Search Criteria Office "Hong Kong" | 113 Results Found
September 27, 2019 SEC Expands "Testing the Waters" Communications
Client Memorandum
September 10, 2019 District Court Opens the Door to Potential Restitution Claims in FCPA Cases
Client Memorandum
August 23, 2019 SEC Proposes Updated Disclosure Rules for Business Description, Legal Proceedings and Risk Factors
Client Memorandum
August 13, 2019 SFO Announces New Corporate Cooperation Guidance
Client Memorandum
June 26, 2019 U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps
Client Memorandum
May 17, 2019 SEC Proposes Relaxed Audit Rule for Smaller Companies
Client Memorandum
May 7, 2019 DOJ Provides Additional Guidance and Clarity Regarding Its Evaluation of Corporate Compliance Programs
Client Memorandum
May 7, 2019 Getting the Deal Through: Financial Services Compliance 2019

Law Business Research Ltd., April 2019
May 7, 2019 SEC Proposes Simplified Disclosure for Acquisitions and Dispositions
Client Memorandum
April 25, 2019 Second Circuit Decision May Lead to More Offshore M&A Litigation Filed in the United States
Client Memorandum
April 5, 2019 SEC Guidance on New Rules for Confidential Treatment of Material Agreements
Client Memorandum
March 28, 2019 SEC Adopts Rules to Modernize and Simplify Disclosure For Public Companies
Client Memorandum
February 20, 2019 SEC Proposes Expansion of "Testing the Waters"
Client Memorandum
January 31, 2019 China Antitrust Review 2018
Client Memorandum
January 2, 2019 Update on the SEC Shutdown
Client Memorandum
December 21, 2018 SEC Shutdown: Pointers for Capital Markets Transactions
Client Memorandum
December 20, 2018 SEC Chair Highlights Disclosure Topics for Upcoming Filings
Client Memorandum
December 17, 2018 Preparing Your 2018 Form 20-F
Client Memorandum
November 15, 2018 SEC Adopts New Mining Disclosure Rules
Client Memorandum
November 8, 2018 SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors
Client Memorandum
November 1, 2018 Chinese Arbitration Court Recognizes Bitcoin as Property Protected by Law
Client Memorandum
October 30, 2018 Getting the Deal Through: Private M&A 2019

Law Business Research Ltd.
October 24, 2018 Update on Establishment of Single Antitrust Agency in China
Client Memorandum
October 18, 2018 Adding Insult to Injury: SEC Warns That Cyber Incidents May Lead to Enforcement Action
Client Memorandum
August 31, 2018 Second Circuit Holds the FCPA Does Not Extend to Non-U.S. Persons Absent U.S. Nexus
Client Memorandum
August 13, 2018 New CFIUS Legislation Enacted
Client Memorandum
August 8, 2018 Getting the Deal Through: Financial Services Compliance

