 2019
Client Newsletter
September 30, 2019 Private Equity Regulatory Update - September 2019
Client Newsletter
September 27, 2019 SEC Expands "Testing the Waters" Communications
Client Memorandum
September 24, 2019 Proposed Cannabis Legislation: Three Different Paths Before Congress
Client Memorandum
September 23, 2019 SEC Proposes an Update of Guide 3
Client Memorandum
September 20, 2019 FTC Confirms Vertical Mergers Remain a Priority Despite DOJ’s Loss in AT&T/Time Warner Challenge
Client Memorandum
September 18, 2019 SEC Issues Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
Client Memorandum
September 17, 2019 First Thing We Do, Let’s Exclude All the Lawyers

Business Law Today

September 13, 2019 Proposed Changes on Loss Carryforwards Are a (R)BIG Deal for M&A
Client Memorandum
September 13, 2019 SEC’s Shareholder Proposal Change May Muddle 2020 Proxies
Law360

 

September 11, 2019 Lessons From Equifax on How to Mitigate Post-Breach Legal Liability
Cybersecurity Law Report
September 11, 2019 Volcker Rule 2019 Final Amendments: Summary and Proprietary Trading Flowcharts
Client Memorandum
September 10, 2019 District Court Opens the Door to Potential Restitution Claims in FCPA Cases
Client Memorandum
September 6, 2019 Considerations in Using Incremental Facilities to Finance Acquisitions
Client Memorandum
August 30, 2019 Third Point Funds Fined for HSR Violation
Client Memorandum
August 27, 2019 Investment Management Regulatory Update - August 2019
Client Newsletter
August 27, 2019 Private Equity Regulatory Update - August 2019
Client Newsletter
August 23, 2019 SEC Proposes Updated Disclosure Rules for Business Description, Legal Proceedings and Risk Factors
Client Memorandum
August 21, 2019 The Business Roundtable Statement on Corporate Purpose
Client Memorandum
August 13, 2019 SFO Announces New Corporate Cooperation Guidance
Client Memorandum
August 9, 2019 Federal Reserve Announces Plan to Build Its Own Real-Time Gross Settlement System for Retail Payments
Client Memorandum
August 7, 2019 Second Round of Sanctions on the Russian Federation under Chemical and Biological Weapons Control and Warfare Elimination Act
Client Memorandum
July 31, 2019 Investment Management Regulatory Update - July 2019
Client Newsletter
July 31, 2019 Private Equity Regulatory Update - July 2019
Client Newsletter
July 25, 2019 Corporate Governance 2019

International Comparative Legal Guide: Corporate Governance 2019Twelfth Edition 

July 25, 2019 Public Investment Funds 2019

International Comparative Legal Guide: Public Investment Funds 2019, Second Edition

July 24, 2019 Legal Interpretation Is Not Like Reading Poetry: How to Let Go of Ordinary Reading and Interpret the Legal Framework of the Regulatory State
Business Law Today
July 22, 2019 Banking and Cannabis — Updated Briefing on the SAFE Banking Act and STATES Act
Client Memorandum
July 22, 2019 DOJ Expands Opportunities for Cooperation Credit in Criminal Antitrust Investigations
Client Memorandum
July 22, 2019 Financial Action Task Force Issues Guidance for the Virtual Asset Sector
Client Memorandum
July 22, 2019 Intellectual Property and Tech Transactions Update - July 2019
Client Memorandum
July 19, 2019 Agencies Extend Volcker Rule Relief for Qualifying Foreign Excluded Funds
Client Memorandum
July 18, 2019 Chairman Jay Clayton Announces Change in SEC Waiver Process
Client Memorandum
July 17, 2019 Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA
Client Memorandum
July 15, 2019 Banking Agencies Simplify Capital Rules for Non-Advanced Approaches Firms
Client Memorandum
July 12, 2019 SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions
Client Memorandum
July 12, 2019 Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules
Client Memorandum
July 10, 2019 Dealing with Difficult Conditions in the Term Loan B Market
Client Memorandum
July 2, 2019 Proposed Regulations Likely to Stimulate Investment in Qualified Opportunity Zones
Client Memorandum
July 1, 2019 Getting the Through Deal: Merger Control 2020

Law Business Research Ltd.

June 27, 2019 Kisor v. Wilkie: Auer Deference Lives On, But In What Form?
Client Memorandum
June 26, 2019 Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process
Client Memorandum
June 26, 2019 SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption
Client Memorandum
June 26, 2019 U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps
Client Memorandum
June 24, 2019 New U.S. Greenhouse Gas Emissions Rule for the Power Sector
Client Memorandum
June 21, 2019 Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations
Client Memorandum
June 20, 2019 10th Edition of The Banking Regulation Review
United States Chapter of the 10th Edition of The Banking Regulation Review
June 19, 2019 Investment Management Regulatory Update - June 2019
Client Newsletter
June 19, 2019 Howey, Ralston Purina and the SEC's Digital Asset Framework

The Review of Securities & Commodities Regulation, Vol. 52, No. 12, 2019

June 19, 2019 Private Equity Regulatory Update - June 2019
Client Newsletter
June 10, 2019 Impact of the California Consumer Privacy Act on M&A
Client Memorandum
June 4, 2019 Striking a Balance Between Cybersecurity and Employee Privacy

New York Law Journal, Vol. 261, No. 105, 2019

June 3, 2019 Davis Polk Financial Services Regulatory Reform Tool–Summer Spotlight Edition
Client Memorandum
May 31, 2019 Recent Cases Address the IRS's Penalty Approval Procedures
Client Memorandum
May 29, 2019 Investment Management Regulatory Update - May 2019
Client Newsletter
May 29, 2019 Private Equity Regulatory Update - May 2019
Client Newsletter
May 21, 2019 Supreme Court Settles Rights of Trademark Licensee Upon Rejection in Bankruptcy
Client Memorandum
May 17, 2019 SEC Proposes Relaxed Audit Rule for Smaller Companies
Client Memorandum
May 14, 2019 Supreme Court Issues Decision on Apple’s App Store
Client Memorandum
May 7, 2019 DOJ Provides Additional Guidance and Clarity Regarding Its Evaluation of Corporate Compliance Programs
Client Memorandum
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019

May 7, 2019 SEC Proposes Simplified Disclosure for Acquisitions and Dispositions
Client Memorandum
May 2, 2019 Fed Panel Floats New Floater Fallback Language to Address Future Loss of LIBOR
Client Memorandum

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