Law Business Research Ltd., August 2018
July 26, 2018 SEC Proposes Reduction in Financial Reporting Requirements for Guaranteed and Secured Notes
Client Memorandum
July 18, 2018 Ninth Circuit Holds That Section 10(b) Reaches Domestic Purchases of Unsponsored ADRs and That the Supreme Court’s Morrison Decision Does Not Preclude Claims Against Issuers Arising Out of Such Purchases
Client Memorandum
July 10, 2018 What Chinese Banks and Companies Should Know About DOJ Overseas Subpoenas and Asset Seizures
Client Memorandum
July 6, 2018 U.S. Supreme Court Says Interpretation of PRC Law Not to Receive Deference in Vitamin C Antitrust Case
Client Memorandum
July 3, 2018 Sovereign Bond Offerings and Liability Management Exercises – U.S. Perspectives
Client Memorandum
June 19, 2018 FCA Publishes the Final Rules for the Premium Listing Segment for Sovereign-Controlled Commercial Companies
Client Memorandum
April 25, 2018 Hong Kong Stock Exchange Launches New Rules for Dual Class and Biotech Listings
Client Memorandum
April 25, 2018 香港交易所推出同股不同权方案
Client Memorandum
March 17, 2018 China to Consolidate Antitrust Powers in Single Agency
Client Memorandum
February 27, 2018 Hong Kong Stock Exchange Fleshes Out Game Plan for Dual Class and Biotech Listings
Client Memorandum
February 26, 2018 香港交易所推出同股不同权方案
Client Memorandum
February 23, 2018 Latest U.S. Sanctions Developments Show Focus on Mainland China and Hong Kong
Client Memorandum
February 23, 2018 SEC Issues Updated Cybersecurity Guidance
Client Memorandum
February 13, 2018 SFC Warns of Potential Action Against Cryptocurrency Exchanges and Issuers of ICOs
Client Memorandum
February 7, 2018 NYSE Introduces New Rules for Direct Listings
Client Memorandum
February 6, 2018 2017年中国反垄断法领域回顾
Client Memorandum
January 31, 2018 China Antitrust Review 2017
Client Memorandum
January 31, 2018 Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1
Client Memorandum
January 22, 2018 Potential SEC Shutdown - 18 Law Firm Consensus Report
Client Memorandum
January 18, 2018 U.S. Supreme Court to Decide Whether to Defer to Chinese Government’s Interpretation of PRC Laws in Vitamin C Antitrust Case
Client Memorandum
January 16, 2018 CFIUS发展趋势和最新动态
Client Memorandum
January 4, 2018 Two Arbitration Centers in Shenzhen, China combined into Shenzhen Court of International Arbitration
Client Memorandum
December 19, 2017 Hong Kong Gears Up to Welcome Dual Class and Biotech Winners
Client Memorandum
December 14, 2017 Preparing Your 2017 Form 20-F
Client Memorandum
December 8, 2017 NYSE Requires Listed Companies to Delay Issuing Material News Immediately After Market Close
Client Memorandum
December 1, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Announces New FCPA Corporate Enforcement Policy Establishing a Category of Presumptive Declinations
Client Memorandum
November 20, 2017 Getting the Deal Through: Private M&A 2018

Law Business Research Ltd.
November 3, 2017 House Passes Two Bipartisan Bills to Facilitate Securities Offerings
Client Memorandum
October 30, 2017 SEC Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin Provide Remarks on Enforcement Division’s Initiatives and Priorities
Client Memorandum
October 27, 2017 CIETAC Publishes Rules for Investor-State International Investment Arbitration
Client Memorandum
October 16, 2017 SEC Releases Proposal Aimed at Simplifying Public Company Disclosure
Client Memorandum
October 12, 2017 White Collar Update: Deputy Attorney General Rod Rosenstein Delivers Address on Corporate Enforcement Policy
Client Memorandum
October 2, 2017 New Revenue Recognition Rules Could Create a Speed Bump for Offerings in 2018
Client Memorandum
September 22, 2017 CFIUS最新动态：美国总统否决莱迪思半导体收购案；参议院就可能的CFIUS改革举行听证
Client Memorandum
September 19, 2017 SFC and HKEx Release Listing Regulatory Structure Consultation Conclusions
Client Memorandum
July 5, 2017 SEC Staff Expands Ability to File Registration Statements on a Nonpublic Basis
Client Memorandum
April 10, 2017 Hong Kong Market Misconduct Tribunal Rejects Hong Kong SFC Case in CITIC Pacific
Client Memorandum
January 25, 2017 China Antitrust Review 2016
Client Memorandum
December 8, 2016 Preparing Your 2016 Form 20-F
Client Memorandum
November 11, 2016 FINRA's Approval Requirement: Considerations for Non-US Acquirers of US Broker-Dealers

International Finanancial Law Review, November 2016
March 18, 2016 New Hong Kong Professional Investors Reform – Are You Ready?
Client Memorandum
January 27, 2016 Corruption in 2015: Key Takeaways
Client Newsletter
January 19, 2016 China Antitrust Review 2015
Client Memorandum
January 6, 2016 Hong Kong Corporate Finance Update
Client Newsletter
December 17, 2015 Preparing Your 2015 Form 20-F
Client Memorandum
November 24, 2015 HK CFA Explains Sufficient Connection to Wind Up a Foreign Company on the Just and Equitable Ground
Client Memorandum
November 10, 2015 Federal Reserve’s Proposed Rule on TLAC and Eligible LTD
Client Memorandum
October 23, 2015 MOFCOM Lifts Many, But Not All, Hold Separate Requirements Previously Imposed as Conditions to Clearance of Hard Disk Drive Deals
Client Memorandum
May 11, 2015 China Opens Bank Card Clearing Market to Foreign Competition
Client Memorandum
March 9, 2015 Private Investment in Public Equity (PIPE): What You Need to Know to Invest in Hong Kong and US PIPE Transactions
Asian-Mena Counsel, March 2015, Vol. 12, Issue 8
January 28, 2015 China Antitrust Review 2014
Client Memorandum
January 19, 2015 Placee Independence – Key Takeaways from the Latest SFC Disciplinary Actions
Client Memorandum
December 12, 2014 Preparing Your 2014 Form 20-F
Client Memorandum
September 22, 2014 GlaxoSmithKline Found Guilty of Bribery and Hit with Record Fines in China
Client Memorandum
August 28, 2014 Hong Kong High Court Procedure E-Discovery: Practice Direction Effective September 1, 2014‎
Client Memorandum
August 25, 2014 SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability
Client Memorandum
August 4, 2014 GSK: A Case Study
China Law and Practice, July/August 2014
May 21, 2014 FCPA Jurisprudence: U.S. Court of Appeals (11th Circuit) Defines “Instrumentality” Under the FCPA, Adopts Government’s View
Client Memorandum
March 26, 2014 D.C. District Court Orders Production of Internal Compliance Investigation Materials
Client Memorandum
March 24, 2014 Marubeni Corp. Pleads Guilty to FCPA Bribery Charges
Client Memorandum
January 27, 2014 China Antitrust Review 2013
Client Memorandum
August 28, 2013 Briefings on the 2013 New Hong Kong IPO Sponsor Regime
August 28, 2013 达维简报 - 2013年香港首次公开招股保荐人机制的最新修订
July 24, 2013 The Hong Kong Stock Exchange Releases Revised Rules and Procedures to Implement New IPO Sponsor Regime
Client Memorandum
June 4, 2013 Civil Enforcement of Securities Violations in Hong Kong Section 213 of the Securities and Futures Ordinance
Client Memorandum
March 27, 2013 Chinese Vitamin C Producers Price-Fixing Verdict Raises Questions of Comity and Conflict with Executive Branch Views
Client Memorandum
February 20, 2013 Delaware Court of Chancery Declines to Dismiss Claims Against U.S. Independent Directors for Failure to Monitor China-Based Company
Client Newsflash
January 31, 2013 China Antitrust Review 2012
Client Memorandum
November 27, 2012 香港資本市場における近時の進展（参考和訳）
Client Newsflash
November 6, 2012 Hong Kong Capital Market Developments
October 29, 2012 Hong Kong Stock Exchange Clarifies Pre-IPO Investment Policies
Client Memorandum
July 19, 2012 Expansion in Global Reach of U.S. Antitrust Laws
Client Newsflash
May 16, 2012 Hong Kong Regulator Turns Up the Heat on IPO Sponsors
Client Memorandum
May 11, 2012 Federal Reserve’s Comprehensive Consolidated Supervision Determination for Chinese Banks Has Broader Implications
Client Memorandum
May 11, 2012 Hong Kong Capital Market Developments
Client Newsletter
February 2, 2012 Hong Kong Capital Market Developments
Client Newsletter
February 2, 2012 香港資本市場における近時の進展（参考和訳）
Client Newsletter
January 17, 2012 Preparing Your 2011 Form 20-F
Client Memorandum
October 30, 2011 Hong Kong Capital Market Developments
Client Newsflash
October 30, 2011 香港IPO資本市場における近時の進展（参考和訳）
Client Newsflash
April 12, 2011 SFC Raises Concerns on IPO Sponsor's Due Diligence
Client Newsflash
June 2, 2010 Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues
Client Memorandum
September 9, 2009 Asia M&A / Private Equity Newsletter
Renminbi Private Equity Funds - Opportunities and Limitations
April 1, 2009 Asia M&A / Private Equity Newsletter
Antitrust Review or Regulation of Foreign Investment?: Understanding the PRC’s Anti-Monopoly Regime and the Coca-Cola/Huiyuan Decision
January 1, 2009 Asia M&A / Private Equity Newsletter
Challenges of “Down Round” Financings in Asia
October 1, 2008 Asia M&A / Private Equity Newsletter
Acquiring a Minority Equity Stake in a U.S. Public Company
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